REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) - INTU PROPERTIES PLC

BarclaysAnnouncement

17/10/2018 07:55

      Form 8.5 (EPT/NON-RI) - INTU PROPERTIES PLC
    

    

      

        

          PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
        
        

        
      
      

        

          EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
        
      
      

        

          (OR WHERE RI STATUS IS NOT APPLICABLE)
        
        

        
      
      

        

          Rule 8.5 of the Takeover Code (the "Code")
        
        

        
        

        
      
      

        

          1.
        
        

          KEY INFORMATION
        
        

           
        
      
      

        

          (a)
        
        

          Name of exempt principal trader:
        
        

          BARCLAYS CAPITAL SECURITIES LTD
        
      
      

        

          (b)
        
        

          Name of offeror/offeree in relation to whose
        
        

          INTU PROPERTIES PLC
        
      
      

        

           
        
        

          relevant securities this form relates:
        
        

           
        
      
      

        

          (c)
        
        

          Name of the party to the offer with which exempt
        
        

          Brookfield Property Group
        
      
      

        

           
        
        

          principal trader is connected
        
        

           
        
      
      

        

          (d)
        
        

          Date position held/dealing undertaken:
        
        

          15 October 2018
        
      
      

        

          (e)
        
        

          In addition to the company in 1(b) above, is the exempt principal
        
        

          NO:
        
      
      

        

        
        

          trader making disclosures in respect of any other party to the offer?
        
      
    

      

        

          2.
        
        

          POSITIONS OF THE EXEMPT PRINCIPAL TRADER
        
      
      

        

          (a)
        
        

          Interests and short positions in the relevant securities of the 
          offeror or offeree
        
      
      

        

        
        

          to which the disclosure relates following the dealing (if any)
        
      
    

      

        

          Class of relevant security:
        
        

           
        
        

          Convertible Bond XS1511910025
        
        

           
        
        

           
        
        

           
        
      
      

        

        
        

        
        

          Interests
        
        

           
        
        

          Short Positions
        
        

           
        
      
      

        

           
        
        

           
        
        

          Number
        
        

          (%)
        
        

          Number
        
        

          (%)
        
      
      

        

          (1)
        
        

          Relevant securities owned
        
        

        
        

        
        

        
        

        
      
      

        

        
        

          and/or controlled:
        
        

          2,000,000
        
        

          0.53%
        
        

          0
        
        

          0.00%
        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          (2)
        
        

          Cash-settled derivatives:
        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

          0
        
        

          0.00%
        
        

          0
        
        

          0.00%
        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          (3)
        
        

          Stock-settled derivatives (including options)
        
        

        
        

        
        

        
      
      

        

        
        

          and agreements to purchase/sell:
        
        

          0
        
        

          0.00%
        
        

          0
        
        

          0.00%
        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          (4)
        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

          TOTAL:
        
        

          2,000,000
        
        

          0.53%
        
        

          0
        
        

          0.00%
        
      
      

        

        
        

        
        

        
        

        
        

        
        

           
        
      
      

        

          Class of relevant security:
        
        

           
        
        

          50p ordinary
        
        

           
        
        

           
        
        

           
        
      
    

      

        

        
        

        
        

          Interests
        
        

           
        
        

          Short Positions
        
        

           
        
      
      

        

           
        
        

           
        
        

          Number
        
        

          (%)
        
        

          Number
        
        

          (%)
        
      
      

        

          (1)
        
        

          Relevant securities owned
        
        

        
        

        
        

        
        

        
      
      

        

        
        

          and/or controlled:
        
        

          4,911,617
        
        

          0.36%
        
        

          10,085,390
        
        

          0.74%
        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          (2)
        
        

          Cash-settled derivatives:
        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

          7,457,918
        
        

          0.55%
        
        

          7,728,582
        
        

          0.57%
        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          (3)
        
        

          Stock-settled derivatives (including options)
        
        

        
        

        
        

        
      
      

        

        
        

          and agreements to purchase/sell:
        
        

          0
        
        

          0.00%
        
        

          0
        
        

          0.00%
        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          (4)
        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

          TOTAL:
        
        

          12,369,535
        
        

          0.91%
        
        

          17,813,972
        
        

          1.31%
        
      
    

      

        

          (b)
        
        

          Rights to subscribe for new securities (including directors and 
          other executive
        
        

        
        

        
      
      

        

           
        
        

          options)
        
        

        
        

        
        

        
      
      

        

          Class of relevant security in relation to
        
        

        
        

        
        

        
        

        
      
      

        

          which subscription right exists
        
        

           
        
        

        
        

        
        

        
      
      

        

          Details, including nature of the rights
        
        

        
        

        
        

        
        

        
      
      

        

          concerned and relevant percentages:
        
        

           
        
        

        
        

        
        

        
      
      

        

          3.
        
        

          DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
        
        

           
        
        

           
        
      
      

        

          (a)
        
        

          Purchases and sales
        
        

           
        
        

           
        
        

           
        
      
      

        

          Class of relevant
        
        

          Purchase/sale
        
        

          Total number of
        
        

          Highest price per unit
        
        

          Lowest price per unit
        
      
      

        

          security
        
        

           
        
        

          securities
        
        

          paid/received
        
        

          paid/received
        
      
      

        

          50p ordinary
        
        

          Purchase
        
        

          561,266
        
        

          1.8335 GBP
        
        

          1.818 GBP
        
      
      

        

          50p ordinary
        
        

          Sale
        
        

          420,955
        
        

          1.8340 GBP
        
        

          1.8184 GBP
        
      
      

        

        
        

        
        

        
        

        
        

           
        
      
      

        

          (b)
        
        

          Cash-settled derivative transactions
        
        

           
        
        

           
        
        

           
        
      
      

        

