REG-BARCLAYS PLC Form 8 (DD) - CME GROUP INC
. Form 8 (DD) - CME GROUP INC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 05 September 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 82,515 | 0.02% | 6,092 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 123,100 | 0.04% | 91,500 | 0.03% | |||||||
| TOTAL: | 205,615 | 0.06% | 97,592 | 0.03% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 5 | 172.5000 USD | ||||
| USD 0.01 Class A common | Purchase | 9 | 171.5200 USD | ||||
| USD 0.01 Class A common | Purchase | 13 | 171.2001 USD | ||||
| USD 0.01 Class A common | Purchase | 32 | 171.3800 USD | ||||
| USD 0.01 Class A common | Purchase | 41 | 172.5500 USD | ||||
| USD 0.01 Class A common | Purchase | 50 | 171.3500 USD | ||||
| USD 0.01 Class A common | Purchase | 91 | 174.1919 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 171.3100 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 175.7000 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 174.3700 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 172.2200 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 171.4900 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 171.4100 USD | ||||
| USD 0.01 Class A common | Purchase | 133 | 171.2827 USD | ||||
| USD 0.01 Class A common | Purchase | 141 | 171.3523 USD | ||||
| USD 0.01 Class A common | Purchase | 150 | 171.3566 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 173.5750 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 171.3300 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 171.5000 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 171.2000 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 171.2700 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 171.2500 USD | ||||
| USD 0.01 Class A common | Purchase | 296 | 171.4606 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 171.3233 USD | ||||
| USD 0.01 Class A common | Purchase | 400 | 173.4900 USD | ||||
| USD 0.01 Class A common | Purchase | 428 | 173.1143 USD | ||||
| USD 0.01 Class A common | Purchase | 437 | 174.0438 USD | ||||
| USD 0.01 Class A common | Purchase | 473 | 171.3489 USD | ||||
| USD 0.01 Class A common | Purchase | 572 | 173.3181 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 173.9150 USD | ||||
| USD 0.01 Class A common | Purchase | 700 | 171.6628 USD | ||||
| USD 0.01 Class A common | Purchase | 800 | 171.4200 USD | ||||
| USD 0.01 Class A common | Purchase | 948 | 172.2540 USD | ||||
| USD 0.01 Class A common | Purchase | 1,000 | 171.4400 USD | ||||
| USD 0.01 Class A common | Purchase | 1,088 | 172.6525 USD | ||||
| USD 0.01 Class A common | Purchase | 1,576 | 171.4566 USD | ||||
| USD 0.01 Class A common | Purchase | 1,700 | 171.4792 USD | ||||
| USD 0.01 Class A common | Purchase | 1,889 | 171.4312 USD | ||||
| USD 0.01 Class A common | Purchase | 2,196 | 176.3706 USD | ||||
| USD 0.01 Class A common | Purchase | 2,200 | 171.6492 USD | ||||
| USD 0.01 Class A common | Purchase | 2,200 | 171.4155 USD | ||||
| USD 0.01 Class A common | Purchase | 2,500 | 171.8660 USD | ||||
| USD 0.01 Class A common | Purchase | 2,775 | 172.9745 USD | ||||
| USD 0.01 Class A common | Purchase | 3,900 | 171.3614 USD | ||||
| USD 0.01 Class A common | Purchase | 5,107 | 173.9097 USD | ||||
| USD 0.01 Class A common | Purchase | 5,400 | 171.8766 USD | ||||
| USD 0.01 Class A common | Purchase | 5,920 | 171.7621 USD | ||||
| USD 0.01 Class A common | Purchase | 7,108 | 171.3910 USD | ||||
| USD 0.01 Class A common | Purchase | 7,263 | 171.2900 USD | ||||
| USD 0.01 Class A common | Purchase | 7,704 | 172.9296 USD | ||||
| USD 0.01 Class A common | Purchase | 11,500 | 171.9575 USD | ||||
| USD 0.01 Class A common | Purchase | 26,298 | 171.7756 USD | ||||
| USD 0.01 Class A common | Purchase | 49,700 | 172.8320 USD | ||||
| USD 0.01 Class A common | Purchase | 159,073 | 172.6935 USD | ||||
| USD 0.01 Class A common | Sale | 7 | 172.4914 USD | ||||
| USD 0.01 Class A common | Sale | 9 | 171.5200 USD | ||||
| USD 0.01 Class A common | Sale | 27 | 171.1700 USD | ||||
| USD 0.01 Class A common | Sale | 41 | 172.5500 USD | ||||
| USD 0.01 Class A common | Sale | 80 | 174.4700 USD | ||||
| USD 0.01 Class A common | Sale | 84 | 171.0400 USD | ||||
| USD 0.01 Class A common | Sale | 99 | 171.1900 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 171.4100 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 172.0000 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 176.5000 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 175.5500 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 175.4637 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 174.9700 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 176.4800 USD | ||||
| USD 0.01 Class A common | Sale | 250 | 175.6196 USD | ||||
| USD 0.01 Class A common | Sale | 294 | 171.2900 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 174.0537 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 174.1460 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 175.7083 USD | ||||
| USD 0.01 Class A common | Sale | 701 | 175.7378 USD | ||||
| USD 0.01 Class A common | Sale | 800 | 171.4200 USD | ||||
| USD 0.01 Class A common | Sale | 808 | 171.8989 USD | ||||
| USD 0.01 Class A common | Sale | 1,007 | 176.5361 USD | ||||
| USD 0.01 Class A common | Sale | 1,800 | 176.3650 USD | ||||
| USD 0.01 Class A common | Sale | 2,075 | 172.2586 USD | ||||
