REG-BARCLAYS PLC Form 8 (DD) - BARRICK GOLD CORPORATION
. Form 8 (DD) - BARRICK GOLD CORPORATION
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: |
Barclays PLC. |
|
|
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
||
|
(c) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
BARRICK GOLD CORPORATION |
|
|
(d) Status of person making the disclosure:
e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) |
CONNECTED TO THE OFFEREE |
|
| (e) Date dealing undertaken: |
21 Nov 2018 |
|
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(f) In addition to the company in 1(c) above, is the discloser
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A” |
NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,148,626 | 0.10% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 633,500 | 0.05% | 2,487,200 | 0.21% | |||||||
| (4) | |||||||||||
| TOTAL: | 1,782,126 | 0.15% | 2,487,200 | 0.21% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| Ordinary NPV | Purchase | 100 | 13.4300 USD | ||||
| Ordinary NPV | Purchase | 100 | 13.4950 USD | ||||
| Ordinary NPV | Purchase | 200 | 13.2900 USD | ||||
| Ordinary NPV | Purchase | 300 | 13.4500 USD | ||||
| Ordinary NPV | Purchase | 300 | 13.3716 USD | ||||
| Ordinary NPV | Purchase | 300 | 13.3666 USD | ||||
| Ordinary NPV | Purchase | 400 | 13.5050 USD | ||||
| Ordinary NPV | Purchase | 600 | 13.5000 USD | ||||
| Ordinary NPV | Purchase | 800 | 13.3100 USD | ||||
| Ordinary NPV | Purchase | 853 | 13.3963 USD | ||||
| Ordinary NPV | Purchase | 900 | 13.5033 USD | ||||
| Ordinary NPV | Purchase | 1,100 | 13.5104 USD | ||||
| Ordinary NPV | Purchase | 1,200 | 17.8505 CAD | ||||
| Ordinary NPV | Purchase | 1,500 | 13.4493 USD | ||||
| Ordinary NPV | Purchase | 2,000 | 13.3040 USD | ||||
| Ordinary NPV | Purchase | 2,200 | 13.4650 USD | ||||
| Ordinary NPV | Purchase | 2,271 | 13.4322 USD | ||||
| Ordinary NPV | Purchase | 2,600 | 17.8442 CAD | ||||
| Ordinary NPV | Purchase | 2,783 | 13.4685 USD | ||||
| Ordinary NPV | Purchase | 2,925 | 13.4600 USD | ||||
| Ordinary NPV | Purchase | 3,558 | 13.3047 USD | ||||
| Ordinary NPV | Purchase | 4,368 | 13.5042 USD | ||||
| Ordinary NPV | Purchase | 4,460 | 13.4614 USD | ||||
| Ordinary NPV | Purchase | 4,750 | 13.3531 USD | ||||
| Ordinary NPV | Purchase | 4,900 | 13.4644 USD | ||||
| Ordinary NPV | Purchase | 5,700 | 13.4356 USD | ||||
| Ordinary NPV | Purchase | 6,001 | 13.4468 USD | ||||
| Ordinary NPV | Purchase | 6,063 | 13.4790 USD | ||||
| Ordinary NPV | Purchase | 6,520 | 13.3413 USD | ||||
| Ordinary NPV | Purchase | 7,699 | 13.4566 USD | ||||
| Ordinary NPV | Purchase | 8,100 | 13.3125 USD | ||||
| Ordinary NPV | Purchase | 9,892 | 13.3308 USD | ||||
| Ordinary NPV | Purchase | 12,826 | 13.2070 USD | ||||
| Ordinary NPV | Purchase | 18,421 | 13.4588 USD | ||||
| Ordinary NPV | Purchase | 21,375 | 13.4606 USD | ||||
| Ordinary NPV | Purchase | 21,936 | 13.4621 USD | ||||
| Ordinary NPV | Purchase | 26,663 | 13.4501 USD | ||||
| Ordinary NPV | Purchase | 28,138 | 13.4604 USD | ||||
| Ordinary NPV | Purchase | 46,482 | 13.4547 USD | ||||
| Ordinary NPV | Purchase | 48,449 | 13.4679 USD | ||||
| Ordinary NPV | Purchase | 56,164 | 13.4374 USD | ||||
| Ordinary NPV | Purchase | 57,225 | 13.4654 USD | ||||
| Ordinary NPV | Purchase | 70,900 | 13.4651 USD | ||||
| Ordinary NPV | Purchase | 92,100 | 13.4664 USD | ||||
| Ordinary NPV | Purchase | 94,300 | 13.4576 USD | ||||
| Ordinary NPV | Purchase | 116,700 | 13.4599 USD | ||||
| Ordinary NPV | Purchase | 282,450 | 13.4519 USD | ||||
| Ordinary NPV | Purchase | 200 | 17.9700 CAD | ||||
| Ordinary NPV | Purchase | 20,400 | 17.8575 CAD | ||||
| Ordinary NPV | Sale | 100 | 13.2650 USD | ||||
| Ordinary NPV | Sale | 100 | 13.4250 USD | ||||
| Ordinary NPV | Sale | 100 | 13.4000 USD | ||||
| Ordinary NPV | Sale | 200 | 13.4800 USD | ||||
| Ordinary NPV | Sale | 200 | 17.9700 CAD | ||||
| Ordinary NPV | Sale | 300 | 13.4466 USD | ||||
| Ordinary NPV | Sale | 300 | 13.3633 USD | ||||
| Ordinary NPV | Sale | 300 | 13.3700 USD | ||||
| Ordinary NPV | Sale | 400 | 13.4575 USD | ||||
| Ordinary NPV | Sale | 400 | 13.2900 USD | ||||
| Ordinary NPV | Sale | 700 | 13.4500 USD | ||||
| Ordinary NPV | Sale | 700 | 13.4614 USD | ||||
| Ordinary NPV | Sale | 800 | 13.4543 USD | ||||
| Ordinary NPV | Sale | 833 | 13.4600 USD | ||||
| Ordinary NPV | Sale | 1,100 | 13.4818 USD | ||||
| Ordinary NPV | Sale | 1,801 | 13.4910 USD | ||||
| Ordinary NPV | Sale | 3,900 | 13.4905 USD | ||||
| Ordinary NPV | Sale | 4,100 | 13.4148 USD | ||||
| Ordinary NPV | Sale | 5,260 | 13.4644 USD | ||||
| Ordinary NPV | Sale | 6,287 | 13.4406 USD | ||||
| Ordinary NPV | Sale | 8,701 | 13.4212 USD | ||||
| Ordinary NPV | Sale | 12,526 | 13.2046 USD | ||||
| Ordinary NPV | Sale | 20,136 | 13.4668 USD | ||||
| Ordinary NPV | Sale | 21,600 | 17.8571 CAD | ||||
| Ordinary NPV | Sale | 30,153 | 13.3021 USD | ||||
| Ordinary NPV | Sale | 35,200 | 13.4526 USD | ||||
| Ordinary NPV | Sale | 60,500 | 13.4539 USD | ||||
| Ordinary NPV | Sale | 204,800 | 13.4656 USD | ||||
| Ordinary NPV | Sale | 247,757 | 13.4648 USD | ||||
| Ordinary NPV | Sale | 430,950 | 13.4502 USD | ||||
