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REG-BARCLAYS PLC Form 8.3 - SIBANYE GOLD LIMITED

BarclaysAnnouncement

13/09/2018 14:05

Form 8.3 - SIBANYE GOLD LIMITED

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.

(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	SIBANYE GOLD LIMITED
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	12 September 2018
(f)	In addition to the company in 1(c) above, is the discloser making	YES:
	disclosures in respect of any other party to the offer?
		LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		Ordinary NPV
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	883,608	0.04%	4,116,224	0.18%

(2)	Cash-settled derivatives:
		214,864	0.01%	10,384,850	0.46%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	1,623,000	0.07%	0	0.00%

(4)
	TOTAL:	2,721,472	0.12%	14,501,074	0.64%

Class of relevant security:		Convertible Bond XS1689727920
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	400,000	0.08%	0	0.00%

(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%

(4)
	TOTAL:	400,000	0.08%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
ADR	Purchase	255	2.4600 USD
ADR	Purchase	450	2.4177 USD
ADR	Purchase	500	2.4300 USD
ADR	Purchase	650	2.4107 USD
ADR	Purchase	1,450	2.4193 USD
ADR	Purchase	1,733	2.5500 USD
ADR	Purchase	2,200	2.5236 USD
ADR	Purchase	2,800	2.5142 USD
ADR	Purchase	2,978	2.4947 USD
ADR	Purchase	3,200	2.5496 USD
ADR	Purchase	3,500	2.4520 USD
ADR	Purchase	3,700	2.4191 USD
ADR	Purchase	3,890	2.5009 USD
ADR	Purchase	4,053	2.5073 USD
ADR	Purchase	4,800	2.5179 USD
ADR	Purchase	5,100	2.5156 USD
ADR	Purchase	8,300	2.4200 USD
ADR	Purchase	9,200	2.5119 USD
ADR	Purchase	10,278	2.4274 USD
ADR	Purchase	10,992	2.4304 USD
ADR	Purchase	17,606	2.5161 USD
ADR	Purchase	20,400	2.5262 USD
ADR	Purchase	22,493	2.5512 USD
ADR	Purchase	25,525	2.4324 USD
ADR	Purchase	29,600	2.5217 USD
ADR	Purchase	44,482	2.5352 USD
ADR	Purchase	45,116	2.5318 USD
ADR	Purchase	174,378	2.4617 USD
ADR	Sale	25	2.4200 USD
ADR	Sale	300	2.4100 USD
ADR	Sale	325	2.4107 USD
ADR	Sale	1,733	2.4300 USD
ADR	Sale	2,893	2.5600 USD
ADR	Sale	3,200	2.5496 USD
ADR	Sale	4,600	2.5012 USD
ADR	Sale	8,019	2.4649 USD
ADR	Sale	12,900	2.5044 USD
ADR	Sale	13,900	2.4196 USD
ADR	Sale	16,700	2.5352 USD
ADR	Sale	21,333	2.5500 USD
ADR	Sale	25,000	2.5255 USD
ADR	Sale	25,451	2.4413 USD
ADR	Sale	39,492	2.4162 USD
ADR	Sale	51,050	2.4324 USD
ADR	Sale	101,416	2.4844 USD
ADR	Sale	131,292	2.5280 USD
Convertible Bond	Purchase	200,000	73.2400 USD
Ordinary NPV	Sale	492,000	8.9400 ZAR

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
Ordinary NPV	CFD	Long	5,315	9.0883 ZAR
Ordinary NPV	CFD	Long	8,639	9.0874 ZAR
Ordinary NPV	CFD	Long	33,792	8.9854 ZAR
Ordinary NPV	CFD	Long	120,396	9.1357 ZAR
Ordinary NPV	CFD	Long	492,000	8.9391 ZAR
Ordinary NPV	CFD	Short	7,820	9.0516 ZAR
Ordinary NPV	CFD	Short	69,300	9.0649 ZAR
Ordinary NPV	CFD	Short	70,664	8.9524 ZAR
Ordinary NPV	CFD	Short	333,271	9.0391 ZAR
Ordinary NPV	CFD	Short	374,644	9.0363 ZAR
Ordinary NPV	CFD	Short	678,880	9.0296 ZAR

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

Is a Supplemental Form 8 (Open Positions) attached?		YES
Date of disclosure:		13 Sep 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings		Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose		SIBANYE GOLD LIMITED
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

description

purchasing,

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

ADR

Call Options

Purchased

832,000

3.0000

American

19 Oct 2018

ADR

Put Options

Written

791,000

3.0000

American

19 Oct 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20180913005566/en/

BARCLAYS PLC

BCS — Barclays News Story

REG-BARCLAYS PLC Form 8.3 - SIBANYE GOLD LIMITED

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