REG-BARCLAYS PLC Form 8.3 - SIBANYE GOLD LTD
. Form 8.3 - SIBANYE GOLD LTD
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: |
Barclays PLC. |
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|
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
||
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(c) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
SIBANYE GOLD LTD |
|
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
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(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure |
28 March 2019 |
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|
(f) In addition to the company in 1(c) above, is the discloser
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A” |
YES LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,181,808 | 0.05% | 3,194,000 | 0.14% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 29,863,768 | 1.31% | 900,600 | 0.04% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 31,045,576 | 1.37% | 4,094,600 | 0.18% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 6,600,000 | 1.72% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,600,000 | 1.72% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ADR | Purchase | 135 | 4.4296 USD | ||||||
| ADR | Purchase | 181 | 4.1631 USD | ||||||
| ADR | Purchase | 200 | 4.1700 USD | ||||||
| ADR | Purchase | 300 | 4.2100 USD | ||||||
| ADR | Purchase | 300 | 4.1166 USD | ||||||
| ADR | Purchase | 300 | 4.1750 USD | ||||||
| ADR | Purchase | 300 | 4.1350 USD | ||||||
| ADR | Purchase | 300 | 4.1900 USD | ||||||
| ADR | Purchase | 400 | 4.1850 USD | ||||||
| ADR | Purchase | 500 | 4.1150 USD | ||||||
| ADR | Purchase | 500 | 4.1820 USD | ||||||
| ADR | Purchase | 500 | 4.1500 USD | ||||||
| ADR | Purchase | 500 | 4.1420 USD | ||||||
| ADR | Purchase | 706 | 4.1462 USD | ||||||
| ADR | Purchase | 854 | 4.1322 USD | ||||||
| ADR | Purchase | 1,100 | 4.1604 USD | ||||||
| ADR | Purchase | 1,251 | 4.1555 USD | ||||||
| ADR | Purchase | 1,300 | 4.1715 USD | ||||||
| ADR | Purchase | 1,700 | 4.1164 USD | ||||||
| ADR | Purchase | 3,033 | 4.1572 USD | ||||||
| ADR | Purchase | 6,800 | 4.1706 USD | ||||||
| ADR | Purchase | 7,435 | 4.1195 USD | ||||||
| ADR | Purchase | 7,695 | 4.1216 USD | ||||||
| ADR | Purchase | 8,016 | 4.1410 USD | ||||||
| ADR | Purchase | 9,200 | 4.1669 USD | ||||||
| ADR | Purchase | 11,400 | 4.1392 USD | ||||||
| ADR | Purchase | 14,669 | 4.1000 USD | ||||||
| ADR | Purchase | 38,741 | 4.1679 USD | ||||||
| ADR | Purchase | 49,300 | 4.1696 USD | ||||||
| ADR | Purchase | 61,200 | 4.1636 USD | ||||||
| ADR | Purchase | 82,007 | 4.1799 USD | ||||||
| ADR | Purchase | 112,500 | 4.1366 USD | ||||||
| ADR | Purchase | 714,369 | 4.1840 USD | ||||||
| ADR | Sale | 100 | 4.1300 USD | ||||||
| ADR | Sale | 100 | 4.2250 USD | ||||||
| ADR | Sale | 290 | 4.1000 USD | ||||||
| ADR | Sale | 300 | 4.1800 USD | ||||||
| ADR | Sale | 300 | 4.1183 USD | ||||||
| ADR | Sale | 600 | 4.1500 USD | ||||||
| ADR | Sale | 700 | 4.1250 USD | ||||||
| ADR | Sale | 1,400 | 4.1700 USD | ||||||
| ADR | Sale | 1,943 | 4.1786 USD | ||||||
| ADR | Sale | 2,002 | 4.1814 USD | ||||||
| ADR | Sale | 2,200 | 4.1187 USD | ||||||
| ADR | Sale | 4,000 | 4.1801 USD | ||||||
| ADR | Sale | 4,795 | 4.1224 USD | ||||||
| ADR | Sale | 9,635 | 4.1206 USD | ||||||
| ADR | Sale | 9,870 | 4.1417 USD | ||||||
| ADR | Sale | 18,000 | 4.1421 USD | ||||||
| ADR | Sale | 22,800 | 4.1529 USD | ||||||
| ADR | Sale | 34,942 | 4.2019 USD | ||||||
| ADR | Sale | 38,400 | 4.1699 USD | ||||||
| ADR | Sale | 42,700 | 4.1731 USD | ||||||
| ADR | Sale | 51,624 | 4.1436 USD | ||||||
| ADR | Sale | 126,487 | 4.1400 USD | ||||||
| ADR | Sale | 764,794 | 4.1828 USD | ||||||
| Ordinary NPV | Purchase | 800,000 | 16.7300 ZAR | ||||||
| Ordinary NPV | Purchase | 6,000,000 | 15.5700 ZAR | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 9,175 | 15.4024 ZAR | |||||
| Ordinary NPV | CFD | Long | 35,382 | 15.6939 ZAR | |||||
| Ordinary NPV | SWAP Expires 29/09/2020 | Long | 56,700 | 15.9805 ZAR | |||||
| Ordinary NPV | CFD | Long | 175,405 | 15.5405 ZAR | |||||
| Ordinary NPV | CFD | Long | 237,305 | 16.1320 ZAR | |||||
| Ordinary NPV | CFD | Long | 794,055 | 15.8702 ZAR | |||||
| Ordinary NPV | CFD | Long | 3,737,207 | 15.6148 ZAR | |||||
| Ordinary NPV | CFD | Short | 23,342 | 16.2188 ZAR | |||||
| Ordinary NPV | CFD | Short | 52,304 | 16.5528 ZAR | |||||
| Ordinary NPV | CFD | Short | 72,899 | 15.9698 ZAR | |||||
| Ordinary NPV | CFD | Short | 282,461 | 16.3926 ZAR | |||||
| Ordinary NPV | CFD | Short | 312,394 | 15.8653 ZAR | |||||
| Ordinary NPV | CFD | Short | 800,000 | 16.7316 ZAR | |||||
| Ordinary NPV | CFD | Short | 6,000,000 | 15.5715 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? |
NO |
| Date of disclosure: |
29 March 2019 |
|
| Contact name: |
Large Holdings Regulatory Operations |
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| Telephone number: |
020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190329005257/en/
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