REG-BARCLAYS PLC Form 8 (DD) - CME GROUP INC
. Form 8 (DD) - CME GROUP INC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 12 September 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 96,087 | 0.03% | 3,001 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 117,900 | 0.03% | 88,300 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 213,987 | 0.06% | 91,301 | 0.03% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 2 | 171.8000 USD | ||||
| USD 0.01 Class A common | Purchase | 20 | 171.8100 USD | ||||
| USD 0.01 Class A common | Purchase | 35 | 171.1300 USD | ||||
| USD 0.01 Class A common | Purchase | 37 | 170.7800 USD | ||||
| USD 0.01 Class A common | Purchase | 49 | 171.5300 USD | ||||
| USD 0.01 Class A common | Purchase | 82 | 171.2290 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 170.9700 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 171.1900 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 171.1700 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 171.1600 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 171.7200 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 171.1200 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 171.1000 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 171.7600 USD | ||||
| USD 0.01 Class A common | Purchase | 101 | 171.7701 USD | ||||
| USD 0.01 Class A common | Purchase | 110 | 171.6700 USD | ||||
| USD 0.01 Class A common | Purchase | 113 | 171.7065 USD | ||||
| USD 0.01 Class A common | Purchase | 120 | 171.1875 USD | ||||
| USD 0.01 Class A common | Purchase | 160 | 171.4149 USD | ||||
| USD 0.01 Class A common | Purchase | 199 | 171.7649 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 171.2250 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 170.7250 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 171.7100 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 170.9975 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 171.7700 USD | ||||
| USD 0.01 Class A common | Purchase | 222 | 171.6900 USD | ||||
| USD 0.01 Class A common | Purchase | 240 | 171.6716 USD | ||||
| USD 0.01 Class A common | Purchase | 264 | 170.9758 USD | ||||
| USD 0.01 Class A common | Purchase | 265 | 171.0658 USD | ||||
| USD 0.01 Class A common | Purchase | 280 | 170.5410 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 171.7400 USD | ||||
| USD 0.01 Class A common | Purchase | 320 | 171.6731 USD | ||||
| USD 0.01 Class A common | Purchase | 400 | 171.6675 USD | ||||
| USD 0.01 Class A common | Purchase | 423 | 171.7091 USD | ||||
| USD 0.01 Class A common | Purchase | 440 | 170.9256 USD | ||||
| USD 0.01 Class A common | Purchase | 492 | 170.9744 USD | ||||
| USD 0.01 Class A common | Purchase | 500 | 171.7969 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 170.8558 USD | ||||
| USD 0.01 Class A common | Purchase | 800 | 171.0087 USD | ||||
| USD 0.01 Class A common | Purchase | 800 | 171.4953 USD | ||||
| USD 0.01 Class A common | Purchase | 860 | 171.0263 USD | ||||
| USD 0.01 Class A common | Purchase | 1,000 | 170.6315 USD | ||||
| USD 0.01 Class A common | Purchase | 1,000 | 171.7665 USD | ||||
| USD 0.01 Class A common | Purchase | 1,011 | 170.7087 USD | ||||
| USD 0.01 Class A common | Purchase | 1,130 | 171.1485 USD | ||||
| USD 0.01 Class A common | Purchase | 1,167 | 171.7087 USD | ||||
| USD 0.01 Class A common | Purchase | 1,200 | 171.0118 USD | ||||
| USD 0.01 Class A common | Purchase | 1,300 | 171.7723 USD | ||||
| USD 0.01 Class A common | Purchase | 1,300 | 171.0653 USD | ||||
| USD 0.01 Class A common | Purchase | 1,446 | 171.7561 USD | ||||
| USD 0.01 Class A common | Purchase | 1,600 | 170.9537 USD | ||||
| USD 0.01 Class A common | Purchase | 2,000 | 171.0791 USD | ||||
| USD 0.01 Class A common | Purchase | 2,536 | 170.9624 USD | ||||
| USD 0.01 Class A common | Purchase | 3,054 | 171.6928 USD | ||||
| USD 0.01 Class A common | Purchase | 3,400 | 170.9755 USD | ||||
| USD 0.01 Class A common | Purchase | 5,200 | 171.1348 USD | ||||
| USD 0.01 Class A common | Purchase | 5,466 | 171.3926 USD | ||||
| USD 0.01 Class A common | Purchase | 5,500 | 171.2590 USD | ||||
| USD 0.01 Class A common | Purchase | 6,100 | 171.1536 USD | ||||
| USD 0.01 Class A common | Purchase | 7,111 | 171.0007 USD | ||||
| USD 0.01 Class A common | Purchase | 9,008 | 170.9064 USD | ||||
| USD 0.01 Class A common | Purchase | 12,841 | 171.6500 USD | ||||
| USD 0.01 Class A common | Purchase | 13,384 | 171.4549 USD | ||||
| USD 0.01 Class A common | Purchase | 22,399 | 171.2422 USD | ||||
| USD 0.01 Class A common | Sale | 4 | 170.3100 USD | ||||
| USD 0.01 Class A common | Sale | 7 | 170.7800 USD | ||||
| USD 0.01 Class A common | Sale | 10 | 171.0300 USD | ||||
| USD 0.01 Class A common | Sale | 51 | 171.5405 USD | ||||
| USD 0.01 Class A common | Sale | 80 | 170.7900 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 171.0600 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 171.1700 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 171.0900 USD | ||||
