REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) - G4S PLC
22/10/2020 11:25
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Form 8.5 (EPT/NON-RI) - G4S PLC
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form G4S PLC
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Fleming Capital Securities, Inc. (a wholly-owned subsidiary of Garda World
connected: Security Corporation)
(d) Date position held/dealing undertaken: 21 October 2020
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 25,274,601 1.63% 4,570,684 0.29%
(2) Cash-settled derivatives:
3,524,529 0.23% 23,126,713 1.49%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 28,799,130 1.86% 27,697,397 1.79%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Purchase 322,599 17.1050 DKK 17 DKK
25p ordinary Purchase 806,437 2.0820 GBP 2.0715 GBP
25p ordinary Sale 49,842 17.0307 DKK 17.0085 DKK
25p ordinary Sale 908,248 2.0870 GBP 2.07 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
25p ordinary CFD Long 98 2.0768 GBP
25p ordinary SWAP Long 123 2.0822 GBP
25p ordinary CFD Long 181 2.0767 GBP
25p ordinary SWAP Long 600 2.0797 GBP
25p ordinary SWAP Long 958 17.0436 DKK
25p ordinary CFD Long 2,000 16.9733 DKK
25p ordinary SWAP Long 2,265 16.9924 DKK
25p ordinary SWAP Long 2,305 2.0777 GBP
25p ordinary CFD Long 3,037 17.0827 DKK
25p ordinary SWAP Long 12,936 2.0700 GBP
25p ordinary SWAP Long 14,832 2.0764 GBP
25p ordinary SWAP Long 72,315 2.0773 GBP
25p ordinary SWAP Long 182,382 2.0763 GBP
25p ordinary CFD Long 280,198 2.0775 GBP
25p ordinary CFD Short 158 2.0768 GBP
25p ordinary CFD Short 414 16.9965 DKK
25p ordinary SWAP Short 1,084 2.0720 GBP
25p ordinary CFD Short 1,647 2.0780 GBP
25p ordinary SWAP Short 2,929 2.0792 GBP
25p ordinary SWAP Short 10,000 2.0812 GBP
25p ordinary SWAP Short 10,057 2.0783 GBP
25p ordinary SWAP Short 12,129 2.0743 GBP
25p ordinary CFD Short 20,585 2.0769 GBP
25p ordinary CFD Short 21,029 2.0794 GBP
25p ordinary SWAP Short 23,994 2.0730 GBP
25p ordinary CFD Short 93,394 2.0701 GBP
25p ordinary SWAP Short 268,352 2.0798 GBP
25p ordinary CFD Short 280,603 17.0248 DKK
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22 October 2020
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/)
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