REG-BARCLAYS PLC FORM 8.3 – SIBANYE GOLD LTD
. FORM 8.3 – SIBANYE GOLD LTD
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LTD | |||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 16 May 2019 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
disclosures in respect of any other party to the offer? | |||||
LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 2,688,300 | 0.11% | 4,016,462 | 0.17% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
9,124,450 | 0.38% | 2,403,500 | 0.10% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | 11,812,750 | 0.50% | 6,419,962 | 0.27% | |||||||
Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 4,800,000 | 1.25% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | 4,800,000 | 1.25% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ADR | Purchase | 3,060 | 3.3390 USD | ||||
ADR | Purchase | 4,100 | 3.3201 USD | ||||
ADR | Purchase | 4,338 | 3.2793 USD | ||||
ADR | Purchase | 4,430 | 3.2900 USD | ||||
ADR | Purchase | 10,200 | 3.3115 USD | ||||
ADR | Purchase | 14,300 | 3.3140 USD | ||||
ADR | Purchase | 17,368 | 3.2861 USD | ||||
ADR | Purchase | 18,324 | 3.2891 USD | ||||
ADR | Purchase | 21,600 | 3.3091 USD | ||||
ADR | Purchase | 86,852 | 3.3096 USD | ||||
ADR | Sale | 100 | 3.3500 USD | ||||
ADR | Sale | 100 | 3.3350 USD | ||||
ADR | Sale | 200 | 3.3450 USD | ||||
ADR | Sale | 300 | 3.3600 USD | ||||
ADR | Sale | 600 | 3.3766 USD | ||||
ADR | Sale | 1,260 | 3.3389 USD | ||||
ADR | Sale | 1,400 | 3.3378 USD | ||||
ADR | Sale | 3,200 | 3.3263 USD | ||||
ADR | Sale | 6,100 | 3.2989 USD | ||||
ADR | Sale | 7,400 | 3.2914 USD | ||||
ADR | Sale | 8,200 | 3.3252 USD | ||||
ADR | Sale | 10,024 | 3.2800 USD | ||||
ADR | Sale | 11,100 | 3.3104 USD | ||||
ADR | Sale | 11,298 | 3.2900 USD | ||||
ADR | Sale | 32,138 | 3.2993 USD | ||||
ADR | Sale | 91,152 | 3.3086 USD | ||||
Convertible Bond | Sale | 200,000 | 84.8850 USD | ||||
Ordinary NPV | Purchase | 34,889 | 11.5511 ZAR | ||||
Ordinary NPV | Purchase | 400,000 | 11.4700 ZAR | ||||
Ordinary NPV | Sale | 400,000 | 11.4700 ZAR |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
Ordinary NPV | CFD | Long | 1,121 | 11.7053 ZAR | |||||
Ordinary NPV | CFD | Long | 8,500 | 11.9493 ZAR | |||||
Ordinary NPV | CFD | Long | 116,363 | 11.9182 ZAR | |||||
Ordinary NPV | CFD | Long | 124,712 | 11.6216 ZAR | |||||
Ordinary NPV | CFD | Long | 400,000 | 11.4688 ZAR | |||||
Ordinary NPV | CFD | Short | 990 | 11.6332 ZAR | |||||
Ordinary NPV | CFD | Short | 38,663 | 11.5671 ZAR | |||||
Ordinary NPV | CFD | Short | 44,666 | 11.7915 ZAR | |||||
Ordinary NPV | CFD | Short | 114,837 | 11.7031 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
Date of disclosure: | 17 May 2019 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190517005202/en/
BARCLAYS PLC
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