REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) - G4S PLC

BarclaysAnnouncement

08/05/2019 10:55

      Form 8.5 (EPT/NON-RI) - G4S PLC
    

    

      FORM 8.5 (EPT/NON-RI)
    

      PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
    

      EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS 
      (OR WHERE RI STATUS IS NOT APPLICABLE)
    

      Rule 8.5 of the Takeover Code (the “Code”)
    

      1. KEY INFORMATION
    

      

        

          (a)
        
        

           
        
        

          Name of exempt principal trader:
        
        

           
        
        

          BARCLAYS CAPITAL SECURITIES LTD
        
        

        
      
      

        

          (b)
        
        

        
        

          Name of offeror/offeree in relation to whose
        
        

        
        

          G4S PLC
        
        

        
      
      

        

           
        
        

        
        

          relevant securities this form relates:
        
        

        
        

           
        
        

        
      
      

        

          (c)
        
        

        
        

          Name of the party to the offer with which exempt
        
        

        
        

          Garda World Security Corporation
        
        

        
      
      

        

           
        
        

        
        

          principal trader is connected
        
        

        
        

           
        
        

        
      
      

        

          (d)
        
        

        
        

          Date position held/dealing undertaken:
        
        

        
        

          07 May 2019
        
        

        
      
      

        

          (e)
        
        

        
        

          In addition to the company in 1(b) above, is the exempt principal
        
        

        
        

          NO
        
        

        
      
      

        

           
        
        

        
        

          trader making disclosures in respect of any other party to the offer?
        
        

        
        

           
        
        

        
      
    

      2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
    

      If there are positions or rights to subscribe to disclose in more 
      than one class of relevant securities of the offeror or offeree named in 
      1(b), copy table 2(a) or (b) (as appropriate) for each additional class 
      of relevant security.
    

      (a) Interests and short positions in the relevant securities of the 
      offeror or offeree to which the disclosure relates following the dealing 
      (if any)
    

      

        

          Class of relevant security:
        
        

           
        
        

           
        
        

           
        
        

          25p ordinary
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

        
        

        
        

        
        

        
        

          Interests
        
        

        
        

          Short Positions
        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

          Number
        
        

        
        

          (%)
        
        

        
        

          Number
        
        

        
        

          (%)
        
        

        
      
      

        

          (1)
        
        

        
        

          Relevant securities owned
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

          and/or controlled:
        
        

        
        

          4,158,920
        
        

        
        

          0.27%
        
        

        
        

          5,651,885
        
        

        
        

          0.36%
        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
      
      

        

          (2)
        
        

        
        

          Cash-settled derivatives:
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

          4,820,149
        
        

        
        

          0.31%
        
        

        
        

          1,645,119
        
        

        
        

          0.11%
        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
      
      

        

          (3)
        
        

        
        

          Stock-settled derivatives (including options)
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

          and agreements to purchase/sell:
        
        

        
        

          0
        
        

        
        

          0.00%
        
        

        
        

          0
        
        

        
        

          0.00%
        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

           
        
      
      

        

        
        

        
        

          TOTAL:
        
        

        
        

          8,979,069
        
        

        
        

          0.58%
        
        

        
        

          7,297,004
        
        

        
        

          0.47%
        
        

        
      
    

      All interests and all short positions should be disclosed.
    

      Details of any open stock-settled derivative positions (including 
      traded options), or agreements to purchase or sell relevant securities, 
      should be given on a Supplemental Form 8 (Open Positions).
    

      (b) Rights to subscribe for new securities (including directors’ and 
      other employee options)
    

      

        

          Class of relevant security in relation to which subscription right 
          exists:
        
        

           
        
      
      

        

          Details, including nature of the rights concerned and relevant 
          percentages:
        
        

           
        
      
    

      3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
    

      Where there have been dealings in more than one class of relevant 
      securities of the offeror or offeree named in 1(b), copy table 3(a), 
      (b), (c) or (d) (as appropriate) for each additional class of relevant 
      security dealt in.
    

      The currency of all prices and other monetary amounts should be 
      stated.
    

      (a) Purchases and sales
    

      

        

          Class of relevant
        
        

           
        
        

          Purchase/sale
        
        

           
        
        

          Total number of
        
        

           
        
        

          Highest price per unit
        
        

           
        
        

          Lowest price per unit
        
        

        
      
      

        

          security
        
        

        
        

           
        
        

        
        

          securities
        
        

        
        

          paid/received
        
        

        
        

          paid/received
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          Purchase
        
        

        
        

          448,275
        
        

        
        

          18.3870 DKK
        
        

        
        

          18.0436 DKK
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          Purchase
        
        

        
        

          1,005,009
        
        

        
        

          2.1082 GBP
        
        

        
        

          2 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          Sale
        
        

        
        

          448,609
        
        

        
        

          18.3871 DKK
        
        

        
        

          18.0436 DKK
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          Sale
        
        

        
        

          1,618,791
        
        

        
        

          2.1100 GBP
        
        

        
        

          2 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          Sale
        
        

        
        

          67,159
        
        

        
        

          2.0930 GBP
        
        

        
        

          2.093 GBP
        
        

        
      
    

      (b) Cash-settled derivative transactions
    

      

        

          Class of
        
        

           
        
        

          Product
        
        

           
        
        

          Nature of dealing
        
        

           
        
        

          Number of
        
        

           
        
        

          Price per
        
        

        
      
      

        

          relevant
        
        

