REG-BARCLAYS PLC Form 8 (DD) - BARRICK GOLD CORPORATION
. Form 8 (DD) - BARRICK GOLD CORPORATION
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
| (e) | Date position held/dealing undertaken: | 28 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? | |||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,163,853 | 0.10% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 579,400 | 0.05% | 2,455,700 | 0.21% | |||||||
| (4) | |||||||||||
| TOTAL: | 1,743,253 | 0.15% | 2,455,700 | 0.21% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| Ordinary NPV | Purchase | 45 | 12.7800 USD | ||||
| Ordinary NPV | Purchase | 86 | 13.0650 USD | ||||
| Ordinary NPV | Purchase | 100 | 6.0000 USD | ||||
| Ordinary NPV | Purchase | 100 | 11.0000 USD | ||||
| Ordinary NPV | Purchase | 100 | 13.0300 USD | ||||
| Ordinary NPV | Purchase | 123 | 12.7325 USD | ||||
| Ordinary NPV | Purchase | 146 | 13.0576 USD | ||||
| Ordinary NPV | Purchase | 200 | 17.3297 CAD | ||||
| Ordinary NPV | Purchase | 200 | 13.1000 USD | ||||
| Ordinary NPV | Purchase | 200 | 13.0850 USD | ||||
| Ordinary NPV | Purchase | 300 | 13.0500 USD | ||||
| Ordinary NPV | Purchase | 400 | 13.0950 USD | ||||
| Ordinary NPV | Purchase | 600 | 13.0733 USD | ||||
| Ordinary NPV | Purchase | 700 | 13.0717 USD | ||||
| Ordinary NPV | Purchase | 702 | 13.0700 USD | ||||
| Ordinary NPV | Purchase | 900 | 13.0911 USD | ||||
| Ordinary NPV | Purchase | 1,500 | 17.3526 CAD | ||||
| Ordinary NPV | Purchase | 1,800 | 13.1188 USD | ||||
| Ordinary NPV | Purchase | 1,900 | 13.0373 USD | ||||
| Ordinary NPV | Purchase | 1,900 | 12.9173 USD | ||||
| Ordinary NPV | Purchase | 2,343 | 12.7990 USD | ||||
| Ordinary NPV | Purchase | 2,382 | 13.0759 USD | ||||
| Ordinary NPV | Purchase | 3,300 | 12.9210 USD | ||||
| Ordinary NPV | Purchase | 3,400 | 12.9467 USD | ||||
| Ordinary NPV | Purchase | 3,709 | 13.0746 USD | ||||
| Ordinary NPV | Purchase | 4,000 | 13.1012 USD | ||||
| Ordinary NPV | Purchase | 5,395 | 12.9604 USD | ||||
| Ordinary NPV | Purchase | 7,100 | 13.0190 USD | ||||
| Ordinary NPV | Purchase | 7,657 | 12.8544 USD | ||||
| Ordinary NPV | Purchase | 8,045 | 12.7974 USD | ||||
| Ordinary NPV | Purchase | 13,700 | 17.3542 CAD | ||||
| Ordinary NPV | Purchase | 15,500 | 12.9155 USD | ||||
| Ordinary NPV | Purchase | 18,600 | 12.9988 USD | ||||
| Ordinary NPV | Purchase | 27,300 | 12.9191 USD | ||||
| Ordinary NPV | Purchase | 28,100 | 9.0000 USD | ||||
| Ordinary NPV | Purchase | 38,400 | 13.0152 USD | ||||
| Ordinary NPV | Purchase | 42,700 | 13.0674 USD | ||||
| Ordinary NPV | Purchase | 68,100 | 12.9915 USD | ||||
| Ordinary NPV | Purchase | 115,973 | 12.8894 USD | ||||
| Ordinary NPV | Purchase | 119,002 | 13.0791 USD | ||||
| Ordinary NPV | Purchase | 3,000 | 17.0753 CAD | ||||
| Ordinary NPV | Purchase | 1,500 | 17.1673 CAD | ||||
| Ordinary NPV | Sale | 45 | 12.7800 USD | ||||
| Ordinary NPV | Sale | 123 | 12.7325 USD | ||||
| Ordinary NPV | Sale | 199 | 13.0826 USD | ||||
| Ordinary NPV | Sale | 200 | 12.7300 USD | ||||
| Ordinary NPV | Sale | 400 | 12.9325 USD | ||||
| Ordinary NPV | Sale | 400 | 12.7000 USD | ||||
| Ordinary NPV | Sale | 600 | 13.0733 USD | ||||
| Ordinary NPV | Sale | 600 | 12.9266 USD | ||||
| Ordinary NPV | Sale | 700 | 12.7400 USD | ||||
| Ordinary NPV | Sale | 786 | 13.0710 USD | ||||
| Ordinary NPV | Sale | 1,100 | 13.1059 USD | ||||
| Ordinary NPV | Sale | 1,348 | 13.0861 USD | ||||
| Ordinary NPV | Sale | 1,500 | 12.9122 USD | ||||
| Ordinary NPV | Sale | 1,700 | 13.0858 USD | ||||
| Ordinary NPV | Sale | 1,700 | 17.1864 CAD | ||||
| Ordinary NPV | Sale | 2,213 | 13.0909 USD | ||||
| Ordinary NPV | Sale | 2,700 | 12.8637 USD | ||||
| Ordinary NPV | Sale | 3,000 | 17.0753 CAD | ||||
| Ordinary NPV | Sale | 3,516 | 13.0500 USD | ||||
| Ordinary NPV | Sale | 4,300 | 13.0922 USD | ||||
| Ordinary NPV | Sale | 8,345 | 12.8064 USD | ||||
| Ordinary NPV | Sale | 10,838 | 13.0672 USD | ||||
| Ordinary NPV | Sale | 19,027 | 12.9845 USD | ||||
| Ordinary NPV | Sale | 21,023 | 13.0281 USD | ||||
| Ordinary NPV | Sale | 25,200 | 13.0190 USD | ||||
| Ordinary NPV | Sale | 30,300 | 13.0104 USD | ||||
| Ordinary NPV | Sale | 36,692 | 13.0131 USD | ||||
| Ordinary NPV | Sale | 42,200 | 12.9748 USD | ||||
| Ordinary NPV | Sale | 42,500 | 12.9780 USD | ||||
| Ordinary NPV | Sale | 57,691 | 13.0638 USD | ||||
| Ordinary NPV | Sale | 87,373 | 12.8898 USD | ||||
| Ordinary NPV | Sale | 104,589 | 12.9986 USD | ||||
| Ordinary NPV | Sale | 13,700 | 17.3542 CAD | ||||
| Ordinary NPV | Sale | 1,500 | 17.3527 CAD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| Ordinary NPV | Call Options | Purchasing | 200 | 12 USD | American | 21 Dec 2018 | 1.1900 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 700 | 12 USD | American | 18 Jan 2019 | 1.0100 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 5,000 | 13 USD | American | 30 Nov 2018 | 0.1800 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 100 | 13 USD | American | 30 Nov 2018 | 0.5900 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 5,800 | 13 USD | American | 7 Dec 2018 | 0.3486 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 1,200 | 13 USD | American | 14 Dec 2018 | 0.3900 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 500 | 13 USD | American | 14 Dec 2018 | 0.7800 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 3,400 | 13 USD | American | 21 Dec 2018 | 0.3600 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 1,000 | 14 USD | American | 7 Dec 2018 | 0.1300 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 1,000 | 14 USD | American | 14 Dec 2018 | 0.2200 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 100 | 14 USD | American | 21 Dec 2018 | 0.2600 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 1,700 | 14 USD | American | 18 Apr 2019 | 0.7458 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 200 | 15 USD | American | 18 Apr 2019 | 0.3600 USD | ||||||||
