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    REG-BARCLAYS PLC Form 8 (DD) - VANTIV INC <Origin Href="QuoteRef">BARC.L</Origin> <Origin Href="QuoteRef">VNTV.N</Origin>

    Picture of Barclays logoBarclaysAnnouncement
    11/09/2017 11:50
    .
          Form 8 (DD) - VANTIV INC    
        
          FORM 8 (DD)    
          PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN       CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT       CLIENTS)    
          Rules 8.1, 8.2 and 8.4 of the Takeover Code (the Code)    
          1. KEY INFORMATION    
          
                      (a)                                                    Full name of discloser:                                                    Barclays PLC.                              
          
                                                                                                                                        
          
                      (b)                                          Owner or controller of interest and short                                                              
          
                                                                positions disclosed, if different from 1(a):                                                                        
          
                      (c)                                          Name of offeror/offeree in relation to whose                                          VANTIV INC                              
          
                                                                relevant securities this form relates:                                                                        
          
                      (d)                                          Status of person making the disclosure:                                          CONNECTED TO OFFEREE                              
          
                      (e)                                          Date position held/dealing undertaken:                                          08 September 2017                              
          
                      (f)                                          In addition to the company in 1(c) above, is the discloser making                                          NO                              
          
                                                                disclosures in respect of any other party to the offer?                                                                        
        
          2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE    
          If there are positions or rights to subscribe to disclose in more       than one class of relevant securities of the offeror or offeree named in       1(c), copy table 2(a) or (b) (as appropriate) for each additional class       of relevant security.    
          (a) Interests and short positions in the relevant securities of the       offeror or offeree to which the disclosure relates following the dealing    
          
                      Class of relevant security:                                                                                                        USD 0.00001 Class A common                              
          
                                                                                      Interests                                                    Short Positions                              
          
                                                                                                          Number                                                    (%)                                          Number                                                    (%)                              
          
                      (1)                                          Relevant securities owned                                                                                                                                                              
          
                                                      and/or controlled:                                          1,376                                          0.00%                                          3,333                                          0.00%                              
          
                                                                                                                                                                                                                                                                      
          
                      (2)                                          Cash-settled derivatives:                                                                                                                                                              
          
                                                                                      0                                          0.00%                                          0                                          0.00%                              
          
                                                                                                                                                                                                                                                                      
          
                      (3)                                          Stock-settled derivatives (including options)                                                                                                                                                              
          
                                                      and agreements to purchase/sell:                                          5,700                                          0.00%                                          20,400                                          0.01%                              
          
                                                                                                                                                                                                                                                                      
          
                      (4)                                                                                                                                                                                              
          
                                                      TOTAL:                                          7,076                                          0.00%                                          23,733                                          0.01%                              
        
          All interests and all short positions should be disclosed.    
          Details of any open stock-settled derivative positions (including       traded options), or agreements to purchase or sell relevant securities,       should be given on a Supplemental Form8 (Open Positions).    
          Details of any securities borrowing and lending positions or       financial collateral arrangements should be disclosed on a Supplemental       Form 8 (SBL).    
          (b) Rights to subscribe for new securities (including directors and       other employee options)    
          
                      Class of relevant security in relation to which subscription right           exists:                                        
          
                      Details, including nature of the rights concerned and relevant           percentages:                                        
        
          3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE    
          Where there have been dealings in more than one class of relevant       securities of the offeror or offeree named in 1(c), copy table 3(a),       (b), (c) or (d) (as appropriate) for each additional class of relevant       security dealt in.    
          The currency of all prices and other monetary amounts should be       stated.    
          (a) Purchases and sales    
          (i) Party to an offer or person acting in concert (except for a       principal trader in the same group as a connected adviser)    
          
                      Class of relevant                                                    Purchase/sale                                                    Number of                                                    Price per unit                              
          
                      security                                                                                    securities                                                                        
          
