REG-BARCLAYS PLC FORM 8.3 - SHIRE PLC

BarclaysAnnouncement

11/09/2018 11:45

      FORM 8.3 - SHIRE PLC
    

    

      FORM 8.3
    

      PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
    

      A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
    

      Rule 8.3 of the Takeover Code (the “Code”)
    

      1. KEY INFORMATION
    

      

        

          (a)
        
        

           
        
        

          Full name of discloser:
        
        

           
        
        

          Barclays PLC.
        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
      
      

        

          (b)
        
        

        
        

          Owner or controller of interest and short
        
        

        
        

        
        

        
      
      

        

           
        
        

        
        

          positions disclosed, if different from 1(a):
        
        

        
        

           
        
        

        
      
      

        

          (c)
        
        

        
        

          Name of offeror/offeree in relation to whose
        
        

        
        

          SHIRE PLC
        
        

        
      
      

        

           
        
        

        
        

          relevant securities this form relates:
        
        

        
        

           
        
        

        
      
      

        

          (d)
        
        

        
        

          If an exempt fund manager connected with an
        
        

        
        

        
        

        
      
      

        

        
        

        
        

          offeror/offeree, state this and specify identity of
        
        

        
        

        
        

        
      
      

        

           
        
        

        
        

          offeror/offeree:
        
        

        
        

           
        
        

        
      
      

        

          (e)
        
        

        
        

          Date position held/dealing undertaken:
        
        

        
        

          10 September 2018
        
        

        
      
      

        

          (f)
        
        

        
        

          In addition to the company in 1(c) above, is the discloser making
        
        

        
        

          YES:
        
        

        
      
      

        

           
        
        

        
        

          disclosures in respect of any other party to the offer?
        
        

        
        

          TAKEDA PHARMACEUTICAL CO LTD
        
        

        
      
    

      2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
    

      If there are positions or rights to subscribe to disclose in more 
      than one class of relevant securities of the offeror or offeree named in 
      1(c), copy table 2(a) or (b) (as appropriate) for each additional class 
      of relevant security.
    

      (a) Interests and short positions in the relevant securities of the 
      offeror or offeree to which the disclosure relates following the dealing 
      (if any)
    

      

        

          Class of relevant security:
        
        

           
        
        

           
        
        

           
        
        

          5p ordinary
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

        
        

        
        

        
        

        
        

          Interests
        
        

        
        

          Short Positions
        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

          Number
        
        

        
        

          (%)
        
        

        
        

          Number
        
        

        
        

          (%)
        
        

        
      
      

        

          (1)
        
        

        
        

          Relevant securities owned
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

          and/or controlled:
        
        

        
        

          5,365,130
        
        

        
        

          0.59%
        
        

        
        

          1,649,938
        
        

        
        

          0.18%
        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
      
      

        

          (2)
        
        

        
        

          Cash-settled derivatives:
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

          244,983
        
        

        
        

          0.03%
        
        

        
        

          3,556,996
        
        

        
        

          0.39%
        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
      
      

        

          (3)
        
        

        
        

          Stock-settled derivatives (including options)
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

          and agreements to purchase/sell:
        
        

        
        

          182,100
        
        

        
        

          0.02%
        
        

        
        

          260,700
        
        

        
        

          0.03%
        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
      
      

        

          (4)
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

          TOTAL:
        
        

        
        

          5,792,213
        
        

        
        

          0.63%
        
        

        
        

          5,467,634
        
        

        
        

          0.60%
        
        

        
      
    

      All interests and all short positions should be disclosed.
    

      Details of any open stock-settled derivative positions (including 
      traded options), or agreements to purchase or sell relevant securities, 
      should be given on a Supplemental Form 8 (Open Positions).
    