        
        

          description
        
        

        
        

        
        

        
        

          reference
        
        

        
        

          unit
        
        

        
      
      

        

          security
        
        

        
        

           
        
        

        
        

           
        
        

        
        

          securities
        
        

        
        

           
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          87
        
        

        
        

          2.0940 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          147
        
        

        
        

          2.0974 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          229
        
        

        
        

          2.1008 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          230
        
        

        
        

          2.0997 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          511
        
        

        
        

          2.0158 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          CFD
        
        

        
        

          Long
        
        

        
        

          900
        
        

        
        

          2.1038 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          1,027
        
        

        
        

          2.0157 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          1,402
        
        

        
        

          2.1009 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          1,876
        
        

        
        

          2.0392 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          2,244
        
        

        
        

          2.0370 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          3,572
        
        

        
        

          2.0624 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          3,779
        
        

        
        

          2.0393 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          3,992
        
        

        
        

          2.0807 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          CFD
        
        

        
        

          Long
        
        

        
        

          8,100
        
        

        
        

          2.1078 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          CFD
        
        

        
        

          Long
        
        

        
        

          9,119
        
        

        
        

          2.0920 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          10,233
        
        

        
        

          2.0996 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          14,067
        
        

        
        

          2.0978 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          20,542
        
        

        
        

          2.1005 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          CFD
        
        

        
        

          Long
        
        

        
        

          31,892
        
        

        
        

          2.1000 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          31,892
        
        

        
        

          2.1000 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          CFD
        
        

        
        

          Long
        
        

        
        

          32,126
        
        

        
        

          2.0990 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          CFD
        
        

        
        

          Long
        
        

        
        

          39,690
        
        

        
        

          2.0991 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          157,053
        
        

        
        

          2.0770 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          210,589
        
        

        
        

          2.0899 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          CFD
        
        

        
        

          Long
        
        

        
        

          473,023
        
        

        
        

          2.0616 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          1
        
        

        
        

          18.3700 DKK
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          9,714
        
        

        
        

          2.0996 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          13,094
        
        

        
        

          2.0871 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          17,383
        
        

        
        

          2.0940 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          31,791
        
        

        
        

          2.1000 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          61,543
        
        

        
        

          2.0966 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          64,316
        
        

        
        

          2.0965 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          72,746
        
        

        
        

          2.1008 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          99,355
        
        

        
        

          2.1001 GBP
        
        

        
      
      

        

          25p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          104,892
        
        

        
        

          2.0740 GBP
        
        

        
      
    

      (c) Stock-settled derivative transactions (including options)
    

      (i) Writing, selling, purchasing or varying
    

      

        

          Class of relevant security
        
        

           
        
        

          Product description e.g. call option
        
        

           
        
        

          Writing, purchasing, selling, varying etc.
        
        

           
        
        

          Number of securities to which option relates
        
        

           
        
        

          Exercise price per unit
        
        

           
        
        

          Type

          

            e.g. American, European etc.
          
        
        

           
        
        

          Expiry date
        
        

           
        
        

          Option money paid/ received per unit
        
      
    

      (ii) Exercise
    

      

        

          Class of relevant security
        
        

           
        
        

          Product description

          

            e.g. call option
          
        
        

           
        
        

          Exercising/ exercised against
        
        

           
        
        

          Number of securities
        
        

           
        
        

          Exercise price per unit
        
      
    

      (d) Other dealings (including subscribing for new securities)
    

      

        

          Class of relevant security
        
        

           
        
        

          Nature of dealing

          

            e.g. subscription, conversion
          
        
        

           
        
        

          Details
        
        

           
        
        

          Price per unit (if applicable)
        
      
    

      4. OTHER INFORMATION
    

      (a) Indemnity and other dealing arrangements
    

      

        

          Details of any indemnity or option arrangement, or any agreement or 
          understanding, formal or informal, relating to relevant securities 
          which may be an inducement to deal or refrain from dealing entered 
          into by the exempt principal trader making the disclosure and any 
          party to the offer or any person acting in concert with a party to 
          the offer:

          

            Irrevocable commitments and letters of intent should not be 
            included. If there are no such agreements, arrangements or 
            understandings, state “none”
          
        
      
      

        

          

            None
          
        
      
    

      (b) Agreements, arrangements or understandings relating to options or 
      derivatives
    

      

        

          Details of any agreement, arrangement or understanding, formal or 
          informal, between the exempt principal trader making the disclosure 
          and any other person relating to:

          

            (i) the voting rights of any relevant securities under any option; 
            or
          
          

            (ii) the voting rights or future acquisition or disposal of any 
            relevant securities to which any derivative is referenced:
          
          

            If there are no such agreements, arrangements or 
            understandings, state “none”
          
        
      
      

        

          

            None
          
        
      
    

      (c) Attachments
    

      

        

          Is a Supplemental Form 8 (Open Positions) attached?
        
        

           
        
        

          NO
        
        

        
      
      

        

          Date of disclosure:
        
        

        
        

          8 May 2019
        
        

        
      
      

        

          Contact name:
        
        

        
        

          Large Holdings Regulatory Operations
        
        

        
      
      

        

          Telephone number:
        
        

        
        

          020 3134 7213
        
        

        
      
    

      Public disclosures under Rule 8 of the Code must be made to a 
      Regulatory Information Service.
    

      The Panel’s Market Surveillance Unit is available for consultation in 
      relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
    

      The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
    
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      BARCLAYS PLC