                      USD 0.00001 Class A common                                          Purchase                                          100                                          72.0600 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          100                                          72.1000 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          100                                          72.0900 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          100                                          72.0800 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          100                                          72.2100 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          100                                          71.9300 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          200                                          72.1100 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          274                                          72.2700 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          300                                          72.0716 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          300                                          72.1200 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          337                                          72.0973 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          400                                          72.0650 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          400                                          72.1525 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          400                                          72.1350 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          500                                          72.1210 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          503                                          72.1118 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          600                                          72.0983 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          628                                          72.1131 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          700                                          72.0971 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          748                                          72.1250 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          1,700                                          71.9541 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          1,800                                          72.0172 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          2,200                                          72.0259 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          2,200                                          72.1222 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          3,777                                          72.0106 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          6,599                                          72.0278 USD                              
          
                      USD 0.00001 Class A common                                          Purchase                                          9,900                                          72.0856 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          35                                          72.2900 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          100                                          72.0600 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          111                                          72.2700 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          200                                          72.0500 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          300                                          72.0233 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          500                                          72.1180 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          703                                          72.0900 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          900                                          72.0988 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          1,170                                          72.1674 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          1,448                                          72.1187 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          2,100                                          72.0142 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          2,200                                          72.1222 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          2,400                                          72.0891 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          2,865                                          72.0785 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          3,965                                          72.1004 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          4,400                                          72.0511 USD                              
          
                      USD 0.00001 Class A common                                          Sale                                          12,476                                          72.0160 USD                              
        
          (ii) Principal trader where the sole reason for the connection is that       the principal trader is in the same group as a connected adviser    
          
                      Class of relevant security                                                    Purchases/ sales                                                    Total number of securities                                                    Highest price per unit paid/received                                                    Lowest price per unit paid/received              
        
          (b) Cash-settled derivative transactions    
          
                      Class of relevant security                                                    Product description          
                e.g. CFD          
                		                                            Nature of dealing          
                e.g. opening/closing a long/short position, increasing/reducing             a long/short position          
                		                                            Number of reference securities                                                    Price per unit              
        
          (c) Stock-settled derivative transactions (including options)    
          (i) Writing, selling, purchasing or varying    
          
                      Class                                                    Product                                                    Writing,                                                    Number                                                    Exercise                                                    Type                                                    Expiry                                                    Option                              
          
                      of                                          description                                          purchasing,                                          of                                          price                                                                          date                                          money                              
          
                      relevant                                                                          selling,                                          securities                                          per unit                                                                                                          paid/                              
          
                      security                                                                          varying etc                                          to which                                                                                                                                          received                              
          
                                                                                                                      option                                                                                                                                          per unit                              
          
                                                                                                                                                    relates                                                                                                                                                                                                      
          
                      USD 0.00001 Class A common                                          Call Options                                          Purchasing                                          1,400                                          60 USD                                          American                                          16 Feb 2018                                          12.9000 USD                              
        
          (ii) Exercise    
          
                      Class of relevant security                                                    Product description          
                e.g. call option          
                		                                            Exercising/ exercised against                                                    Number of securities                                                    Exercise price per unit              
        
          (d) Other dealings (including subscribing for new securities)    
          
                      Class of relevant security                                                    Nature of dealing          
                e.g. subscription, conversion          
                		                                            Details                                                    Price per unit (if applicable)              
        
          4. OTHER INFORMATION    
          (a) Indemnity and other dealing arrangements    
          
                      Details of any indemnity or option arrangement, or any agreement or           understanding, formal or informal, relating to relevant securities           which may be an inducement to deal or refrain from dealing entered           into by the party to the offer or person acting in concert making           the disclosure and any other person:          
                Irrevocable commitments and letters of intent should not be             included. If there are no such agreements, arrangements or             understandings, state none          
                		      
          
                      
                None          
                		      
        
          (b) Agreements, arrangements or understandings relating to options or       derivatives    
          
                      Details of any agreement, arrangement or understanding, formal or           informal, between the party to the offer or person acting in concert           making the disclosure and any other person relating to:          
                (i) the voting rights of any relevant securities under any option;             or          
              
                (ii) the voting rights or future acquisition or disposal of any             relevant securities to which any derivative is referenced:          
              
                If there are no such agreements, arrangements or             understandings, state none          
                		      
          
                      
                None          
                		      
        
          (c) Attachments    
          Are any Supplemental Forms attached?    
          
