REG - Barclays PLC Qualcomm Inc - Form 8.5 EPT/Non RI QUALCOMM INC
Wed 12:00
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RNS Number : 3965O Barclays PLC 25 June 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ALPHAWAVE IP GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 24 Jun 2025
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,997,845 0.64% 5,322,783 0.48%
(2) Cash-settled derivatives:
and/or controlled: 1,070,339 0.10% 100,922 0.01%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,033,600 0.09% 5,341,827 0.49%
TOTAL: 9,101,784 0.83% 10,765,532 0.99%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
USD 0.0001 common Purchase 356 134.1000 EUR 133.4485 EUR
USD 0.0001 common Sale 435 134.2466 EUR 133.4485 EUR
USD 0.0001 common Purchase 1,199,364 156.0094 USD 154.7300 USD
USD 0.0001 common Sale 992,964 179.3946 USD 154.7300 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
USD 0.0001 common SWAP Opening Long 4,000 155.7100 USD
USD 0.0001 common SWAP Closing Long 4,000 155.7100 USD
USD 0.0001 common SWAP Opening Short 3,500 155.7333 USD
USD 0.0001 common SWAP Decreasing Short 76 133.9129 EUR
USD 0.0001 common SWAP Decreasing Short 82 133.9455 EUR
USD 0.0001 common SWAP Decreasing Short 21 134.2465 EUR
USD 0.0001 common SWAP Increasing Short 100 133.8408 EUR
USD 0.0001 common SWAP Increasing Short 1,524 155.7109 USD
USD 0.0001 common SWAP Increasing Short 306 155.7110 USD
USD 0.0001 common SWAP Increasing Long 200 155.6634 USD
USD 0.0001 common SWAP Decreasing Long 2 155.7100 USD
USD 0.0001 common SWAP Decreasing Long 198 156.1250 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 25 Jun 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:
Name of offeror/offeree in relation to whose AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
relevant securities this from relates:
2. OPTIONS AND DERIVATIVES
Class of relevant security Product description Writing, purchasing, selling, varying etc Number of securities to which option relates Exercise price per unit Type Expiry date
USD 0.0001 common Put Options Purchased -200,000 100.0000 American 18 Dec 2026
USD 0.0001 common Put Options Purchased -170,000 160.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -55,900 100.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -53,600 105.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -50,000 135.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -37,400 110.0000 American 20 Mar 2026
USD 0.0001 common Put Options Purchased -29,000 170.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -22,200 110.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -11,000 110.0000 American 18 Jun 2026
USD 0.0001 common Put Options Purchased -7,100 105.0000 American 20 Mar 2026
USD 0.0001 common Put Options Purchased -6,500 100.0000 American 18 Jun 2026
USD 0.0001 common Put Options Purchased -2,900 95.0000 American 20 Mar 2026
USD 0.0001 common Put Options Purchased -2,500 115.0000 American 18 Jun 2026
USD 0.0001 common Put Options Purchased -2,300 105.0000 American 18 Jun 2026
USD 0.0001 common Put Options Purchased -2,000 115.0000 American 20 Mar 2026
USD 0.0001 common Call Options Purchased 2,600 195.0000 American 16 Jan 2026
USD 0.0001 common Call Options Purchased 21,600 185.0000 American 16 Jan 2026
USD 0.0001 common Call Options Purchased 31,100 190.0000 American 16 Jan 2026
USD 0.0001 common Call Options Purchased 70,000 150.0000 American 16 Jan 2026
USD 0.0001 common Call Options Written -695,450 141.1743 European 19 Aug 2025
USD 0.0001 common Call Options Written -563,151 180.9207 European 22 Jul 2025
USD 0.0001 common Call Options Written -501,442 178.9218 European 08 Aug 2025
USD 0.0001 common Call Options Written -460,516 186.1018 European 12 Aug 2025
USD 0.0001 common Call Options Written -436,360 179.2639 European 07 Aug 2025
USD 0.0001 common Call Options Written -341,077 145.7435 European 24 Oct 2025
USD 0.0001 common Call Options Written -333,225 141.0187 European 23 Oct 2025
USD 0.0001 common Call Options Written -317,375 163.5057 European 06 Apr 2026
USD 0.0001 common Call Options Written -305,524 143.8098 European 15 Oct 2025
USD 0.0001 common Call Options Written -216,151 143.2774 European 18 Aug 2025
USD 0.0001 common Call Options Written -191,841 150.8670 European 06 Apr 2026
USD 0.0001 common Call Options Written -177,218 143.1938 European 14 Oct 2025
USD 0.0001 common Call Options Written -100,097 153.1754 European 15 Apr 2026
USD 0.0001 common Call Options Written -50,000 170.0000 American 16 Jan 2026
USD 0.0001 common Put Options Written 100 170.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 1,000 150.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 2,200 120.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 2,500 165.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 2,500 175.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 2,900 160.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 4,800 140.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 5,900 145.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 9,400 95.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 11,700 100.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 20,000 120.0000 American 15 Jan 2027
USD 0.0001 common Put Options Written 27,000 120.0000 American 16 Jan 2026
USD 0.0001 common Put Options Written 30,000 130.0000 American 15 Jan 2027
USD 0.0001 common Put Options Written 30,000 130.0000 American 16 Jan 2026
USD 0.0001 common Put Options Written 30,000 140.0000 American 15 Aug 2025
USD 0.0001 common Put Options Written 40,000 135.0000 American 18 Jul 2025
USD 0.0001 common Put Options Written 40,000 150.0000 American 18 Jul 2025
USD 0.0001 common Put Options Written 60,000 135.0000 American 18 Jun 2026
USD 0.0001 common Put Options Written 70,000 120.0000 American 18 Dec 2026
USD 0.0001 common Put Options Written 200,000 135.0000 American 18 Dec 2026
USD 0.0001 common Put Options Written 318,300 140.0000 American 16 Jan 2026
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
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