REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) - G4S plc - Amendment
08/10/2020 07:10
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Form 8.5 (EPT/NON-RI) - G4S plc - Amendment
FORM 8.5 (EPT/NON-RI) - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose G4S PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Fleming Capital Securities, Inc. (a wholly-owned subsidiary of Garda World Security Corporation)
principal trader is connected
(d) Date position held/dealing undertaken: 05 October 2020
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 22,271,052 1.44% 7,778,677 0.50%
(2) Cash-settled derivatives:
6,783,517 0.44% 21,174,751 1.36%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 29,054,569 1.87% 28,953,428 1.87%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Purchase 227,515 16.5550 DKK 16.49 DKK
25p ordinary Purchase 1,034,400 2.0318 GBP 2.0098 GBP
25p ordinary Sale 95,900 16.6176 DKK 16.49 DKK
25p ordinary Sale 740,749 2.0348 GBP 2.0099 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
25p ordinary CFD Long 33 2.0130 GBP
25p ordinary SWAP Long 138 2.0150 GBP
25p ordinary CFD Long 177 2.0129 GBP
25p ordinary SWAP Long 208 2.0149 GBP
25p ordinary SWAP Long 245 2.0115 GBP
25p ordinary SWAP Long 312 2.0136 GBP
25p ordinary SWAP Long 1,149 2.0348 GBP
25p ordinary CFD Long 1,699 16.5202 DKK
25p ordinary SWAP Long 2,973 2.0188 GBP
25p ordinary CFD Long 4,400 2.0100 GBP
25p ordinary SWAP Long 4,462 16.5374 DKK
25p ordinary SWAP Long 4,663 2.0192 GBP
25p ordinary CFD Long 5,181 16.4904 DKK
25p ordinary SWAP Long 7,901 16.4923 DKK
25p ordinary SWAP Long 8,928 2.0206 GBP
25p ordinary SWAP Long 11,690 2.0120 GBP
25p ordinary SWAP Long 12,939 2.0141 GBP
25p ordinary SWAP Long 13,736 2.0208 GBP
25p ordinary SWAP Long 17,354 2.0176 GBP
25p ordinary CFD Long 20,248 16.6101 DKK
25p ordinary SWAP Long 46,781 2.0099 GBP
25p ordinary SWAP Long 140,793 2.0100 GBP
25p ordinary CFD Long 162,112 2.0161 GBP
25p ordinary SWAP Long 200,115 2.0182 GBP
25p ordinary CFD Long 460,000 16.6450 DKK
25p ordinary SWAP Short 40 2.0180 GBP
25p ordinary SWAP Short 504 2.0167 GBP
25p ordinary SWAP Short 1,659 2.0154 GBP
25p ordinary CFD Short 3,771 16.4737 DKK
25p ordinary CFD Short 4,407 16.4841 DKK
25p ordinary SWAP Short 18,174 2.0200 GBP
25p ordinary CFD Short 19,432 2.0283 GBP
25p ordinary CFD Short 32,368 2.0195 GBP
25p ordinary SWAP Short 42,264 2.0183 GBP
25p ordinary SWAP Short 52,405 2.0155 GBP
25p ordinary SWAP Short 53,255 2.0172 GBP
25p ordinary SWAP Short 57,996 2.0169 GBP
25p ordinary SWAP Short 66,966 2.0132 GBP
25p ordinary SWAP Short 69,585 2.0197 GBP
25p ordinary SWAP Short 85,989 2.0160 GBP
25p ordinary CFD Short 162,928 16.5167 DKK
25p ordinary SWAP Short 190,356 2.0173 GBP
25p ordinary CFD Short 218,011 2.0175 GBP
25p ordinary CFD Short 460,000 1.8871 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 8 Oct 2020
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52302767&newsitemid=20201007006073&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=c41a35c7fb1b767e5096181b6d9ac9d6)
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