| Ordinary NPV | Call Options | Purchasing | 1,300 | 35 USD | American | 17 Jan 2020 | 0.0700 USD | ||||||||
| Ordinary NPV | Call Options | Selling | 100 | 6 USD | American | 18 Jan 2019 | 6.6000 USD | ||||||||
| Ordinary NPV | Call Options | Selling | 28,100 | 9 USD | American | 18 Jan 2019 | 3.7200 USD | ||||||||
| Ordinary NPV | Call Options | Selling | 100 | 10 USD | American | 18 Apr 2019 | 2.9300 USD | ||||||||
| Ordinary NPV | Call Options | Selling | 100 | 11 USD | American | 14 Dec 2018 | 1.7000 USD | ||||||||
| Ordinary NPV | Call Options | Selling | 900 | 14 USD | American | 7 Dec 2018 | 0.0688 USD | ||||||||
| Ordinary NPV | Call Options | Selling | 3,400 | 14 USD | American | 21 Dec 2018 | 0.1100 USD | ||||||||
| Ordinary NPV | Call Options | Selling | 200 | 14 USD | American | 21 Dec 2018 | 0.2900 USD | ||||||||
| Ordinary NPV | Call Options | Selling | 10,900 | 15 USD | American | 21 Dec 2018 | 0.0500 USD | ||||||||
| Ordinary NPV | Call Options | Selling | 100 | 15 USD | American | 21 Dec 2018 | 0.0600 USD | ||||||||
| Ordinary NPV | Call Options | Selling | 4,700 | 25 USD | American | 18 Apr 2019 | 0.0300 USD | ||||||||
| Ordinary NPV | Put Options | Purchasing | 100 | 12 USD | American | 15 Feb 2019 | 0.4500 USD | ||||||||
| Ordinary NPV | Put Options | Purchasing | 500 | 13 USD | American | 14 Dec 2018 | 0.4900 USD | ||||||||
| Ordinary NPV | Put Options | Purchasing | 200 | 13 USD | American | 18 Apr 2019 | 1.1200 USD | ||||||||
| Ordinary NPV | Put Options | Selling | 700 | 11 USD | American | 21 Dec 2018 | 0.0300 USD | ||||||||
| Ordinary NPV | Put Options | Selling | 200 | 17 USD | American | 17 Jan 2020 | 4.5900 USD |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 29 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| Ordinary NPV | Call Options | Purchased | 100 | 13.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 100 | 10.0000 | American | 15 Feb 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 100 | 11.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 100 | 15.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 200 | 20.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Call Options | Purchased | 200 | 16.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 400 | 15.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Call Options | Purchased | 400 | 13.0000 | American | 14 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 500 | 14.0000 | American | 19 Jul 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 1,000 | 14.0000 | American | 14 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 1,400 | 14.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Purchased | 1,900 | 11.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 3,700 | 18.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 4,700 | 16.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 5,000 | 15.0000 | American | 14 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 7,000 | 13.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 7,600 | 14.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 8,400 | 14.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Call Options | Purchased | 11,500 | 35.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Purchased | 15,200 | 16.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 19,200 | 17.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 32,100 | 10.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 38,600 | 10.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -282,300 | 15.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Written | -256,200 | 20.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -162,500 | 17.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Written | -114,700 | 16.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -100,000 | 13.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -96,400 | 15.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -80,800 | 30.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -65,400 | 17.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -60,700 | 22.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -55,500 | 12.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -46,500 | 11.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -34,200 | 25.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Written | -23,300 | 14.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -22,600 | 13.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -17,500 | 15.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -16,700 | 20.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -14,300 | 15.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -12,100 | 10.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -11,200 | 18.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -10,800 | 13.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -10,000 | 14.