REG-BARCLAYS PLC FORM 8.3 - SIGNATURE AVIATION PLC
06/01/2021 15:30
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FORM 8.3 - SIGNATURE AVIATION PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose SIGNATURE AVIATION PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 05 January 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 37p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 8,934,007 1.08% 2,667,710 0.32%
(2) Cash-settled derivatives:
2,143,834 0.26% 7,587,113 0.92%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 11,077,841 1.34% 10,254,823 1.24%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
37p ordinary Purchase 5 3.9200 GBP
37p ordinary Purchase 567 3.9035 GBP
37p ordinary Purchase 577 3.9005 GBP
37p ordinary Purchase 633 3.9266 GBP
37p ordinary Purchase 1,001 3.9368 GBP
37p ordinary Purchase 1,089 3.9025 GBP
37p ordinary Purchase 1,736 3.9169 GBP
37p ordinary Purchase 3,268 3.9220 GBP
37p ordinary Purchase 4,005 3.9097 GBP
37p ordinary Purchase 7,708 3.9163 GBP
37p ordinary Purchase 8,259 3.9107 GBP
37p ordinary Purchase 11,399 3.9023 GBP
37p ordinary Purchase 20,898 3.9034 GBP
37p ordinary Purchase 26,820 3.9111 GBP
37p ordinary Purchase 27,227 3.9207 GBP
37p ordinary Purchase 34,500 3.9120 GBP
37p ordinary Purchase 39,215 3.9272 GBP
37p ordinary Purchase 71,816 3.9076 GBP
37p ordinary Purchase 108,866 3.9192 GBP
37p ordinary Sale 40 3.9230 GBP
37p ordinary Sale 132 4.0000 GBP
37p ordinary Sale 258 3.8850 GBP
37p ordinary Sale 500 3.8840 GBP
37p ordinary Sale 566 3.9010 GBP
37p ordinary Sale 567 3.9035 GBP
37p ordinary Sale 577 3.9005 GBP
37p ordinary Sale 796 3.9270 GBP
37p ordinary Sale 900 3.8810 GBP
37p ordinary Sale 973 3.9363 GBP
37p ordinary Sale 1,086 3.8950 GBP
37p ordinary Sale 1,089 3.9025 GBP
37p ordinary Sale 2,218 3.9028 GBP
37p ordinary Sale 2,449 3.9031 GBP
37p ordinary Sale 3,011 3.9375 GBP
37p ordinary Sale 3,268 3.9221 GBP
37p ordinary Sale 3,273 3.9220 GBP
37p ordinary Sale 9,762 3.9199 GBP
37p ordinary Sale 15,834 3.9103 GBP
37p ordinary Sale 18,235 3.9163 GBP
37p ordinary Sale 18,483 3.9022 GBP
37p ordinary Sale 32,313 3.9267 GBP
37p ordinary Sale 42,778 3.9071 GBP
37p ordinary Sale 73,563 3.9068 GBP
37p ordinary Sale 420,982 3.9370 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
37p ordinary SWAP Long 500 3.8839 GBP
37p ordinary SWAP Long 808 3.9112 GBP
37p ordinary SWAP Long 7,056 3.9170 GBP
37p ordinary CFD Long 9,762 3.9199 GBP
37p ordinary SWAP Long 26,205 3.9126 GBP
37p ordinary SWAP Long 405,319 3.9370 GBP
37p ordinary CFD Short 633 3.9267 GBP
37p ordinary CFD Short 638 3.9206 GBP
37p ordinary SWAP Short 2,277 3.9203 GBP
37p ordinary CFD Short 19,680 3.9089 GBP
37p ordinary CFD Short 25,890 3.9180 GBP
37p ordinary CFD Short 26,589 3.9207 GBP
37p ordinary SWAP Short 29,029 3.9209 GBP
37p ordinary SWAP Short 31,870 3.9133 GBP
37p ordinary SWAP Short 38,468 3.9221 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 6 Jan 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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