      (b) Rights to subscribe for new securities (including directors’ and 
      other employee options)
    

      

        

          Class of relevant security in relation to which subscription right 
          exists:
        
        

           
        
      
      

        

          Details, including nature of the rights concerned and relevant 
          percentages:
        
        

           
        
      
    

      3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
    

      Where there have been dealings in more than one class of relevant 
      securities of the offeror or offeree named in 1(c), copy table 3(a), 
      (b), (c) or (d) (as appropriate) for each additional class of relevant 
      security dealt in.
    

      The currency of all prices and other monetary amounts should be 
      stated.
    

      (a) Purchases and sales
    

      

        

          Class of relevant
        
        

           
        
        

          Purchase/sale
        
        

           
        
        

          Number of
        
        

           
        
        

          Price per unit
        
        

        
      
      

        

          security
        
        

        
        

           
        
        

        
        

          securities
        
        

        
        

           
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          16
        
        

        
        

          42.8886 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          37
        
        

        
        

          42.7200 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          67
        
        

        
        

          43.0300 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          68
        
        

        
        

          42.7800 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          68
        
        

        
        

          42.6700 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          68
        
        

        
        

          42.9150 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          68
        
        

        
        

          42.7050 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          69
        
        

        
        

          42.6200 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          69
        
        

        
        

          42.7300 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          73
        
        

        
        

          42.7275 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          73
        
        

        
        

          42.6275 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          74
        
        

        
        

          42.7100 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          74
        
        

        
        

          42.9900 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          75
        
        

        
        

          42.9492 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          88
        
        

        
        

          42.6850 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          91
        
        

        
        

          42.7850 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          104
        
        

        
        

          42.8950 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          105
        
        

        
        

          42.9300 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          132
        
        

        
        

          42.9600 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          140
        
        

        
        

          42.8350 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          173
        
        

        
        

          42.8450 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          183
        
        

        
        

          42.8832 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          198
        
        

        
        

          42.8223 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          238
        
        

        
        

          42.8848 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          361
        
        

        
        

          42.8600 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          422
        
        

        
        

          42.7720 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          431
        
        

        
        

          42.8438 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          447
        
        

        
        

          42.8500 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          833
        
        

        
        

          42.8844 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          1,030
        
        

        
        

          42.6928 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          1,136
        
        

        
        

          42.6500 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          1,166
        
        

        
        

          42.9108 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          1,312
        
        

        
        

          42.6564 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          2,145
        
        

        
        

          42.7903 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          2,484
        
        

        
        

          42.7831 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          2,730
        
        

        
        

          42.7920 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          2,961
        
        

        
        

          42.7795 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          3,331
        
        

        
        

          42.8720 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          3,592
        
        

        
        

          42.6976 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          3,652
        
        

        
        

          42.7999 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          5,000
        
        

        
        

          42.9109 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          7,552
        
        

        
        

          42.8000 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          8,919
        
        

        
        

          42.7649 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          12,117
        
        

        
        

          42.6484 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          15,278
        
        

        
        

          42.8789 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          28,312
        
        

        
        

          42.9063 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          31,626
        
        

        
        

          42.7633 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          88,033
        
        

        
        

          42.6844 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          37
        
        

        
        

          42.7200 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          67
        
        

        
        

          42.8500 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          67
        
        

        
        

          43.0300 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          68
        
        

        
        

          42.6700 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          68
        
        

        
        

          42.7050 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          68
        
        

        
        

          42.7800 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          68
        
        

        
        

          42.9150 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          69
        
        

        
        

          42.7300 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          73
        
        

        
        

          42.6275 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          74
        
        

        
        

          42.9900 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          74
        
        

        
        

          42.7100 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          88
        
        

        
        

          42.6850 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          91
        
        

        
        

          42.7850 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          100
        
        

        
        

          42.7449 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          104
        
        

        
        

          42.8950 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          105
        
        

        
        

          42.9300 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          132
        
        

        
        

          42.9600 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          140
        
        

        
        

          42.8350 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          173
        
        

        
        

          42.8450 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          179
        
        

        
        

          42.8600 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          192
        
        

        
        

          42.8983 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          223
        
        

        
        

          42.7275 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          276
        
        

        
        

