REG-BARCLAYS PLC Form 8 (DD) - CME GROUP INC - Amendment
. Form 8 (DD) - CME GROUP INC - Amendment
FORM 8 (DD) Amendment for Sales
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: |
Barclays PLC. |
|
|
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
||
|
(c) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
CME GROUP INC |
|
|
(d) Status of person making the disclosure:
e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) |
CONNECTED TO THE OFFEROR |
|
| (e) Date dealing undertaken: |
6 September 2018 |
|
|
(f) In addition to the company in 1(c) above, is the discloser
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A” |
NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 93,661 | 0.03% | 4,534 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 118,400 | 0.03% | 95,200 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 212,061 | 0.06% | 99,734 | 0.03% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 55 | 173.3027 USD | ||||
| USD 0.01 Class A common | Purchase | 75 | 172.6306 USD | ||||
| USD 0.01 Class A common | Purchase | 95 | 172.8500 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 173.7700 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 173.2900 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 171.9200 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 170.0000 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 173.8400 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 173.9400 USD | ||||
| USD 0.01 Class A common | Purchase | 150 | 173.5366 USD | ||||
| USD 0.01 Class A common | Purchase | 154 | 173.4125 USD | ||||
| USD 0.01 Class A common | Purchase | 199 | 173.3994 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 173.5050 USD | ||||
| USD 0.01 Class A common | Purchase | 244 | 173.5809 USD | ||||
| USD 0.01 Class A common | Purchase | 256 | 173.3583 USD | ||||
| USD 0.01 Class A common | Purchase | 271 | 172.0800 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 120.0000 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 172.0667 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 173.5533 USD | ||||
| USD 0.01 Class A common | Purchase | 400 | 173.6650 USD | ||||
| USD 0.01 Class A common | Purchase | 407 | 173.0921 USD | ||||
| USD 0.01 Class A common | Purchase | 410 | 172.6834 USD | ||||
| USD 0.01 Class A common | Purchase | 452 | 173.4664 USD | ||||
| USD 0.01 Class A common | Purchase | 475 | 173.8407 USD | ||||
| USD 0.01 Class A common | Purchase | 500 | 173.1680 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 100.0000 USD | ||||
| USD 0.01 Class A common | Purchase | 999 | 173.4560 USD | ||||
| USD 0.01 Class A common | Purchase | 1,000 | 172.5000 USD | ||||
| USD 0.01 Class A common | Purchase | 1,600 | 173.8234 USD | ||||
| USD 0.01 Class A common | Purchase | 2,500 | 172.7974 USD | ||||
| USD 0.01 Class A common | Purchase | 3,000 | 165.0000 USD | ||||
| USD 0.01 Class A common | Purchase | 3,000 | 140.0000 USD | ||||
| USD 0.01 Class A common | Purchase | 3,428 | 173.5000 USD | ||||
| USD 0.01 Class A common | Purchase | 3,902 | 172.7649 USD | ||||
| USD 0.01 Class A common | Purchase | 5,200 | 173.8082 USD | ||||
| USD 0.01 Class A common | Purchase | 5,500 | 173.3799 USD | ||||
| USD 0.01 Class A common | Purchase | 7,266 | 173.4956 USD | ||||
| USD 0.01 Class A common | Purchase | 9,900 | 160.0000 USD | ||||
| USD 0.01 Class A common | Purchase | 10,840 | 173.6852 USD | ||||
| USD 0.01 Class A common | Purchase | 20,271 | 173.3167 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 173.9400 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 173.7300 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 173.6950 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 172.7600 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 172.1600 USD | ||||
| USD 0.01 Class A common | Sale | 150 | 173.0159 USD | ||||
| USD 0.01 Class A common | Sale | 156 | 173.6600 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 172.0201 USD | ||||
| USD 0.01 Class A common | Sale | 290 | 172.9127 USD | ||||
| USD 0.01 Class A common | Sale | 299 | 173.4970 USD | ||||
| USD 0.01 Class A common | Sale | 307 | 173.2003 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 173.8550 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 172.8900 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 155.0000 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 173.7550 USD | ||||
| USD 0.01 Class A common | Sale | 700 | 173.7250 USD | ||||
| USD 0.01 Class A common | Sale | 775 | 173.2184 USD | ||||
| USD 0.01 Class A common | Sale | 800 | 173.4200 USD | ||||
| USD 0.01 Class A common | Sale | 800 | 174.0000 USD | ||||
| USD 0.01 Class A common | Sale | 892 | 173.2152 USD | ||||
| USD 0.01 Class A common | Sale | 1,000 | 80.0000 USD | ||||