| USD 0.01 Class A common | Sale | 102 | 172.7400 USD | ||||
| USD 0.01 Class A common | Sale | 110 | 170.9600 USD | ||||
| USD 0.01 Class A common | Sale | 150 | 171.4453 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 170.8900 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 170.6850 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 170.4100 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 172.2800 USD | ||||
| USD 0.01 Class A common | Sale | 257 | 170.9896 USD | ||||
| USD 0.01 Class A common | Sale | 282 | 171.0929 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 171.5233 USD | ||||
| USD 0.01 Class A common | Sale | 407 | 171.2349 USD | ||||
| USD 0.01 Class A common | Sale | 451 | 171.1466 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 170.9960 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 171.2710 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 170.8050 USD | ||||
| USD 0.01 Class A common | Sale | 695 | 170.9502 USD | ||||
| USD 0.01 Class A common | Sale | 800 | 171.1206 USD | ||||
| USD 0.01 Class A common | Sale | 890 | 170.8820 USD | ||||
| USD 0.01 Class A common | Sale | 920 | 171.0576 USD | ||||
| USD 0.01 Class A common | Sale | 940 | 170.9736 USD | ||||
| USD 0.01 Class A common | Sale | 1,060 | 171.0865 USD | ||||
| USD 0.01 Class A common | Sale | 1,135 | 171.1419 USD | ||||
| USD 0.01 Class A common | Sale | 1,200 | 171.0150 USD | ||||
| USD 0.01 Class A common | Sale | 1,242 | 171.0116 USD | ||||
| USD 0.01 Class A common | Sale | 1,500 | 170.9830 USD | ||||
| USD 0.01 Class A common | Sale | 1,605 | 170.7257 USD | ||||
| USD 0.01 Class A common | Sale | 1,818 | 171.2221 USD | ||||
| USD 0.01 Class A common | Sale | 2,600 | 171.2381 USD | ||||
| USD 0.01 Class A common | Sale | 2,693 | 171.1159 USD | ||||
| USD 0.01 Class A common | Sale | 3,400 | 170.9755 USD | ||||
| USD 0.01 Class A common | Sale | 3,400 | 170.9756 USD | ||||
| USD 0.01 Class A common | Sale | 4,285 | 171.6503 USD | ||||
| USD 0.01 Class A common | Sale | 4,344 | 171.7645 USD | ||||
| USD 0.01 Class A common | Sale | 4,630 | 170.9655 USD | ||||
| USD 0.01 Class A common | Sale | 5,000 | 171.1367 USD | ||||
| USD 0.01 Class A common | Sale | 5,766 | 170.9010 USD | ||||
| USD 0.01 Class A common | Sale | 5,827 | 171.6964 USD | ||||
| USD 0.01 Class A common | Sale | 6,100 | 171.2777 USD | ||||
| USD 0.01 Class A common | Sale | 6,579 | 171.3872 USD | ||||
| USD 0.01 Class A common | Sale | 8,100 | 171.5806 USD | ||||
| USD 0.01 Class A common | Sale | 10,812 | 171.4747 USD | ||||
| USD 0.01 Class A common | Sale | 10,902 | 171.6500 USD | ||||
| USD 0.01 Class A common | Sale | 16,511 | 170.9425 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 13 Sep 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | CME GROUP INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 135.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,100 | 185.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,500 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,700 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 4,800 | 175.0000 | American | 14 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 8,300 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -24,800 | 170.0000 | American | 14 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -6,900 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,500 | 173.0000 | American | 14 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,400 | 175.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -500 | 195.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -300 | 188.0000 | American | 14 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -200 | 178.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -200 | 170.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 168.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 12 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 5 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,700 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,300 | 165.0000 | American | 28 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -900 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 140.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 173.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 120.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 170.0000 | American | 14 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 600 | 163.0000 | American | 28 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 160.0000 | American | 28 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 175.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 135.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 3,000 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 3,800 | 178.0000 | American | 14 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 4,300 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 6,300 | 165.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180913005455/en/
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