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RNS Number : 8758L UBS AG (EPT) 24 April 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Barratt Developments plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Barratt Developments plc
connected:
(d) Date dealing undertaken: 23 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 1055530 4.57122 GBP 4.50400 GBP
10p ordinary Sell 694237 4.57106 GBP 4.50400 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 1061 4.521 GBP
10p ordinary CFD Long 255 4.54957058823529 GBP
10p ordinary CFD Long 528 4.571 GBP
10p ordinary CFD Long 302 4.5483328 GBP
10p ordinary CFD Long 426 4.546 GBP
10p ordinary CFD Long 19906 4.558184 GBP
10p ordinary CFD Long 111 4.54954954954955 GBP
10p ordinary CFD Long 328 4.56667683 GBP
10p ordinary CFD Long 26746 4.56989074999925 GBP
10p ordinary CFD Long 368 4.52333152 GBP
10p ordinary CFD Long 7797 4.5383 GBP
10p ordinary CFD Long 16038 4.54747481 GBP
10p ordinary CFD Long 38520 4.541841 GBP
10p ordinary CFD Long 20945 4.534825 GBP
10p ordinary CFD Long 3440 4.56036337209302 GBP
10p ordinary CFD Long 256 4.548088 GBP
10p ordinary CFD Long 246 4.566789 GBP
10p ordinary CFD Long 174066 4.551197047872 GBP
10p ordinary CFD Short 683 4.55107321 GBP
10p ordinary CFD Short 22802 4.5683955 GBP
10p ordinary CFD Short 1028 4.571226 GBP
10p ordinary CFD Short 228 4.56022807017544 GBP
10p ordinary CFD Short 9425 4.54062929 GBP
10p ordinary CFD Short 611 4.5520933 GBP
10p ordinary CFD Short 2414 4.5367729908865 GBP
10p ordinary CFD Short 17503 4.571228 GBP
10p ordinary CFD Short 886 4.53268623024831 GBP
10p ordinary CFD Short 686 4.5509 GBP
10p ordinary CFD Short 26396 4.55603689953023 GBP
10p ordinary CFD Short 3055 4.53917414 GBP
10p ordinary CFD Short 95022 4.567143 GBP
10p ordinary CFD Short 7152 4.538 GBP
10p ordinary CFD Short 1211 4.54392237819983 GBP
10p ordinary CFD Short 356805 4.540298 GBP
10p ordinary CFD Short 846 4.5375 GBP
10p ordinary CFD Short 13999 4.5654691 GBP
10p ordinary CFD Short 1337 4.533 GBP
10p ordinary CFD Short 23747 4.554015 GBP
10p ordinary CFD Short 54917 4.556163 GBP
10p ordinary CFD Short 18331 4.571 GBP
10p ordinary CFD Short 13850 4.5384714801444 GBP
10p ordinary CFD Short 1918 4.53308524 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 24 April 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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