| Ordinary NPV | Sale | 2,600 | 17.8442 CAD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| Ordinary NPV | Call Options | Purchasing | 600 | 9 USD | American | 18 Jan 2019 | 4.4600 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 100 | 10 USD | American | 18 Apr 2019 | 3.6000 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 300 | 11 USD | American | 18 Jan 2019 | 2.5300 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 21,300 | 13 USD | American | 23 Nov 2018 | 0.4197 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 2,000 | 13 USD | American | 30 Nov 2018 | 0.5200 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 800 | 14 USD | American | 23 Nov 2018 | 0.0675 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 11,000 | 14 USD | American | 30 Nov 2018 | 0.2209 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 600 | 14 USD | American | 21 Dec 2018 | 0.3050 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 600 | 14 USD | American | 21 Dec 2018 | 0.5100 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 500 | 14 USD | American | 19 Jul 2019 | 1.3300 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 5,000 | 15 USD | American | 14 Dec 2018 | 0.1300 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 100 | 25 USD | American | 17 Jan 2020 | 0.2500 USD | ||||||||
| Ordinary NPV | Call Options | Selling | 100 | 10 USD | American | 17 Jan 2020 | 4.0500 USD | ||||||||
| Ordinary NPV | Call Options | Selling | 600 | 13 USD | American | 18 Jan 2019 | 0.9900 USD | ||||||||
| Ordinary NPV | Call Options | Selling | 19,500 | 14 USD | American | 21 Dec 2018 | 0.5115 USD | ||||||||
| Ordinary NPV | Call Options | Selling | 6,800 | 15 USD | American | 17 Jan 2020 | 1.5286 USD | ||||||||
| Ordinary NPV | Call Options | Selling | 700 | 17 USD | American | 18 Jan 2019 | 0.0800 USD | ||||||||
| Ordinary NPV | Put Options | Purchasing | 200 | 13 USD | American | 7 Dec 2018 | 0.2000 USD | ||||||||
| Ordinary NPV | Put Options | Selling | 200 | 12 USD | American | 18 Jan 2019 | 0.2100 USD | ||||||||
| Ordinary NPV | Put Options | Selling | 200 | 12 USD | American | 18 Apr 2019 | 0.5000 USD | ||||||||
| Ordinary NPV | Put Options | Selling | 300 | 15 USD | American | 30 Nov 2018 | 1.1700 USD | ||||||||
| Ordinary NPV | Put Options | Selling | 200 | 15 USD | American | 18 Jan 2019 | 1.8500 USD | ||||||||
| Ordinary NPV | Put Options | Selling | 100 | 15 USD | American | 17 Jan 2020 | 2.7500 USD |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) |
YES |
|
| Supplemental Form 8 (SBL) |
NO |
| Date of disclosure: |
22 Nov 2018 |
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| Contact name: |
Large Holdings Regulatory Operations |
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| Telephone number: |
020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: |
Barclays PLC. |
|
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
BARRICK GOLD CORP |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| Ordinary NPV | Call Options | Purchased | 100 | 15.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 100 | 11.0000 | American | 14 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 100 | 13.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 100 | 6.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 100 | 11.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 200 | 20.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Call Options | Purchased | 200 | 16.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 300 | 11.0000 | American | 23 Nov 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 400 | 15.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Call Options | Purchased | 500 | 14.0000 | American | 19 Jul 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 600 | 25.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 1,300 | 14.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Purchased | 1,900 | 13.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 2,000 | 11.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 2,900 | 14.0000 | American | 23 Nov 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 3,700 | 18.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 4,700 | 16.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 5,000 | 15.0000 | American | 14 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 5,200 | 14.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 10,200 | 35.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Purchased | 12,500 | 14.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 15,100 | 16.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 19,200 | 17.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 23,200 | 13.0000 | American | 23 Nov 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 28,100 | 9.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 32,100 | 10.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 38,800 | 10.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -282,300 | 15.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Written | -256,200 | 20.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -162,500 | 17.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Written | -114,700 | 16.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -100,200 | 13.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -96,400 | 15.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -80,800 | 30.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -65,300 | 17.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -60,700 | 22.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -56,200 | 12.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -52,200 | 14.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -46,500 | 11.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -34,200 | 25.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Written | -22,600 | 13.