REG-BARCLAYS PLC FORM 8.3 - TAKE-TWO INTERACTIVE SOFTWARE INC
05/01/2021 14:50
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FORM 8.3 - TAKE-TWO INTERACTIVE SOFTWARE INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose TAKE-TWO INTERACTIVE SOFTWARE INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 04 January 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? CODEMASTERS GROUP HOLDINGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: Common stock
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 323,564 0.28% 202,126 0.18%
(2) Cash-settled derivatives:
194,275 0.17% 75,190 0.07%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 38,600 0.03% 68,800 0.06%
TOTAL: 556,439 0.48% 346,116 0.30%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
Common stock Purchase 1 201.5800 USD
Common stock Purchase 1 201.8700 USD
Common stock Purchase 4 207.2550 USD
Common stock Purchase 5 201.4500 USD
Common stock Purchase 5 207.1560 USD
Common stock Purchase 5 201.7500 USD
Common stock Purchase 6 205.8066 USD
Common stock Purchase 9 207.8077 USD
Common stock Purchase 9 206.5366 USD
Common stock Purchase 12 207.7200 USD
Common stock Purchase 13 201.8176 USD
Common stock Purchase 13 201.7138 USD
Common stock Purchase 34 201.5847 USD
Common stock Purchase 67 208.6700 USD
Common stock Purchase 70 208.0700 USD
Common stock Purchase 72 207.4100 USD
Common stock Purchase 100 205.5600 USD
Common stock Purchase 102 202.7065 USD
Common stock Purchase 149 201.9932 USD
Common stock Purchase 196 201.7300 USD
Common stock Purchase 305 201.8442 USD
Common stock Purchase 600 201.6183 USD
Common stock Purchase 761 203.5431 USD
Common stock Purchase 1,568 201.9145 USD
Common stock Purchase 4,506 201.8525 USD
Common stock Purchase 5,875 203.6661 USD
Common stock Purchase 6,246 203.5193 USD
Common stock Purchase 8,106 201.4535 USD
Common stock Purchase 9,813 201.8882 USD
Common stock Purchase 13,278 201.8500 USD
Common stock Purchase 22,348 204.0491 USD
Common stock Purchase 54,493 202.1420 USD
Common stock Sale 1 208.0350 USD
Common stock Sale 90 206.5177 USD
Common stock Sale 101 202.6925 USD
Common stock Sale 168 205.2316 USD
Common stock Sale 238 203.7699 USD
Common stock Sale 300 205.7916 USD
Common stock Sale 377 201.8083 USD
Common stock Sale 558 201.0679 USD
Common stock Sale 1,557 201.8337 USD
Common stock Sale 2,257 205.1700 USD
Common stock Sale 2,394 204.1463 USD
Common stock Sale 2,600 204.3019 USD
Common stock Sale 2,609 205.6017 USD
Common stock Sale 3,863 203.1979 USD
Common stock Sale 4,338 202.7918 USD
Common stock Sale 4,505 201.8511 USD
Common stock Sale 13,107 201.8500 USD
Common stock Sale 18,780 203.9014 USD
Common stock Sale 70,929 201.9533 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 5 Jan 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52356475&newsitemid=20210105005626&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=e9b1e97c17efa5b8201648136b5dabe5)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose TAKE-TWO INTERACTIVE SOFTWARE INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
Common stock Call Options Purchased 7,700 140.0000 American 15 Jan 2021
Common stock Call Options Purchased 8,000 160.0000 American 21 Jan 2022
Common stock Call Options Written -21,600 160.0000 American 21 Jan 2022
Common stock Call Options Written -13,600 170.0000 American 21 Jan 2022
Common stock Call Options Written -4,900 160.0000 American 15 Jan 2021
Common stock Call Options Written -3,500 110.0000 American 15 Jan 2021
Common stock Call Options Written -2,800 185.0000 American 21 Jan 2022
Common stock Call Options Written -2,500 120.0000 American 15 Jan 2021
Common stock Put Options Purchased -11,700 160.0000 American 21 Jan 2022
Common stock Put Options Purchased -4,800 115.0000 American 21 Jan 2022
Common stock Put Options Purchased -2,400 45.0000 American 15 Jan 2021
Common stock Put Options Purchased -1,000 130.0000 American 21 Jan 2022
Common stock Put Options Written 400 185.0000 American 21 Jan 2022
Common stock Put Options Written 1,000 130.0000 American 21 Jan 2022
Common stock Put Options Written 1,200 165.0000 American 21 Jan 2022
Common stock Put Options Written 1,600 180.0000 American 21 Jan 2022
Common stock Put Options Written 1,600 170.0000 American 21 Jan 2022
Common stock Put Options Written 17,100 160.0000 American 21 Jan 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk&esheet=52356475&newsitemid=20210105005626&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=9f91b136138d5cd65fec5d6369773c99)
.
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