          42.7020 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          369
        
        

        
        

          42.6200 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          833
        
        

        
        

          42.8844 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          909
        
        

        
        

          42.7005 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          1,166
        
        

        
        

          42.9108 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          1,512
        
        

        
        

          42.7979 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          1,671
        
        

        
        

          42.7417 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          1,709
        
        

        
        

          42.6580 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          1,798
        
        

        
        

          42.8357 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          1,855
        
        

        
        

          42.7720 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          2,023
        
        

        
        

          42.7816 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          3,550
        
        

        
        

          42.8827 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          4,316
        
        

        
        

          42.6714 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          6,667
        
        

        
        

          42.6519 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          9,033
        
        

        
        

          42.7926 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          9,612
        
        

        
        

          42.7321 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          15,917
        
        

        
        

          42.6965 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          17,582
        
        

        
        

          42.8725 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          45,641
        
        

        
        

          42.8574 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          48,198
        
        

        
        

          42.6500 GBP
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          41
        
        

        
        

          166.8400 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          50
        
        

        
        

          168.0300 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          59
        
        

        
        

          166.8500 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          97
        
        

        
        

          166.9523 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          100
        
        

        
        

          166.8300 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          100
        
        

        
        

          167.0500 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          100
        
        

        
        

          167.2400 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          100
        
        

        
        

          166.9300 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          100
        
        

        
        

          166.9900 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          130
        
        

        
        

          166.7800 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          200
        
        

        
        

          166.9450 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          200
        
        

        
        

          167.6100 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          300
        
        

        
        

          167.3883 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          300
        
        

        
        

          167.8974 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          349
        
        

        
        

          168.0957 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          400
        
        

        
        

          166.8050 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          400
        
        

        
        

          166.8000 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          495
        
        

        
        

          166.9631 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          1,100
        
        

        
        

          167.9800 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          1,300
        
        

        
        

          166.9584 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          1,513
        
        

        
        

          167.3470 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          2,000
        
        

        
        

          167.3223 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          2,300
        
        

        
        

          167.4050 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          8,600
        
        

        
        

          167.0758 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          10,000
        
        

        
        

          166.9958 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Purchase
        
        

        
        

          49,210
        
        

        
        

          167.2826 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          48
        
        

        
        

          167.1581 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          49
        
        

        
        

          166.7508 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          59
        
        

        
        

          166.8500 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          78
        
        

        
        

          168.3500 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          100
        
        

        
        

          168.2600 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          200
        
        

        
        

          167.1450 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          200
        
        

        
        

          167.0500 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          200
        
        

        
        

          167.8450 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          200
        
        

        
        

          167.7900 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          200
        
        

        
        

          167.9962 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          230
        
        

        
        

          166.7886 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          300
        
        

        
        

          167.7202 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          305
        
        

        
        

          168.2691 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          400
        
        

        
        

          167.8725 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          441
        
        

        
        

          167.9148 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          500
        
        

        
        

          167.6510 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          801
        
        

        
        

          167.8351 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          1,000
        
        

        
        

          168.0450 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          1,000
        
        

        
        

          167.5525 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          1,042
        
        

        
        

          167.8574 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          1,100
        
        

        
        

          167.9800 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          1,111
        
        

        
        

          167.2611 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          1,300
        
        

        
        

          167.2915 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          1,300
        
        

        
        

          166.9584 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          1,300
        
        

        
        

          167.6555 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          1,900
        
        

        
        

          167.3801 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          1,990
        
        

        
        

          168.0051 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          3,642
        
        

        
        

          167.3588 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          5,858
        
        

        
        

          167.2409 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          10,000
        
        

        
        

          166.9959 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          13,219
        
        

        
        

          167.1724 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Sale
        
        

        
        

          18,635
        
        

        
        

          167.0968 USD
        
        

        
      
    

      (b) Cash-settled derivative transactions
    

      

        

          Class of
        
        

           
        
        

          Product
        
        

           
        
        

          Nature of dealing
        
        