| USD 0.01 Class A common | Sale | 1,090 | 172.9619 USD | ||||
| USD 0.01 Class A common | Sale | 1,230 | 172.2598 USD | ||||
| USD 0.01 Class A common | Sale | 1,300 | 173.2561 USD | ||||
| USD 0.01 Class A common | Sale | 1,397 | 173.6578 USD | ||||
| USD 0.01 Class A common | Sale | 1,700 | 173.7655 USD | ||||
| USD 0.01 Class A common | Sale | 2,200 | 173.3404 USD | ||||
| USD 0.01 Class A common | Sale | 2,400 | 172.7956 USD | ||||
| USD 0.01 Class A common | Sale | 2,700 | 173.3287 USD | ||||
| USD 0.01 Class A common | Sale | 3,300 | 173.8678 USD | ||||
| USD 0.01 Class A common | Sale | 3,895 | 173.5000 USD | ||||
| USD 0.01 Class A common | Sale | 3,900 | 90.0000 USD | ||||
| USD 0.01 Class A common | Sale | 7,091 | 173.5779 USD | ||||
| USD 0.01 Class A common | Sale | 8,387 | 173.6863 USD | ||||
| USD 0.01 Class A common | Sale | 22,586 | 173.3115 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 1,000 | 90 USD | American | 18 Jan 2019 | 83.7200 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 600 | 100 USD | American | 21 Sep 2018 | 73.7400 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 300 | 120 USD | American | 21 Sep 2018 | 53.7200 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 3,000 | 140 USD | American | 21 Sep 2018 | 33.7200 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 100 | 165 USD | American | 21 Sep 2018 | 8.3000 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 200 | 170 USD | American | 21 Sep 2018 | 3.8550 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 900 | 173 USD | American | 7 Sep 2018 | 0.8500 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 1,000 | 173 USD | American | 14 Sep 2018 | 1.9500 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 7,100 | 175 USD | American | 21 Sep 2018 | 1.3359 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 200 | 175 USD | American | 19 Oct 2018 | 2.9000 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 1,000 | 80 USD | American | 18 Jan 2019 | 93.7400 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 3,900 | 90 USD | American | 21 Sep 2018 | 83.7446 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 600 | 100 USD | American | 21 Sep 2018 | 68.7000 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 300 | 120 USD | American | 21 Sep 2018 | 48.6000 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 3,000 | 140 USD | American | 21 Sep 2018 | 28.7000 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 9,900 | 160 USD | American | 21 Sep 2018 | 16.2800 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 3,000 | 165 USD | American | 21 Sep 2018 | 6.6600 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 100 | 170 USD | American | 7 Sep 2018 | 1.8500 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 1,000 | 173 USD | American | 7 Sep 2018 | 0.3000 USD |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) |
YES |
|
| Supplemental Form 8 (SBL) |
NO |
| Date of disclosure: |
11 Sept 2018 |
|
| Contact name: |
Large Holdings Regulatory Operations |
|
| Telephone number: |
020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: |
Barclays PLC. |
|
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
CME GROUP INC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Product | Writing, | Number | Exercise | Type | Expiry | ||||||
| description | purchasing, | of | price | date | |||||||
| selling, | securities | per unit | |||||||||
| varying etc | to which | ||||||||||
| option | |||||||||||
| relates | |||||||||||
| Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | ||||||
| Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | ||||||
| Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Purchased | 100 | 135.0000 | American | 17 Jan 2020 | ||||||
| Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | ||||||
| Call Options | Purchased | 100 | 180.0000 | American | 21 Sep 2018 | ||||||
| Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | ||||||
| Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Purchased | 400 | 150.0000 | American | 17 Jan 2020 | ||||||
| Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | ||||||
| Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | ||||||
| Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Purchased | 500 | 175.0000 | American | 7 Sep 2018 | ||||||
| Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | ||||||
| Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | ||||||
| Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | ||||||
| Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Purchased | 1,100 | 185.0000 | American | 21 Sep 2018 | ||||||
| Call Options | Purchased | 1,500 | 170.0000 | American | 21 Sep 2018 | ||||||
| Call Options | Purchased | 2,000 | 150.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Purchased | 2,700 | 190.0000 | American | 21 Sep 2018 | ||||||
| Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | ||||||
| Call Options | Purchased | 4,800 | 175.0000 | American | 14 Sep 2018 | ||||||
| Call Options | Purchased | 8,100 | 175.0000 | American | 21 Sep 2018 | ||||||
| Call Options | Written | -24,800 | 170.0000 | American | 14 Sep 2018 | ||||||
| Call Options | Written | -6,900 | 170.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Written | -3,900 | 90.0000 | American | 21 Sep 2018 | ||||||
| Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Written | -3,100 | 180.0000 | American | 19 Oct 2018 | ||||||
| Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Written | -1,500 | 173.0000 | American | 14 Sep 2018 | ||||||
| Call Options | Written | -1,400 | 175.0000 | American | 19 Oct 2018 | ||||||
| Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | ||||||
| Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | ||||||
| Call Options | Written | -1,200 | 170.0000 | American | 19 Oct 2018 | ||||||
| Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Written | -1,000 | 80.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | ||||||
| Call Options | Written | -600 | 155.0000 | American | 21 Sep 2018 | ||||||
| Call Options | Written | -500 | 170.0000 | American | 21 Dec 2018 | ||||||
| Call Options | Written | -500 | 195.0000 | American | 21 Dec 2018 | ||||||
| Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | ||||||
| Call Options | Written | -300 | 188.0000 | American | 14 Sep 2018 | ||||||
| Call Options | Written | -200 | 178.0000 | American | 21 Sep 2018 | ||||||
| Call Options | Written | -100 | 170.0000 | American | 5 Oct 2018 | ||||||
| Call Options | Written | -100 | 178.0000 | American | 12 Oct 2018 | ||||||
| Call Options | Written | -100 | 168.0000 | American | 21 Sep 2018 | ||||||
| Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -1,700 | 155.0000 | American | 21 Sep 2018 | ||||||
| Put Options | Purchased | -1,300 | 165.0000 | American | 28 Sep 2018 | ||||||
| Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -1,100 | 140.0000 | American | 21 Sep 2018 | ||||||
| Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | ||||||
| Put Options | Purchased | -900 | 160.0000 | American | 21 Sep 2018 | ||||||
| Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -800 | 140.0000 | American | 21 Dec 2018 | ||||||
| Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | ||||||
| Put Options | Purchased | -500 | 180.0000 | American | 21 Sep 2018 | ||||||
| Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | ||||||
| Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | ||||||
| Put Options | Purchased | -500 | 175.0000 | American | 21 Dec 2018 | ||||||
| Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | ||||||
| Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | ||||||
| Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | ||||||
| Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | ||||||
| Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -200 | 175.0000 | American | 7 Sep 2018 | ||||||
| Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | ||||||
| Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Purchased | -100 | 150.0000 | American | 17 Jan 2020 | ||||||
| Put Options | Written | 100 | 170.0000 | American | 14 Sep 2018 | ||||||
| Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | ||||||
| Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | ||||||
| Put Options | Written | 100 | 120.0000 | American | 21 Sep 2018 | ||||||
| Put Options | Written | 100 | 144.0000 | American | 7 Sep 2018 | ||||||
| Put Options | Written | 200 | 165.0000 | American | 7 Sep 2018 | ||||||
| Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | ||||||
| Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | ||||||
| Put Options | Written | 600 | 163.0000 | American | 28 Sep 2018 | ||||||
| Put Options | Written | 800 | 160.0000 | American | 28 Sep 2018 | ||||||
| Put Options | Written | 800 | 175.0000 | American | 19 Oct 2018 | ||||||
| Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | ||||||
| Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Written | 900 | 170.0000 | American | 21 Sep 2018 | ||||||
| Put Options | Written | 1,500 | 135.0000 | American | 21 Sep 2018 | ||||||
| Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | ||||||
| Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | ||||||
| Put Options | Written | 3,000 | 165.0000 | American | 21 Sep 2018 | ||||||
| Put Options | Written | 3,800 | 178.0000 | American | 14 Sep 2018 | ||||||
| Put Options | Written | 4,300 | 130.0000 | American | 21 Sep 2018 | ||||||
| Put Options | Written | 6,300 | 165.0000 | American | 19 Oct 2018 | ||||||
| Put Options | Written | 50,000 | 155.0000 | American | 0 Jan 1900 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180911005301/en/
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