REG-BARCLAYS PLC Form 8 (DD) - CME GROUP INC - Amendment
. Form 8 (DD) - CME GROUP INC - Amendment
FORM 8 (DD) - Amendment to Purchases
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 28 August 2018 | |||
| (f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 81,817 | 0.02% | 15,074 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 112,000 | 0.03% | 56,300 | 0.02% | |||||||
| TOTAL: | 193,817 | 0.06% | 71,374 | 0.02% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 2 | 169.7400 USD | ||||
| USD 0.01 Class A common | Purchase | 22 | 169.6918 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 169.7100 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 169.4500 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 169.9750 USD | ||||
| USD 0.01 Class A common | Purchase | 141 | 169.5600 USD | ||||
| USD 0.01 Class A common | Purchase | 144 | 169.5313 USD | ||||
| USD 0.01 Class A common | Purchase | 178 | 170.1257 USD | ||||
| USD 0.01 Class A common | Purchase | 216 | 170.0507 USD | ||||
| USD 0.01 Class A common | Purchase | 238 | 169.7500 USD | ||||
| USD 0.01 Class A common | Purchase | 273 | 170.0104 USD | ||||
| USD 0.01 Class A common | Purchase | 400 | 169.5362 USD | ||||
| USD 0.01 Class A common | Purchase | 400 | 169.6122 USD | ||||
| USD 0.01 Class A common | Purchase | 428 | 170.0000 USD | ||||
| USD 0.01 Class A common | Purchase | 428 | 170.1900 USD | ||||
| USD 0.01 Class A common | Purchase | 473 | 170.1600 USD | ||||
| USD 0.01 Class A common | Purchase | 588 | 170.0693 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 169.5450 USD | ||||
| USD 0.01 Class A common | Purchase | 676 | 170.0112 USD | ||||
| USD 0.01 Class A common | Purchase | 754 | 169.8006 USD | ||||
| USD 0.01 Class A common | Purchase | 1,310 | 170.0329 USD | ||||
| USD 0.01 Class A common | Purchase | 1,509 | 169.7025 USD | ||||
| USD 0.01 Class A common | Purchase | 1,700 | 169.8710 USD | ||||
| USD 0.01 Class A common | Purchase | 1,778 | 169.5785 USD | ||||
| USD 0.01 Class A common | Purchase | 2,235 | 169.5589 USD | ||||
| USD 0.01 Class A common | Purchase | 2,600 | 169.7396 USD | ||||
| USD 0.01 Class A common | Purchase | 3,779 | 169.7846 USD | ||||
| USD 0.01 Class A common | Purchase | 4,400 | 169.7802 USD | ||||
| USD 0.01 Class A common | Purchase | 4,877 | 169.9340 USD | ||||
| USD 0.01 Class A common | Purchase | 6,045 | 169.6000 USD | ||||
| USD 0.01 Class A common | Purchase | 117,605 | 169.5612 USD | ||||
| USD 0.01 Class A common | Sale | 49 | 169.4112 USD | ||||
| USD 0.01 Class A common | Sale | 97 | 170.1200 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 169.4200 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 169.5400 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 169.9300 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 170.0030 USD | ||||
| USD 0.01 Class A common | Sale | 103 | 170.0100 USD | ||||
| USD 0.01 Class A common | Sale | 109 | 169.5800 USD | ||||
| USD 0.01 Class A common | Sale | 139 | 169.6710 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 169.6750 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 169.8175 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 169.8450 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 169.7750 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 170.1950 USD | ||||
| USD 0.01 Class A common | Sale | 202 | 169.4951 USD | ||||
| USD 0.01 Class A common | Sale | 216 | 170.0507 USD | ||||
| USD 0.01 Class A common | Sale | 233 | 170.0546 USD | ||||
| USD 0.01 Class A common | Sale | 274 | 169.9596 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 169.7100 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 170.0633 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 169.5300 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 169.6225 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 169.8375 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 169.9530 USD | ||||
| USD 0.01 Class A common | Sale | 401 | 169.4739 USD | ||||
| USD 0.01 Class A common | Sale | 428 | 170.1900 USD | ||||
| USD 0.01 Class A common | Sale | 428 | 170.0000 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 169.9883 USD | ||||
| USD 0.01 Class A common | Sale | 653 | 169.9039 USD | ||||
| USD 0.01 Class A common | Sale | 710 | 170.0707 USD | ||||
| USD 0.01 Class A common | Sale | 741 | 169.5478 USD | ||||
| USD 0.01 Class A common | Sale | 1,000 | 169.6230 USD | ||||
| USD 0.01 Class A common | Sale | 1,400 | 169.8901 USD | ||||
| USD 0.01 Class A common | Sale | 1,792 | 169.6266 USD | ||||
| USD 0.01 Class A common | Sale | 1,991 | 169.9552 USD | ||||
| USD 0.01 Class A common | Sale | 2,000 | 169.7523 USD | ||||
| USD 0.01 Class A common | Sale | 2,398 | 169.6036 USD | ||||
| USD 0.01 Class A common | Sale | 2,500 | 169.8104 USD | ||||
| USD 0.01 Class A common | Sale | 2,529 | 169.6850 USD | ||||
| USD 0.01 Class A common | Sale | 2,648 | 169.5337 USD | ||||
| USD 0.01 Class A common | Sale | 4,877 | 169.9340 USD | ||||
| USD 0.01 Class A common | Sale | 6,056 | 169.6000 USD | ||||
| USD 0.01 Class A common | Sale | 7,376 | 169.6328 USD | ||||
| USD 0.01 Class A common | Sale | 10,702 | 169.4436 USD | ||||
| USD 0.01 Class A common | Sale | 11,897 | 169.6487 USD | ||||
| USD 0.01 Class A common | Sale | 86,265 | 169.5619 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 30 Aug 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | CME GROUP INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,100 | 185.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,100 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,700 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,900 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 9,900 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -6,900 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -600 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -500 | 195.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -300 | 170.0000 | American | 31 Aug 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -300 | 195.0000 | American | 31 Aug 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -200 | 170.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 168.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,600 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,400 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,300 | 165.0000 | American | 28 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 170.0000 | American | 31 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 165.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 144.0000 | American | 7 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 120.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 500 | 165.0000 | American | 31 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 600 | 163.0000 | American | 31 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 600 | 163.0000 | American | 28 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 31 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 160.0000 | American | 28 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,000 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 135.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,300 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 4,300 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 5,800 | 165.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180831005151/en/
BARCLAYS PLC
Recent news on Barclays
See all newsREG - Barclays PLC Intnl Personal Fin - Form8.3INTERNATIONALPERSONALFINANCEPLC Replacement
AnnouncementREG - Barclays PLC Intnl Personal Fin - Form8.3INTERNATIONALPERSONALFINANCEPLC Replacement
AnnouncementREG - Barclays PLC Just Group plc - Form 8.3 JUST GROUP PLC
AnnouncementREG - Barclays PLC Schroders PLC - Form 8.5 EPT/Non RI SCHRODERS PLC Replacement
AnnouncementREG - Barclays PLC LondonMetric - Form8.5EPT/NonRILONDONMETRICPROPERTYPL Replacement
Announcement