REG-BARCLAYS PLC Form 8.3 - SIBANYE GOLD LTD
. Form 8.3 - SIBANYE GOLD LTD
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LTD | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 19 March 2019 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 607,224 | 0.03% | 2,131,005 | 0.09% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 34,763,747 | 1.53% | 787,200 | 0.03% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 35,370,971 | 1.56% | 2,918,205 | 0.13% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 6,400,000 | 1.67% | 1,600,000 | 0.42% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 6,400,000 | 1.67% | 1,600,000 | 0.42% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 194 | 4.4638 USD | ||||
| ADR | Purchase | 300 | 4.5000 USD | ||||
| ADR | Purchase | 800 | 4.5025 USD | ||||
| ADR | Purchase | 898 | 4.4933 USD | ||||
| ADR | Purchase | 1,257 | 4.4900 USD | ||||
| ADR | Purchase | 2,400 | 4.4600 USD | ||||
| ADR | Purchase | 3,200 | 4.5200 USD | ||||
| ADR | Purchase | 3,800 | 4.4800 USD | ||||
| ADR | Purchase | 4,646 | 4.5300 USD | ||||
| ADR | Purchase | 5,900 | 4.4801 USD | ||||
| ADR | Purchase | 8,871 | 4.4842 USD | ||||
| ADR | Purchase | 18,626 | 4.4453 USD | ||||
| ADR | Purchase | 25,700 | 4.4760 USD | ||||
| ADR | Purchase | 46,100 | 4.4822 USD | ||||
| ADR | Purchase | 50,633 | 4.4802 USD | ||||
| ADR | Purchase | 58,500 | 4.5087 USD | ||||
| ADR | Purchase | 72,800 | 4.4798 USD | ||||
| ADR | Purchase | 96,905 | 4.4966 USD | ||||
| ADR | Purchase | 126,412 | 4.4890 USD | ||||
| ADR | Purchase | 363,548 | 4.4713 USD | ||||
| ADR | Sale | 200 | 4.4750 USD | ||||
| ADR | Sale | 216 | 4.4608 USD | ||||
| ADR | Sale | 300 | 4.4733 USD | ||||
| ADR | Sale | 300 | 4.4500 USD | ||||
| ADR | Sale | 300 | 4.5000 USD | ||||
| ADR | Sale | 600 | 4.4908 USD | ||||
| ADR | Sale | 700 | 4.4757 USD | ||||
| ADR | Sale | 989 | 4.4650 USD | ||||
| ADR | Sale | 1,100 | 4.4850 USD | ||||
| ADR | Sale | 1,100 | 4.5045 USD | ||||
| ADR | Sale | 1,200 | 4.4958 USD | ||||
| ADR | Sale | 1,900 | 4.4878 USD | ||||
| ADR | Sale | 1,900 | 4.4707 USD | ||||
| ADR | Sale | 1,900 | 4.5044 USD | ||||
| ADR | Sale | 1,955 | 4.4900 USD | ||||
| ADR | Sale | 2,200 | 4.4852 USD | ||||
| ADR | Sale | 2,378 | 4.4700 USD | ||||
| ADR | Sale | 2,500 | 4.4624 USD | ||||
| ADR | Sale | 2,500 | 4.5194 USD | ||||
| ADR | Sale | 2,600 | 4.4838 USD | ||||
| ADR | Sale | 2,800 | 4.5053 USD | ||||
| ADR | Sale | 2,900 | 4.5244 USD | ||||
| ADR | Sale | 3,066 | 4.4812 USD | ||||
| ADR | Sale | 3,510 | 4.4865 USD | ||||
| ADR | Sale | 3,675 | 4.4795 USD | ||||
| ADR | Sale | 5,000 | 4.5200 USD | ||||
| ADR | Sale | 6,094 | 4.4796 USD | ||||
| ADR | Sale | 6,200 | 4.5081 USD | ||||
| ADR | Sale | 11,500 | 4.5006 USD | ||||
| ADR | Sale | 12,000 | 4.5165 USD | ||||
| ADR | Sale | 14,719 | 4.4866 USD | ||||
| ADR | Sale | 17,300 | 4.5058 USD | ||||
| ADR | Sale | 20,102 | 4.4872 USD | ||||
| ADR | Sale | 22,600 | 4.4776 USD | ||||
| ADR | Sale | 29,500 | 4.4870 USD | ||||
| ADR | Sale | 31,836 | 4.4763 USD | ||||
| ADR | Sale | 33,400 | 4.4917 USD | ||||
| ADR | Sale | 42,300 | 4.4751 USD | ||||
| ADR | Sale | 50,100 | 4.4807 USD | ||||
| ADR | Sale | 60,100 | 4.4896 USD | ||||
| ADR | Sale | 489,625 | 4.4760 USD | ||||
| Convertible Bond | Purchase | 1,000,000 | 94.5000 USD | ||||
| Convertible Bond | Purchase | 6,000,000 | 94.7500 USD | ||||
| Convertible Bond | Sale | 1,000,000 | 94.7500 USD | ||||
| Ordinary NPV | Purchase | 1,188,000 | 16.1700 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 126,375 | 16.2710 ZAR | |||||
| Ordinary NPV | CFD | Long | 186,540 | 16.4000 ZAR | |||||
| Ordinary NPV | CFD | Long | 382,487 | 16.1355 ZAR | |||||
| Ordinary NPV | CFD | Long | 1,314,240 | 15.9384 ZAR | |||||
| Ordinary NPV | CFD | Long | 8,773,360 | 16.1827 ZAR | |||||
| Ordinary NPV | CFD | Short | 6,223 | 16.3834 ZAR | |||||
| Ordinary NPV | CFD | Short | 9,130 | 16.5569 ZAR | |||||
| Ordinary NPV | CFD | Short | 46,257 | 16.5046 ZAR | |||||
| Ordinary NPV | CFD | Short | 46,548 | 16.4614 ZAR | |||||
| Ordinary NPV | CFD | Short | 131,285 | 16.3683 ZAR | |||||
| Ordinary NPV | CFD | Short | 141,203 | 15.8587 ZAR | |||||
| Ordinary NPV | CFD | Short | 155,035 | 16.3120 ZAR | |||||
| Ordinary NPV | CFD | Short | 1,188,000 | 16.1716 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 20 Mar 2019 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190320005375/en/
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