REG-BARCLAYS PLC Form 8 (DD) - CME GROUP INC AMENDMENT
. Form 8 (DD) - CME GROUP INC AMENDMENT
FORM 8 (DD) AMENDMENT TO SALES
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 04 September 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 85,920 | 0.02% | 16,671 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 117,400 | 0.03% | 59,900 | 0.02% | |||||||
| (4) | |||||||||||
| TOTAL: | 203,320 | 0.06% | 76,571 | 0.02% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 15 | 175.8000 USD | ||||
| USD 0.01 Class A common | Purchase | 25 | 176.5600 USD | ||||
| USD 0.01 Class A common | Purchase | 30 | 176.6500 USD | ||||
| USD 0.01 Class A common | Purchase | 37 | 176.8700 USD | ||||
| USD 0.01 Class A common | Purchase | 65 | 176.0288 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 175.4400 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 175.8100 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 176.3700 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 176.8900 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 175.8500 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 176.8000 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 176.8300 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 175.2200 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 175.2000 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 174.7300 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 175.5800 USD | ||||
| USD 0.01 Class A common | Purchase | 101 | 175.8287 USD | ||||
| USD 0.01 Class A common | Purchase | 174 | 175.8019 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 175.8200 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 175.0350 USD | ||||
| USD 0.01 Class A common | Purchase | 236 | 176.1310 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 176.4533 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 175.3433 USD | ||||
| USD 0.01 Class A common | Purchase | 394 | 176.8698 USD | ||||
| USD 0.01 Class A common | Purchase | 400 | 175.2850 USD | ||||
| USD 0.01 Class A common | Purchase | 400 | 175.9375 USD | ||||
| USD 0.01 Class A common | Purchase | 425 | 175.6900 USD | ||||
| USD 0.01 Class A common | Purchase | 563 | 176.8469 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 175.9766 USD | ||||
| USD 0.01 Class A common | Purchase | 800 | 175.0837 USD | ||||
| USD 0.01 Class A common | Purchase | 1,114 | 175.8357 USD | ||||
| USD 0.01 Class A common | Purchase | 1,411 | 176.1392 USD | ||||
| USD 0.01 Class A common | Purchase | 1,600 | 176.1732 USD | ||||
| USD 0.01 Class A common | Purchase | 1,849 | 176.8053 USD | ||||
| USD 0.01 Class A common | Purchase | 1,900 | 176.8400 USD | ||||
| USD 0.01 Class A common | Purchase | 2,300 | 176.2001 USD | ||||
| USD 0.01 Class A common | Purchase | 2,560 | 175.8591 USD | ||||
| USD 0.01 Class A common | Purchase | 3,069 | 176.4712 USD | ||||
| USD 0.01 Class A common | Purchase | 4,190 | 177.0500 USD | ||||
| USD 0.01 Class A common | Purchase | 4,222 | 176.5799 USD | ||||
| USD 0.01 Class A common | Purchase | 4,705 | 175.8331 USD | ||||
| USD 0.01 Class A common | Sale | 25 | 176.5600 USD | ||||
| USD 0.01 Class A common | Sale | 65 | 176.0288 USD | ||||
| USD 0.01 Class A common | Sale | 71 | 176.0200 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 176.8400 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 176.8300 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 175.8200 USD | ||||
| USD 0.01 Class A common | Sale | 130 | 176.6500 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 176.1450 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 176.8000 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 175.8766 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 175.8916 USD | ||||
| USD 0.01 Class A common | Sale | 314 | 176.3743 USD | ||||
| USD 0.01 Class A common | Sale | 394 | 175.7903 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 175.8343 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 176.8250 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 176.8225 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 176.4818 USD | ||||
| USD 0.01 Class A common | Sale | 441 | 176.5579 USD | ||||
| USD 0.01 Class A common | Sale | 570 | 176.2024 USD | ||||
| USD 0.01 Class A common | Sale | 750 | 176.7873 USD | ||||
| USD 0.01 Class A common | Sale | 899 | 176.8183 USD | ||||
| USD 0.01 Class A common | Sale | 1,400 | 176.8450 USD | ||||
| USD 0.01 Class A common | Sale | 1,426 | 176.1357 USD | ||||
| USD 0.01 Class A common | Sale | 1,500 | 176.1470 USD | ||||
| USD 0.01 Class A common | Sale | 1,700 | 176.0944 USD | ||||
| USD 0.01 Class A common | Sale | 1,985 | 176.5875 USD | ||||
| USD 0.01 Class A common | Sale | 2,100 | 175.1667 USD | ||||
| USD 0.01 Class A common | Sale | 3,600 | 176.1265 USD | ||||
| USD 0.01 Class A common | Sale | 3,651 | 176.6711 USD | ||||
| USD 0.01 Class A common | Sale | 4,215 | 177.0500 USD | ||||
| USD 0.01 Class A common | Sale | 10,215 | 175.8516 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 200 | 165 USD | American | 17 Jan 2020 | 20.8500 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 500 | 180 USD | American | 21 Sep 2018 | 0.7780 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 200 | 178 USD | American | 21 Sep 2018 | 1.6700 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 100 | 178 USD | American | 12 Oct 2018 | 2.6200 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 300 | 188 USD | American | 14 Sep 2018 | 0.0300 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 200 | 165 USD | American | 7 Sep 2018 | 0.0500 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 500 | 165 USD | American | 21 Sep 2018 | 0.2500 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 100 | 170 USD | American | 15 Mar 2019 | 7.2000 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 800 | 175 USD | American | 19 Oct 2018 | 3.7000 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 3,800 | 178 USD | American | 14 Sep 2018 | 3.4000 USD |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 6 Sep 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | CME GROUP INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 173.0000 | American | 7 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 135.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,100 | 185.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,200 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,700 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,900 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 9,900 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -6,900 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 175.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -600 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -500 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -500 | 195.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -300 | 188.0000 | American | 14 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -200 | 170.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -200 | 178.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 5 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 12 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 168.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,600 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,300 | 165.0000 | American | 28 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -900 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 140.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 170.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 144.0000 | American | 7 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 120.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 165.0000 | American | 7 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 600 | 163.0000 | American | 28 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 160.0000 | American | 28 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 175.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,000 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 135.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,800 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 3,800 | 178.0000 | American | 14 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 4,300 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 6,300 | 165.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180906005629/en/
BARCLAYS PLC
Recent news on Barclays
See all newsREG - Barclays PLC Picton Property Inc. - Form 8.5 EPT/Non RI PICTON PROPERTY INCOME LIMITED
AnnouncementREG - Barclays PLC LondonMetric - Form 8.5 EPT/Non RI LONDONMETRIC PROPERTY PLC
AnnouncementREG - Barclays PLC CAB Payments Hldgs - Form 8.5 EPT/Non RI CAB PAYMENTS HOLDINGS PLC
AnnouncementREG - Stock Exch Notice - Admission to Trading - 05/03/2026
AnnouncementREG - Wizz Air Holdings Barclays PLC - Holding(s) in Company
Announcement