| USD 0.01 Class A common | Sale | 2,500 | 171.8660 USD | ||||
| USD 0.01 Class A common | Sale | 4,000 | 172.0466 USD | ||||
| USD 0.01 Class A common | Sale | 4,900 | 171.9130 USD | ||||
| USD 0.01 Class A common | Sale | 5,292 | 172.7341 USD | ||||
| USD 0.01 Class A common | Sale | 8,004 | 172.9804 USD | ||||
| USD 0.01 Class A common | Sale | 8,100 | 172.2053 USD | ||||
| USD 0.01 Class A common | Sale | 8,217 | 171.3034 USD | ||||
| USD 0.01 Class A common | Sale | 9,173 | 171.3945 USD | ||||
| USD 0.01 Class A common | Sale | 9,700 | 171.8508 USD | ||||
| USD 0.01 Class A common | Sale | 24,307 | 172.7816 USD | ||||
| USD 0.01 Class A common | Sale | 25,109 | 171.3057 USD | ||||
| USD 0.01 Class A common | Sale | 31,411 | 171.9289 USD | ||||
| USD 0.01 Class A common | Sale | 36,700 | 173.0930 USD | ||||
| USD 0.01 Class A common | Sale | 42,400 | 172.8707 USD | ||||
| USD 0.01 Class A common | Sale | 73,715 | 172.9117 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 100 | 160 USD | American | 15 Mar 2019 | 18.9800 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 100 | 170 USD | American | 7 Sep 2018 | 7.1200 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 100 | 170 USD | American | 21 Sep 2018 | 6.3900 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 500 | 175 USD | American | 7 Sep 2018 | 0.0900 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 4,800 | 175 USD | American | 14 Sep 2018 | 1.7108 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 24,800 | 170 USD | American | 14 Sep 2018 | 2.2961 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 1,000 | 170 USD | American | 19 Oct 2018 | 4.7200 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 2,500 | 173 USD | American | 14 Sep 2018 | 1.4580 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 2,000 | 180 USD | American | 19 Oct 2018 | 2.0000 USD | ||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 100 | 155 USD | American | 21 Sep 2018 | 0.1700 USD | ||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 100 | 170 USD | American | 21 Sep 2018 | 1.7300 USD | ||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 1,100 | 170 USD | American | 15 Mar 2019 | 7.6000 USD | ||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 200 | 175 USD | American | 7 Sep 2018 | 4.5000 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 200 | 165 USD | American | 21 Sep 2018 | 0.6500 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 100 | 170 USD | American | 14 Sep 2018 | 1.6500 USD |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 6 Sep 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | CME GROUP INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 170.0000 | American | 7 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 173.0000 | American | 7 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 135.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 175.0000 | American | 7 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,100 | 185.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,300 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,700 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,900 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 4,800 | 175.0000 | American | 14 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 9,900 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -24,800 | 170.0000 | American | 14 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -6,900 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -2,500 | 173.0000 | American | 14 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 175.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,200 | 170.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -600 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -500 | 195.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -500 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -300 | 188.0000 | American | 14 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -200 | 178.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 168.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 5 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 12 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,700 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,300 | 165.0000 | American | 28 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -900 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 140.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 175.0000 | American | 7 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 144.0000 | American | 7 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 170.0000 | American | 14 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 120.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 165.0000 | American | 7 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 600 | 163.0000 | American | 28 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 160.0000 | American | 28 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 175.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 135.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 3,000 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 3,800 | 178.0000 | American | 14 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 4,300 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 6,300 | 165.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180906005368/en/
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