REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) - JARDINE LLOYD THOMPSON GROUP PLC
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Form 8.5 (EPT/NON-RI) - JARDINE LLOYD THOMPSON GROUP PLC
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
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(OR WHERE RI STATUS IS NOT APPLICABLE)
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Rule 8.5 of the Takeover Code (the "Code")
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1.
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KEY INFORMATION
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(a)
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Name of exempt principal trader:
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BARCLAYS CAPITAL SECURITIES LTD
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(b)
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Name of offeror/offeree in relation to whose
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JARDINE LLOYD THOMPSON GROUP PLC
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relevant securities this form relates:
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(c)
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Name of the party to the offer with which exempt
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JARDINE LLOYD THOMPSON GROUP PLC
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principal trader is connected
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(d)
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Date position held/dealing undertaken:
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15 October 2018
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(e)
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In addition to the company in 1(b) above, is the exempt principal
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NO
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trader making disclosures in respect of any other party to the offer?
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2.
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POSITIONS OF THE EXEMPT PRINCIPAL TRADER
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(a)
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Interests and short positions in the relevant securities of the
offeror or offeree
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to which the disclosure relates following the dealing (if any)
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Class of relevant security:
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5p ordinary
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Interests
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Short Positions
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Number
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(%)
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Number
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(%)
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(1)
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Relevant securities owned
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and/or controlled:
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1,188,212
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0.54%
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159,472
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0.07%
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(2)
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Cash-settled derivatives:
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8,200
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0.00%
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1,042,014
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0.48%
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(3)
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Stock-settled derivatives (including options)
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and agreements to purchase/sell:
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0
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0.00%
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0
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0.00%
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(4)
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TOTAL:
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1,196,412
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0.55%
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1,201,486
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0.55%
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(b)
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Rights to subscribe for new securities (including directors and
other executive
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options)
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Class of relevant security in relation to
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which subscription right exists
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Details, including nature of the rights
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concerned and relevant percentages:
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3.
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DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
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(a)
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Purchases and sales
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Class of relevant
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Purchase/sale
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Total number of
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Highest price per unit
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Lowest price per unit
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security
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securities
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paid/received
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paid/received
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5p ordinary
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Purchase
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49,216
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18.7800 GBP
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18.74 GBP
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5p ordinary
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Sale
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36,751
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18.7808 GBP
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18.7518 GBP
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(b)
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Cash-settled derivative transactions
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Class of
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Product
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Nature of dealing
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Number of
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Price per
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relevant
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description
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reference
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unit
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security
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securities
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5p ordinary
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SWAP
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Long
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300
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18.7791 GBP
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5p ordinary
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SWAP Expires 15/04/2020
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Long
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1,000
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18.7627 GBP
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5p ordinary
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CFD
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Long
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1,565
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18.7574 GBP
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5p ordinary
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SWAP
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Long
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2,141
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18.7583 GBP
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5p ordinary
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SWAP
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Long
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3,433
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18.7800 GBP
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5p ordinary
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CFD
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Long
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10,234
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18.7784 GBP
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5p ordinary
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CFD
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Short
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559
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18.7607 GBP
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5p ordinary
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SWAP
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Short
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1,321
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18.7800 GBP
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5p ordinary
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SWAP
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Short
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2,473
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18.7648 GBP
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5p ordinary
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SWAP
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Short
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3,963
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18.7717 GBP
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5p ordinary
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CFD
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Short
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10,591
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18.7709 GBP
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5p ordinary
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SWAP
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Short
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10,591
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18.7709 GBP
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(c)
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Stock-settled derivative transactions (including options)
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(i)
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Writing, selling, purchasing or varying
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Class
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Product
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Writing,
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Number
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Exercise
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Type
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Expiry
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of
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description
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purchasing,
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of
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price
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date
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relevant
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selling,
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securities
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per unit
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security
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varying etc
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to which
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option
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relates
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(ii)
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Exercising
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Class of relevant
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Product description
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Exercising/ exercised against
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Number of
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Exercise price per
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security
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securities
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unit
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(d)
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Other dealings (including subscribing for new securities)
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Class of relevant
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Nature of Dealings
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Details
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Price per unit (if
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security
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applicable)
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4.
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OTHER INFORMATION
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(a)
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Indemnity and other dealings arrangements
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Details of any indemnity or option arrangement, or any agreement or
understanding,
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formal or informal, relating to relevant securities which may be an
inducement to deal
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or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
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to the offer or any person acting in concert with a party to the
offer:
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NONE
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(b)
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Agreements, arrangements or understandings relating to options or
derivatives
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Details of any agreement, arrangement or understanding, formal or
informal, between
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the exempt principal trader making the disclosure and any other
person relating to:
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(i) the voting rights of any relevant securities under any option; or
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(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
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any derivative is referenced:
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NONE
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(c)
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Attachments
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Is a Supplemental Form 8 (Open Positions) attached?
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NO
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Date of disclosure:
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16 Oct 2018
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Contact name:
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Large Holdings Regulatory Operations
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Telephone number:
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020 3134 7213
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View source version on businesswire.com: https://www.businesswire.com/news/home/20181016006195/en/
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