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -9,400 | 19.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -7,800 | 22.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -6,000 | 14.0000 | American | 14 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -5,900 | 27.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -4,800 | 21.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -4,100 | 25.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -4,100 | 12.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -3,800 | 21.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -3,500 | 22.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Call Options | Written | -3,100 | 13.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -2,100 | 20.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -1,800 | 17.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -1,400 | 8.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -1,200 | 12.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -1,000 | 10.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Call Options | Written | -700 | 15.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Call Options | Written | -300 | 10.0000 | American | 14 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -200 | 14.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Call Options | Written | -100 | 9.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Call Options | Written | -100 | 14.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Call Options | Written | -100 | 17.0000 | American | 19 Jul 2019 | |||||||
| Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Call Options | Written | -100 | 13.0000 | American | 14 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -155,100 | 9.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -137,700 | 10.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Purchased | -72,700 | 10.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -53,400 | 9.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -32,500 | 13.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -9,200 | 11.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Purchased | -4,800 | 13.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Purchased | -4,800 | 13.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Purchased | -2,100 | 13.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Purchased | -1,900 | 13.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Purchased | -1,600 | 13.0000 | American | 14 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Purchased | -700 | 14.0000 | American | 14 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Purchased | -500 | 11.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Put Options | Purchased | -100 | 14.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Purchased | -100 | 12.0000 | American | 15 Feb 2019 | |||||||
| Ordinary NPV | Put Options | Written | 100 | 12.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Put Options | Written | 200 | 14.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Put Options | Written | 200 | 19.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Written | 300 | 14.0000 | American | 28 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 300 | 19.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 300 | 15.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Written | 500 | 12.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 600 | 7.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Written | 700 | 10.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Put Options | Written | 700 | 14.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 700 | 16.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Written | 800 | 13.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Written | 800 | 14.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Written | 1,000 | 12.0000 | American | 30 Nov 2018 | |||||||
| Ordinary NPV | Put Options | Written | 1,000 | 10.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 1,000 | 15.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 1,100 | 20.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Put Options | Written | 1,300 | 13.0000 | American | 28 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 1,300 | 15.0000 | American | 28 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 1,400 | 14.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Written | 2,000 | 14.0000 | American | 7 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 2,600 | 20.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Written | 3,600 | 11.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Written | 4,400 | 12.0000 | American | 21 Dec 2018 | |||||||
| Ordinary NPV | Put Options | Written | 4,900 | 10.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Written | 5,000 | 15.0000 | American | 15 Jan 2021 | |||||||
| Ordinary NPV | Put Options | Written | 6,800 | 12.0000 | American | 18 Apr 2019 | |||||||
| Ordinary NPV | Put Options | Written | 19,600 | 15.0000 | American | 18 Jan 2019 | |||||||
| Ordinary NPV | Put Options | Written | 22,600 | 17.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Written | 36,600 | 15.0000 | American | 17 Jan 2020 | |||||||
| Ordinary NPV | Put Options | Written | 69,900 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181129005325/en/
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