REG-BARCLAYS PLC Form 8.3 - SIBANYE GOLD LTD AMENDMENT
. Form 8.3 - SIBANYE GOLD LTD AMENDMENT
FORM 8.3 Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LTD | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 22 March 2019 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | LONMIN PLC | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 855,628 | 0.04% | 3,446,424 | 0.15% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 35,906,880 | 1.58% | 787,200 | 0.03% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 36,762,508 | 1.62% | 4,233,624 | 0.19% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,400,000 | 2.19% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 8,400,000 | 2.19% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 2 | 4.5700 USD | ||||
| ADR | Purchase | 100 | 4.6300 USD | ||||
| ADR | Purchase | 200 | 4.7300 USD | ||||
| ADR | Purchase | 700 | 4.5892 USD | ||||
| ADR | Purchase | 939 | 4.6230 USD | ||||
| ADR | Purchase | 1,400 | 4.6289 USD | ||||
| ADR | Purchase | 1,500 | 4.6170 USD | ||||
| ADR | Purchase | 1,500 | 4.5940 USD | ||||
| ADR | Purchase | 2,017 | 4.6100 USD | ||||
| ADR | Purchase | 2,361 | 4.6202 USD | ||||
| ADR | Purchase | 2,457 | 4.6179 USD | ||||
| ADR | Purchase | 2,669 | 4.7100 USD | ||||
| ADR | Purchase | 3,000 | 4.5608 USD | ||||
| ADR | Purchase | 3,600 | 4.6280 USD | ||||
| ADR | Purchase | 3,600 | 4.6000 USD | ||||
| ADR | Purchase | 3,900 | 4.5716 USD | ||||
| ADR | Purchase | 9,143 | 4.6252 USD | ||||
| ADR | Purchase | 12,300 | 4.6310 USD | ||||
| ADR | Purchase | 15,300 | 4.6444 USD | ||||
| ADR | Purchase | 27,115 | 4.6290 USD | ||||
| ADR | Purchase | 27,600 | 4.6384 USD | ||||
| ADR | Purchase | 28,500 | 4.6150 USD | ||||
| ADR | Purchase | 43,000 | 4.5865 USD | ||||
| ADR | Purchase | 43,115 | 4.7247 USD | ||||
| ADR | Purchase | 60,065 | 4.6184 USD | ||||
| ADR | Purchase | 109,330 | 4.7572 USD | ||||
| ADR | Purchase | 207,220 | 4.7061 USD | ||||
| ADR | Sale | 2 | 4.5700 USD | ||||
| ADR | Sale | 100 | 4.7200 USD | ||||
| ADR | Sale | 100 | 4.7000 USD | ||||
| ADR | Sale | 200 | 4.6375 USD | ||||
| ADR | Sale | 344 | 4.5534 USD | ||||
| ADR | Sale | 900 | 4.6116 USD | ||||
| ADR | Sale | 1,000 | 4.6455 USD | ||||
| ADR | Sale | 1,300 | 4.6226 USD | ||||
| ADR | Sale | 2,815 | 4.7523 USD | ||||
| ADR | Sale | 4,100 | 4.7293 USD | ||||
| ADR | Sale | 5,042 | 4.6214 USD | ||||
| ADR | Sale | 7,500 | 4.7209 USD | ||||
| ADR | Sale | 9,729 | 4.6354 USD | ||||
| ADR | Sale | 11,700 | 4.6470 USD | ||||
| ADR | Sale | 11,700 | 4.6112 USD | ||||
| ADR | Sale | 15,900 | 4.6321 USD | ||||
| ADR | Sale | 15,900 | 4.6585 USD | ||||
| ADR | Sale | 43,000 | 4.5865 USD | ||||
| ADR | Sale | 58,500 | 4.6203 USD | ||||
| ADR | Sale | 138,030 | 4.7499 USD | ||||
| ADR | Sale | 284,771 | 4.6814 USD | ||||
| Convertible Bond | Purchase | 2,000,000 | 98.1250 USD | ||||
| Convertible Bond | Sale | 2,000,000 | 99.1250 USD | ||||
| Ordinary NPV | Purchase | 767,800 | 17.3938 ZAR | ||||
| Ordinary NPV | Purchase | 1,264,000 | 17.2500 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 22,535 | 17.2983 ZAR | |||||
| Ordinary NPV | CFD | Long | 23,822 | 17.2735 ZAR | |||||
| Ordinary NPV | CFD | Long | 32,263 | 17.2451 ZAR | |||||
| Ordinary NPV | CFD | Long | 85,354 | 17.2894 ZAR | |||||
| Ordinary NPV | CFD | Long | 310,454 | 17.2431 ZAR | |||||
| Ordinary NPV | CFD | Long | 1,112,690 | 17.2353 ZAR | |||||
| Ordinary NPV | CFD | Short | 42,279 | 17.2083 ZAR | |||||
| Ordinary NPV | CFD | Short | 72,340 | 17.2418 ZAR | |||||
| Ordinary NPV | CFD | Short | 107,844 | 17.2709 ZAR | |||||
| Ordinary NPV | CFD | Short | 233,531 | 17.2054 ZAR | |||||
| Ordinary NPV | CFD | Short | 729,984 | 17.2728 ZAR | |||||
| Ordinary NPV | CFD | Short | 1,264,000 | 17.2517 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 26 Mar 2019 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190326005626/en/
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