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -18,700 | 14.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -16,700 | 20.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Written | -16,600 | 13.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -14,500 | 15.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -11,900 | 10.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -11,200 | 18.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -9,400 | 19.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -7,800 | 22.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -6,500 | 13.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -6,500 | 15.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -6,000 | 14.0000 | American | 14 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -5,900 | 27.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -4,800 | 21.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -3,800 | 21.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -3,600 | 12.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -3,500 | 22.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Written | -2,100 | 20.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -1,800 | 17.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -1,400 | 8.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -1,400 | 13.0000 | American | 14 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -1,400 | 12.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -1,000 | 10.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Call Options | Written | -700 | 14.0000 | American | 23 Nov 2018 | |||||||
| Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -500 | 15.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -300 | 10.0000 | American | 14 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -200 | 14.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Call Options | Written | -100 | 9.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -155,100 | 9.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -137,700 | 10.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Purchased | -72,700 | 10.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -53,400 | 9.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -32,500 | 13.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -9,200 | 11.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -4,800 | 13.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Purchased | -4,400 | 13.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Purchased | -1,500 | 10.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -1,100 | 13.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Put Options | Purchased | -900 | 13.0000 | American | 23 Nov 2018 | |||||||
| Ordinary NPV | Put Options | Purchased | -700 | 11.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Purchased | -500 | 11.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Put Options | Purchased | -200 | 13.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Purchased | -100 | 14.0000 | American | 23 Nov 2018 | |||||||
| Ordinary NPV | Put Options | Purchased | -100 | 14.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 100 | 12.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Put Options | Written | 100 | 12.0000 | American | 23 Nov 2018 | |||||||
| Ordinary NPV | Put Options | Written | 200 | 19.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Written | 300 | 15.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Put Options | Written | 300 | 19.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 300 | 14.0000 | American | 28 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Written | 500 | 12.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 600 | 7.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Written | 700 | 16.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Written | 700 | 10.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Put Options | Written | 700 | 14.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 800 | 14.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Written | 1,000 | 13.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Written | 1,000 | 10.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 1,000 | 12.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Put Options | Written | 1,000 | 15.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 1,100 | 20.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Put Options | Written | 1,300 | 13.0000 | American | 28 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 1,400 | 14.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Written | 2,000 | 14.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 2,600 | 20.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Written | 3,600 | 11.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Written | 4,400 | 12.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 5,000 | 15.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Put Options | Written | 6,500 | 12.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Written | 13,900 | 13.0000 | American | 23 Nov 2018 | |||||||
| Ordinary NPV | Put Options | Written | 19,600 | 15.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Written | 22,400 | 17.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Written | 36,100 | 15.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Written | 68,000 | 12.0000 | American | 0 Jan 1900 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181122005183/en/
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