           
        
        

          Number of
        
        

           
        
        

          Price per
        
        

        
      
      

        

          relevant
        
        

        
        

          description
        
        

        
        

        
        

        
        

          reference
        
        

        
        

          unit
        
        

        
      
      

        

          security
        
        

        
        

           
        
        

        
        

           
        
        

        
        

          securities
        
        

        
        

           
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Long
        
        

        
        

          276
        
        

        
        

          42.7020 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          921
        
        

        
        

          42.8086 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Long
        
        

        
        

          1,000
        
        

        
        

          43.0091 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Long
        
        

        
        

          1,600
        
        

        
        

          42.7263 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Long
        
        

        
        

          1,798
        
        

        
        

          42.8357 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          5,023
        
        

        
        

          42.8909 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Long
        
        

        
        

          9,612
        
        

        
        

          42.7321 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          13,610
        
        

        
        

          42.7272 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          16
        
        

        
        

          42.7718 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          198
        
        

        
        

          42.8223 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          309
        
        

        
        

          42.8441 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          406
        
        

        
        

          42.7720 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          567
        
        

        
        

          42.8418 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          678
        
        

        
        

          42.7109 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          1,827
        
        

        
        

          42.6902 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          2,445
        
        

        
        

          42.7845 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          3,331
        
        

        
        

          42.8720 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          3,435
        
        

        
        

          42.6500 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          3,652
        
        

        
        

          42.7999 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          6,085
        
        

        
        

          42.8125 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          8,919
        
        

        
        

          42.7649 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          17,023
        
        

        
        

          42.6520 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          18,430
        
        

        
        

          42.8183 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          19,272
        
        

        
        

          42.8006 GBP
        
        

        
      
    

      (c) Stock-settled derivative transactions (including options)
    

      (i) Writing, selling, purchasing or varying
    

      

        

          Class
        
        

           
        
        

          Product
        
        

           
        
        

          Writing,
        
        

           
        
        

          Number
        
        

           
        
        

          Exercise
        
        

           
        
        

          Type
        
        

           
        
        

          Expiry
        
        

           
        
        

          Option
        
        

        
      
      

        

          of
        
        

        
        

          description
        
        

        
        

          purchasing,
        
        

        
        

          of
        
        

        
        

          price
        
        

        
        

        
        

        
        

          date
        
        

        
        

          money
        
        

        
      
      

        

          relevant
        
        

        
        

        
        

        
        

          selling,
        
        

        
        

          securities
        
        

        
        

          per unit
        
        

        
        

        
        

        
        

        
        

        
        

          paid/
        
        

        
      
      

        

          security
        
        

        
        

        
        

        
        

          varying etc
        
        

        
        

          to which
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

          received
        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

          option
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

          per unit
        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

          relates
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchasing
        
        

        
        

          300
        
        

        
        

          175 USD
        
        

        
        

          American
        
        

        
        

          7 Sep 2018
        
        

        
        

          0.0500 USD
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Selling
        
        

        
        

          100
        
        

        
        

          173 USD
        
        

        
        

          American
        
        

        
        

          12 Oct 2018
        
        

        
        

          1.7700 USD
        
        

        
      
    

      (ii) Exercise
    

      

        

          Class of relevant security
        
        

           
        
        

          Product description

          

            e.g. call option
          
        
        

           
        
        

          Exercising/ exercised against
        
        

           
        
        

          Number of securities
        
        

           
        
        

          Exercise price per unit
        
      
    

      (d) Other dealings (including subscribing for new securities)
    

      

        

          Class of relevant security
        
        

           
        
        

          Nature of dealing

          

            e.g. subscription, conversion
          
        
        

           
        
        

          Details
        
        

           
        
        

          Price per unit (if applicable)
        
      
    

      4. OTHER INFORMATION
    

      (a) Indemnity and other dealing arrangements
    

      

        