                      Supplemental Form 8 (Open Positions)                                                    YES                              
          
                      Supplemental Form 8 (SBL)                                          NO                              
          
                      Date of disclosure:                                          11 Sep 2017                              
          
                      Contact name:                                          Jay Supaya                              
          
                      Telephone number:                                          020 7773 0635                              
        
          Public disclosures under Rule 8 of the Code must be made to a       Regulatory Information Service.    
          The Panels Market Surveillance Unit is available for consultation in       relation to the Codes dealing disclosure requirements on +44 (0)20 7638       0129.    
          The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.    
          SUPPLEMENTAL FORM 8 (OPEN POSITIONS)    
          DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,       AGREEMENTS TO PURCHASE OR SELL ETC.    
          Note 5(i) on Rule 8 of the Takeover Code (the Code)    
          1. KEY INFORMATION    
          
                      Identity of the person whose positions/dealings                                                    Barclays PLC.                              
          
                      are being disclosed:                                                                        
          
                      Name of offeror/offeree in relation to whose                                          VANTIV INC                              
          
                      relevant securities this from relates:                                                                        
        
          2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)    
          
                      Class                                                    Product                                                    Writing,                                                    Number                                                    Exercise                                                    Type                                                    Expiry                              
          
                      of                                          description                                          purchasing,                                          of                                          price                                                                          date                              
          
                      relevant                                                                          selling,                                          securities                                          per unit                                                                                              
          
                      security                                                                          varying etc                                          to which                                                                                                                              
          
                                                                                                                      option                                                                                                                              
          
                                                                                                                                                    relates                                                                                                                                                            
          
                      USD 0.00001 Class A common                                          Call Options                                          Written                                          -1,100                                          70.0000                                          American                                          17 Nov 2017                              
          
                      USD 0.00001 Class A common                                          Put Options                                          Written                                          2,200                                          60.0000                                          American                                          17 Nov 2017                              
          
                      USD 0.00001 Class A common                                          Call Options                                          Purchased                                          2,000                                          60.0000                                          American                                          16 Feb 2018                              
          
                      USD 0.00001 Class A common                                          Call Options                                          Written                                          -700                                          75.0000                                          American                                          17 Nov 2017                              
          
                      USD 0.00001 Class A common                                          Call Options                                          Purchased                                          200                                          65.0000                                          American                                          15 Sep 2017                              
          
                      USD 0.00001 Class A common                                          Call Options                                          Written                                          -200                                          80.0000                                          American                                          17 Nov 2017                              
          
                      USD 0.00001 Class A common                                          Call Options                                          Written                                          -600                                          75.0000                                          American                                          16 Feb 2018                              
          
                      USD 0.00001 Class A common                                          Put Options                                          Written                                          200                                          70.0000                                          American                                          15 Sep 2017                              
          
                      USD 0.00001 Class A common                                          Call Options                                          Written                                          -11,200                                          65.0000                                          American                                          17 Nov 2017                              
          
                      USD 0.00001 Class A common                                          Call Options                                          Purchased                                          600                                          65.0000                                          American                                          16 Feb 2018                              
          
                      USD 0.00001 Class A common                                          Call Options                                          Purchased                                          400                                          60.0000                                          American                                          17 Nov 2017                              
          
                      USD 0.00001 Class A common                                          Call Options                                          Written                                          -1,300                                          70.0000                                          American                                          15 Sep 2017                              
          
                      USD 0.00001 Class A common                                          Put Options                                          Written                                          100                                          65.0000                                          American                                          15 Sep 2017                              
          
                      USD 0.00001 Class A common                                          Put Options                                          Purchased                                          -1,600                                          65.0000                                          American                                          17 Nov 2017                              
          
                      USD 0.00001 Class A common                                          Call Options                                          Written                                          -1,600                                          75.0000                                          American                                          15 Sep 2017                              
          
                      USD 0.00001 Class A common                                          Put Options                                          Purchased                                          -2,100                                          45.0000                                          American                                          16 Feb 2018                              
        
          3. AGREEMENTS TO PURCHASE OR SELL ETC.    
          
                      Full details should be given so that the nature of the interest or           position can be fully understood:              
        
          It is not necessary to provide details on a Supplemental Form (Open       Positions) with regard to cash-settled derivatives.    
          The currency of all prices and other monetary amounts should be       stated.    
          The Panels Market Surveillance Unit is available for consultation in       relation to the Codes disclosure requirements on +44 (0)20 7638 0129.    
          The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.    
        
          BARCLAYS PLC

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