REG-BARCLAYS PLC FORM 8.5 (EPT/NON-RI) - G4S PLC - AMENDMENT
01/10/2020 07:15
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FORM 8.5 (EPT/NON-RI) - G4S PLC - AMENDMENT
FORM 8.5 (EPT/NON-RI)
Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose G4S PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Garda World Security Corporation
principal trader is connected
(d) Date position held/dealing undertaken: 24 September 2020
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 21,614,413 1.39% 12,236,684 0.79%
(2) Cash-settled derivatives:
11,140,600 0.72% 20,436,588 1.32%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 32,755,013 2.11% 32,673,272 2.11%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Purchase 560,683 15.4877 DKK 15.1504 DKK
25p ordinary Purchase 1,638,892 1.9037 GBP 1.8839 GBP
25p ordinary Sale 27,208 15.4784 DKK 15.3178 DKK
25p ordinary Sale 1,654,532 1.9038 GBP 1.8756 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
25p ordinary SWAP Long 2 1.8988 GBP
25p ordinary SWAP Long 38 1.8766 GBP
25p ordinary SWAP Long 68 1.8762 GBP
25p ordinary SWAP Long 121 1.8953 GBP
25p ordinary SWAP Long 537 1.9005 GBP
25p ordinary SWAP Long 638 1.9001 GBP
25p ordinary CFD Long 900 15.5686 DKK
25p ordinary SWAP Long 1,075 1.8755 GBP
25p ordinary SWAP Long 1,216 1.8759 GBP
25p ordinary SWAP Long 1,429 1.9029 GBP
25p ordinary SWAP Long 1,738 1.8940 GBP
25p ordinary SWAP Long 2,043 1.8991 GBP
25p ordinary SWAP Long 2,337 1.9021 GBP
25p ordinary SWAP Long 2,777 1.8968 GBP
25p ordinary SWAP Long 4,382 1.8938 GBP
25p ordinary SWAP Long 4,600 15.4535 DKK
25p ordinary SWAP Long 4,658 1.8998 GBP
25p ordinary SWAP Long 4,816 1.8952 GBP
25p ordinary CFD Long 5,157 15.2238 DKK
25p ordinary SWAP Long 5,600 15.3250 DKK
25p ordinary CFD Long 5,951 15.4479 DKK
25p ordinary SWAP Long 7,158 1.8901 GBP
25p ordinary SWAP Long 8,008 1.9038 GBP
25p ordinary SWAP Long 20,728 1.9000 GBP
25p ordinary SWAP Long 21,524 1.8989 GBP
25p ordinary SWAP Long 28,169 1.8840 GBP
25p ordinary SWAP Long 33,338 1.9027 GBP
25p ordinary SWAP Long 38,921 1.9020 GBP
25p ordinary SWAP Long 55,228 1.8970 GBP
25p ordinary CFD Long 57,172 1.8866 GBP
25p ordinary CFD Long 62,214 1.8840 GBP
25p ordinary SWAP Long 79,498 1.8941 GBP
25p ordinary CFD Long 101,383 1.8992 GBP
25p ordinary SWAP Long 164,329 1.8980 GBP
25p ordinary CFD Long 548,618 1.9003 GBP
25p ordinary CFD Long 550,000 15.4350 DKK
25p ordinary SWAP Short 560 15.3350 DKK
25p ordinary CFD Short 665 15.3363 DKK
25p ordinary CFD Short 4,224 1.8719 GBP
25p ordinary CFD Short 4,707 15.4553 DKK
25p ordinary SWAP Short 4,709 1.8951 GBP
25p ordinary CFD Short 9,699 1.8924 GBP
25p ordinary CFD Short 10,689 1.8956 GBP
25p ordinary SWAP Short 20,426 1.9030 GBP
25p ordinary SWAP Short 32,841 1.9027 GBP
25p ordinary SWAP Short 39,559 1.8704 GBP
25p ordinary SWAP Short 54,184 1.8980 GBP
25p ordinary CFD Short 56,019 1.8841 GBP
25p ordinary CFD Short 62,214 1.8840 GBP
25p ordinary SWAP Short 70,895 1.9004 GBP
25p ordinary SWAP Short 84,595 1.8972 GBP
25p ordinary SWAP Short 103,970 1.8989 GBP
25p ordinary CFD Short 196,869 1.8866 GBP
25p ordinary SWAP Short 218,725 1.8997 GBP
25p ordinary SWAP Short 243,681 1.8950 GBP
25p ordinary CFD Short 549,751 15.4726 DKK
25p ordinary CFD Short 550,000 1.9072 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 1 Oct 2020
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52298565&newsitemid=20200930006046&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=51a9dfc6846cfc2291c146c9fb187567)
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