          Details of any indemnity or option arrangement, or any agreement or 
          understanding, formal or informal, relating to relevant securities 
          which may be an inducement to deal or refrain from dealing entered 
          into by the person making the disclosure and any party to the offer 
          or any person acting in concert with a party to the offer:

          

            Irrevocable commitments and letters of intent should not be 
            included. If there are no such agreements, arrangements or 
            understandings, state “none”
          
        
      
      

        

          

            None
          
        
      
    

      (b) Agreements, arrangements or understandings relating to options or 
      derivatives
    

      

        

          Details of any agreement, arrangement or understanding, formal or 
          informal, between the person making the disclosure and any other 
          person relating to:

          

            (i) the voting rights of any relevant securities under any option; 
            or
          
          

            (ii) the voting rights or future acquisition or disposal of any 
            relevant securities to which any derivative is referenced:
          
          

            If there are no such agreements, arrangements or 
            understandings, state “none”
          
        
      
      

        

          

            None
          
        
      
    

      (c) Attachments
    

      

        

          Is a Supplemental Form 8 (Open Positions) attached?
        
        

           
        
        

          YES
        
      
      

        

          Date of disclosure:
        
        

        
        

          11 Sep 2018
        
      
      

        

          Contact name:
        
        

        
        

          Large Holdings Regulatory Operations
        
      
      

        

          Telephone number:
        
        

        
        

          020 3134 7213
        
      
    

      Public disclosures under Rule 8 of the Code must be made to a 
      Regulatory Information Service.
    

      The Panel’s Market Surveillance Unit is available for consultation in 
      relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
    

      The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
    

      SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
    

      DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, 
      AGREEMENTS TO PURCHASE OR SELL ETC.
    

      Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
    

      1. KEY INFORMATION
    

      

        

          Identity of the person whose positions/dealings
        
        

           
        
        

          Barclays PLC.
        
      
      

        

          are being disclosed:
        
        

        
        

           
        
      
      

        

          Name of offeror/offeree in relation to whose
        
        

        
        

          SHIRE PLC
        
      
      

        

          relevant securities this from relates:
        
        

        
        

           
        
      
    

      2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
    

      

        

          Class
        
        

           
        
        

          Product
        
        

           
        
        

          Writing,
        
        

           
        
        

          Number
        
        

           
        
        

          Exercise
        
        

           
        
        

          Type
        
        

           
        
        

          Expiry
        
        

        
      
      

        

          of
        
        

        
        

          description
        
        

        
        

          purchasing,
        
        

        
        

          of
        
        

        
        

          price
        
        

        
        

        
        

        
        

          date
        
        

        
      
      

        

          relevant
        
        

        
        

        
        

        
        

          selling,
        
        

        
        

          securities
        
        

        
        

          per unit
        
        

        
        

        
        

        
        

        
        

        
      
      

        

          security
        
        

        
        

        
        

        
        

          varying etc
        
        

        
        

          to which
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

          option
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

          relates
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -125,000
        
        

        
        

          3600.0000
        
        

        
        

          American
        
        

        
        

          21 Dec 2018
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          125,000
        
        

        
        

          3600.0000
        
        

        
        

          American
        
        

        
        

          21 Dec 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          100
        
        

        
        

          105.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          100
        
        

        
        

          140.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          100
        
        

        
        

          220.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          100
        
        

        
        

          110.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          200
        
        

        
        

          135.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          200
        
        

        
        

          130.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          200
        
        

        
        

          160.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          200
        
        

        
        

          155.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          200
        
        

        
        

          210.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          200
        
        

        
        

          120.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          300
        
        

        
        

          170.0000
        
        

        
        

          American
        
        

        
        

          14 Sep 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          300
        
        

        
        

          175.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          300
        
        

        
        

          115.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          400
        
        

        
        

          230.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          500
        
        

        
        

          195.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          500
        
        

        
        

          130.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          500
        
        

        
        

          165.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          500
        
        

        
        

          150.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          500
        
        

        
        

          125.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          1,000
        
        

        
        

          180.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          1,000
        
        

        
        

