REG-BARCLAYS PLC Form 8.3 - TAKE-TWO INTERACTIVE SOFTWARE INC
04/01/2021 08:30
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Form 8.3 - TAKE-TWO INTERACTIVE SOFTWARE INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose TAKE-TWO INTERACTIVE SOFTWARE INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 31 December 2020
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? CODEMASTERS GROUP HOLDINGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: Common stock
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 328,265 0.29% 201,812 0.18%
(2) Cash-settled derivatives:
194,275 0.17% 75,190 0.07%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 38,600 0.03% 68,800 0.06%
(4)
TOTAL: 561,140 0.49% 345,802 0.30%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
Common stock Purchase 1 207.0200 USD
Common stock Purchase 4 207.0900 USD
Common stock Purchase 10 207.0820 USD
Common stock Purchase 50 207.4200 USD
Common stock Purchase 100 206.4500 USD
Common stock Purchase 104 206.8599 USD
Common stock Purchase 686 207.1391 USD
Common stock Purchase 720 207.3732 USD
Common stock Purchase 886 206.7372 USD
Common stock Purchase 967 207.3997 USD
Common stock Purchase 1,311 206.9903 USD
Common stock Purchase 2,667 207.0012 USD
Common stock Purchase 2,751 207.0541 USD
Common stock Purchase 3,630 207.6548 USD
Common stock Purchase 5,125 207.6642 USD
Common stock Purchase 7,734 207.7900 USD
Common stock Purchase 16,095 207.0115 USD
Common stock Sale 1 207.5000 USD
Common stock Sale 3 207.1900 USD
Common stock Sale 14 207.8600 USD
Common stock Sale 14 207.8450 USD
Common stock Sale 19 207.2778 USD
Common stock Sale 21 207.4633 USD
Common stock Sale 28 207.3600 USD
Common stock Sale 29 207.5775 USD
Common stock Sale 32 207.5982 USD
Common stock Sale 35 207.7880 USD
Common stock Sale 41 207.6719 USD
Common stock Sale 45 207.4681 USD
Common stock Sale 46 207.5300 USD
Common stock Sale 56 207.5650 USD
Common stock Sale 65 207.8300 USD
Common stock Sale 70 206.7600 USD
Common stock Sale 75 206.4976 USD
Common stock Sale 86 206.7000 USD
Common stock Sale 91 207.4561 USD
Common stock Sale 100 207.1200 USD
Common stock Sale 100 206.9550 USD
Common stock Sale 100 206.7300 USD
Common stock Sale 100 207.8500 USD
Common stock Sale 133 207.3824 USD
Common stock Sale 163 207.1100 USD
Common stock Sale 187 207.3760 USD
Common stock Sale 198 207.3377 USD
Common stock Sale 200 206.7350 USD
Common stock Sale 202 207.3994 USD
Common stock Sale 249 207.3747 USD
Common stock Sale 410 207.0431 USD
Common stock Sale 500 206.7460 USD
Common stock Sale 501 207.1247 USD
Common stock Sale 740 207.0957 USD
Common stock Sale 1,893 207.0010 USD
Common stock Sale 2,003 207.0367 USD
Common stock Sale 2,967 207.0136 USD
Common stock Sale 7,311 207.6602 USD
Common stock Sale 8,734 207.7900 USD
Common stock Sale 15,279 207.0127 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 4 Jan 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose TAKE-TWO INTERACTIVE SOFTWARE INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
Common stock Call Options Purchased 7,700 140.0000 American 15 Jan 2021
Common stock Call Options Purchased 8,000 160.0000 American 21 Jan 2022
Common stock Call Options Written -21,600 160.0000 American 21 Jan 2022
Common stock Call Options Written -13,600 170.0000 American 21 Jan 2022
Common stock Call Options Written -4,900 160.0000 American 15 Jan 2021
Common stock Call Options Written -3,500 110.0000 American 15 Jan 2021
Common stock Call Options Written -2,800 185.0000 American 21 Jan 2022
Common stock Call Options Written -2,500 120.0000 American 15 Jan 2021
Common stock Put Options Purchased -11,700 160.0000 American 21 Jan 2022
Common stock Put Options Purchased -4,800 115.0000 American 21 Jan 2022
Common stock Put Options Purchased -2,400 45.0000 American 15 Jan 2021
Common stock Put Options Purchased -1,000 130.0000 American 21 Jan 2022
Common stock Put Options Written 400 185.0000 American 21 Jan 2022
Common stock Put Options Written 1,000 130.0000 American 21 Jan 2022
Common stock Put Options Written 1,200 165.0000 American 21 Jan 2022
Common stock Put Options Written 1,600 180.0000 American 21 Jan 2022
Common stock Put Options Written 1,600 170.0000 American 21 Jan 2022
Common stock Put Options Written 17,100 160.0000 American 21 Jan 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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