          Class of
        
        

          Product
        
        

          Nature of dealing
        
        

          Number of
        
        

          Price per
        
      
      

        

          relevant
        
        

          description
        
        

        
        

          reference
        
        

          unit
        
      
      

        

          security
        
        

           
        
        

           
        
        

          securities
        
        

           
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Long
        
        

          404
        
        

          1.8317 GBP
        
      
      

        

          50p ordinary
        
        

          SWAP
        
        

          Long
        
        

          973
        
        

          1.8193 GBP
        
      
      

        

          50p ordinary
        
        

          SWAP
        
        

          Long
        
        

          1,161
        
        

          1.8277 GBP
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Long
        
        

          1,208
        
        

          1.8332 GBP
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Long
        
        

          1,374
        
        

          1.8208 GBP
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Long
        
        

          1,921
        
        

          34.2102 ZAR
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Long
        
        

          4,216
        
        

          1.8159 GBP
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Long
        
        

          7,886
        
        

          1.8262 GBP
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Long
        
        

          15,945
        
        

          1.8229 GBP
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Long
        
        

          94,563
        
        

          1.8333 GBP
        
      
      

        

          50p ordinary
        
        

          SWAP
        
        

          Long
        
        

          132,783
        
        

          1.8335 GBP
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Long
        
        

          6,124,491
        
        

          34.0000 ZAR
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Short
        
        

          404
        
        

          1.8334 GBP
        
      
      

        

          50p ordinary
        
        

          SWAP
        
        

          Short
        
        

          849
        
        

          1.8194 GBP
        
      
      

        

          50p ordinary
        
        

          SWAP
        
        

          Short
        
        

          1,661
        
        

          1.8188 GBP
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Short
        
        

          1,725
        
        

          1.8220 GBP
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Short
        
        

          2,961
        
        

          1.8301 GBP
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Short
        
        

          12,006
        
        

          34.3297 ZAR
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Short
        
        

          23,829
        
        

          1.8182 GBP
        
      
      

        

          50p ordinary
        
        

          SWAP
        
        

          Short
        
        

          32,244
        
        

          1.8230 GBP
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Short
        
        

          140,373
        
        

          34.0135 ZAR
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Short
        
        

          293,077
        
        

          34.1065 ZAR
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Short
        
        

          325,203
        
        

          1.8264 GBP
        
      
      

        

          50p ordinary
        
        

          CFD
        
        

          Short
        
        

          6,124,491
        
        

          34.0000 ZAR
        
      
    

      

        

          (c)
        
        

          Stock-settled derivative transactions (including options)
        
        

        
        

        
        

        
        

        
        

        
      
      

        

          (i)
        
        

          Writing, selling, purchasing or varying
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          Class
        
        

          Product
        
        

          Writing,
        
        

          Number
        
        

          Exercise
        
        

          Type
        
        

          Expiry
        
        

          Option
        
      
      

        

          of
        
        

          description
        
        

          purchasing,
        
        

          of
        
        

          price
        
        

        
        

          date
        
        

          money
        
      
      

        

          relevant
        
        

        
        

          selling,
        
        

          securities
        
        

          per unit
        
        

        
        

        
        

          paid/
        
      
      

        

          security
        
        

        
        

          varying etc
        
        

          to which
        
        

        
        

        
        

        
        

          received
        
      
      

        

        
        

        
        

        
        

          option
        
        

        
        

        
        

        
        

          per unit
        
      
      

        

           
        
        

           
        
        

           
        
        

          relates
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

           
        
      
      

        

          (ii)
        
        

          Exercising
        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
      
      

        

          Class of relevant
        
        

          Product description
        
        

          Exercising/ exercised against
        
        

          Number of
        
        

          Exercise price per
        
        

        
        

        
        

        
      
      

        

          security
        
        

           
        
        

           
        
        

          securities
        
        

          unit
        
        

        
        

        
        

        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

           
        
      
      

        

          (d)
        
        

          Other dealings (including subscribing for new securities)
        
        

           
        
        

        
        

        
        

        
        

        
      
      

        

          Class of relevant
        
        

          Nature of Dealings
        
        

          Details
        
        

          Price per unit (if
        
        

        
        

        
        

        
        

        
      
      

        

          security
        
        

           
        
        

           
        
        

          applicable)
        
        

        
        

        
        

        
        

        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
      
      

        

          4.
        
        

          OTHER INFORMATION
        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          (a)
        
        

          Indemnity and other dealings arrangements
        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          Details of any indemnity or option arrangement, or any agreement or 
          understanding,
        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          formal or informal, relating to relevant securities which may be an 
          inducement to deal
        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          or refrain from dealing entered into by the exempt principal trader 
          making the disclosure and any party
        
        

        
        

        
        

        
        

        
        

        
      
      

        

          to the offer or any person acting in concert with a party to the 
          offer:
        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          NONE
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          (b)
        
        

          Agreements, arrangements or understandings relating to options or 
          derivatives
        
        

        
        

        
        

        
        

        
        

        
      
      

        

          Details of any agreement, arrangement or understanding, formal or 
          informal, between
        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          the exempt principal trader making the disclosure and any other 
          person relating to:
        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          (i) the voting rights of any relevant securities under any option; or
        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          (ii) the voting rights of future acquisition or disposal of any 
          relevant securities to which
        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          any derivative is referenced:
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          NONE
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          (c)
        
        

          Attachments
        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          Is a Supplemental Form 8 (Open Positions) attached?
        
        

          NO
        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          Date of disclosure:
        
        

          16 Oct 2018
        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          Contact name:
        
        

          Large Holdings Regulatory Operations
        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          Telephone number:
        
        

          020 3134 7213
        
        

        
        

        
        

        
        

        
        

        
        

        
      
    

    
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