          170.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          1,000
        
        

        
        

          135.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          1,200
        
        

        
        

          170.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          1,300
        
        

        
        

          165.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          1,600
        
        

        
        

          170.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          1,700
        
        

        
        

          195.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          2,000
        
        

        
        

          150.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          2,300
        
        

        
        

          185.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          3,100
        
        

        
        

          155.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          3,600
        
        

        
        

          185.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          4,500
        
        

        
        

          200.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          5,000
        
        

        
        

          195.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -10,000
        
        

        
        

          180.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -6,000
        
        

        
        

          200.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -4,000
        
        

        
        

          180.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -2,700
        
        

        
        

          145.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -1,100
        
        

        
        

          210.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -1,000
        
        

        
        

          85.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -900
        
        

        
        

          175.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -800
        
        

        
        

          160.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -500
        
        

        
        

          160.0000
        
        

        
        

          American
        
        

        
        

          18 Apr 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -100
        
        

        
        

          173.0000
        
        

        
        

          American
        
        

        
        

          12 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -100
        
        

        
        

          145.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -100
        
        

        
        

          140.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -100
        
        

        
        

          130.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -100
        
        

        
        

          173.0000
        
        

        
        

          American
        
        

        
        

          21 Sep 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -44,000
        
        

        
        

          145.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -8,900
        
        

        
        

          135.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -8,600
        
        

        
        

          170.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -6,600
        
        

        
        

          165.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -5,800
        
        

        
        

          180.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -4,600
        
        

        
        

          155.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -3,700
        
        

        
        

          145.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -2,700
        
        

        
        

          80.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -2,500
        
        

        
        

          120.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -2,300
        
        

        
        

          85.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -2,100
        
        

        
        

          160.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -2,000
        
        

        
        

          175.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,800
        
        

        
        

          115.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,500
        
        

        
        

          165.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,200
        
        

        
        

          135.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,100
        
        

        
        

          150.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,000
        
        

        
        

          105.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,000
        
        

        
        

          150.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,000
        
        

        
        

          140.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,000
        
        

        
        

          80.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,000
        
        

        
        

          170.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -800
        
        

        
        

          150.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -700
        
        

        
        

          160.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -500
        
        

        
        

          140.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -500
        
        

        
        

          155.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -400
        
        

        
        

          145.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -400
        
        

        
        

          165.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -200
        
        

        
        

          170.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -200
        
        

        
        

          115.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -100
        
        

        
        

          163.0000
        
        

        
        

          American
        
        

        
        

          14 Sep 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          100
        
        

        
        

          110.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          100
        
        

        
        

          140.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          100
        
        

        
        

          95.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          100
        
        

        
        

          75.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          100
        
        

        
        

          110.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          200
        
        

        
        

          200.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          200
        
        

        
        

          125.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          200
        
        

        
        

          70.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          200
        
        

        
        

          100.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          500
        
        

        
        

          125.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          1,000
        
        

        
        

          160.0000
        
        

        
        

          American
        
        

        
        

          21 Sep 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          1,000
        
        

        
        

          90.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          1,000
        
        

        
        

          155.0000
        
        

        
        

          American
        
        

        
        

          5 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          2,300
        
        

        
        

          130.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          5,300
        
        

        
        

          120.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          10,000
        
        

        
        

          160.0000
        
        

        
        

          American
        
        

        
        

          19 Jul 2019
        
        

        
      
    

      3. AGREEMENTS TO PURCHASE OR SELL ETC.
    

      

        

          Full details should be given so that the nature of the interest or 
          position can be fully understood:
        
      
    

      It is not necessary to provide details on a Supplemental Form (Open 
      Positions) with regard to cash-settled derivatives.
    

      The currency of all prices and other monetary amounts should be 
      stated.
    

      The Panel’s Market Surveillance Unit is available for consultation in 
      relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
    

      The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
    

    
View source version on businesswire.com: https://www.businesswire.com/news/home/20180911005373/en/

      BARCLAYS PLC