REG-BARCLAYS PLC Form 8 (DD) - BARRICK

Barrick MiningAnnouncement

07/12/2018 12:30

      Form 8 (DD) - BARRICK
    

    

      FORM 8 (DD)
    

      PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN 
      CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT 
      CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
    

    

      1.        KEY INFORMATION
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          (a)
        
        

          Full name of discloser:
        
        

           
        
        

           
        
        

           
        
        

          Barclays PLC.
        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          (b)
        
        

          Owner or controller of interest and short
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

           
        
        

          positions disclosed, if different from 1(a):
        
      
      

        

          (c)
        
        

          Name of offeror/offeree in relation to whose
        
        

           
        
        

           
        
        

           
        
        

          BARRICK GOLD CORPORATION
        
      
      

        

           
        
        

          relevant securities this form relates:
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          (d)
        
        

          Status of person making the disclosure:
        
        

           
        
        

           
        
        

           
        
        

          CONNECTED TO THE OFFEREE
        
      
      

        

          (e)
        
        

          Date position held/dealing undertaken:
        
        

           
        
        

           
        
        

           
        
        

          06 December 2018
        
      
      

        

          (f)
        
        

          

            In addition to the company in 1(c) above, is the discloser 
            making disclosures in respect of any other party to the offer?
          
        
        

           
        
        

           
        
        

           
        
        

          NO
        
      
      

        

           
        
        

          

             
          
        
      
    

      2.        POSITIONS OF THE PERSON MAKING THE DISCLOSURE
    

      If there are positions or rights to subscribe to disclose in more 
      than one class of relevant securities of the offeror or offeree named in 
      1(c), copy table 2(a) or (b) (as appropriate) for each additional class 
      of relevant security.
    

      (a)       Interests and short positions in the relevant securities of 
      the offeror or offeree to which the disclosure relates following the 
      dealing
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          Class of relevant security:
        
        

           
        
        

           
        
        

           
        
        

           
        
        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
      
      

        

        
        

        
        

           
        
        

           
        
        

           
        
        

          Interests
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

          Short Positions
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

          Number
        
        

           
        
        

           
        
        

           
        
        

          (%)
        
        

           
        
        

           
        
        

           
        
        

          Number
        
        

           
        
        

           
        
        

           
        
        

          (%)
        
        

        
        

        
        

        
      
      

        

          (1)
        
        

          Relevant securities owned
        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
      
      

        

        
        

          and/or controlled:
        
        

        
        

        
        

        
        

          1,058,655
        
        

        
        

        
        

        
        

          0.09%
        
        

        
        

        
        

        
        

          0
        
        

        
        

        
        

        
        

          0.00%
        
        

        
        

        
        

        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
      
      

        

          (2)
        
        

          Cash-settled derivatives:
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

          0
        
        

        
        

        
        

        
        

          0.00%
        
        

        
        

        
        

        
        

          0
        
        

        
        

        
        

        
        

          0.00%
        
        

        
        

        
        

        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
      
      

        

          (3)
        
        

          Stock-settled derivatives (including options)
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

          and agreements to purchase/sell:
        
        

        
        

        
        

        
        

          583,800
        
        

        
        

        
        

        
        

          0.05%
        
        

        
        

        
        

        
        

          2,462,600
        
        

        
        

        
        

        
        

          0.21%
        
        

        
        

        
        

        
      
      

        

           
        
        

           
        
        

        
        

        
        

        
        

           
        
        

        
        

        
        

        
        

           
        
        

        
        

        
        

        
        

           
        
        

        
        

        
        

        
        

           
        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

           
        
      
      

        

           
        
        

          TOTAL:
        
        

           
        
        

           
        
        

           
        
        

          1,642,455
        
        

           
        
        

           
        
        

           
        
        

          0.14%
        
        

           
        
        

           
        
        

           
        
        

          2,462,600
        
        

           
        
        

           
        
        

           
        
        

          0.21%
        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

           
        
      
    

    

      All interests and all short positions should be disclosed.
    

      Details of any open stock-settled derivative positions (including 
      traded options), or agreements to purchase or sell relevant securities, 
      should be given on a Supplemental Form 8 (Open Positions).
    

      Details of any securities borrowing and lending positions or 
      financial collateral arrangements should be disclosed on a Supplemental 
      Form 8 (SBL).
    

      (b)       Rights to subscribe for new securities (including directors’ 
      and other employee options)
    

      

        

           
        
        

           
        
        

           
        
      
      

        

          Class of relevant security in relation to which subscription right 
          exists:
        
        

           
        
        

           
        
      
      

        

          Details, including nature of the rights concerned and relevant 
          percentages:
        
        

           
        
        

           
        
      
      

        

        
        

           
        
        

        
      
    

      3.        DEALINGS BY THE PERSON MAKING THE DISCLOSURE
    

      Where there have been dealings in more than one class of relevant 
      securities of the offeror or offeree named in 1(c), copy table 3(a), 
      (b), (c) or (d) (as appropriate) for each additional class of relevant 
      security dealt in.
    

      The currency of all prices and other monetary amounts should be 
      stated.
    

      (a)       Purchases and sales
    

      (i)       Party to an offer or person acting in concert (except for a 
      principal trader in the same group as a connected adviser)
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          Class of relevant
        
        

           
        
        

           
        
        

           
        
        

          Purchase/sale
        
        

           
        
        

           
        
        

           
        
        

          Number of
        
        

           
        
        

           
        
        

           
        
        

          Price per unit
        
        

        
        

        
        

        
      
      

        

          security
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

          securities
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          100
        
        

           
        
        

           
        
        

           
        
        

          13.3500 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          200
        
        

           
        
        

           
        
        

           
        
        

          13.4100 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          400
        
        

           
        
        

           
        
        

           
        
        

          13.3825 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          400
        
        

           
        
        

           
        
        

           
        
        

          13.3950 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          800
        
        

           
        
        

           
        
        

           
        
        

          13.3887 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          1,000
        
        

           
        
        

           
        
        

           
        
        

          13.3380 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          1,300
        
        

           
        
        

           
        
        

           
        
        

          13.3850 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          1,800
        
        

           
        
        

           
        
        

           
        
        

          13.2933 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          2,174
        
        

           
        
        

           
        
        

           
        
        

          13.3800 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          2,500
        
        

           
        
        

           
        
        

           
        
        

          13.2768 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          2,800
        
        

           
        
        

           
        
        

           
        
        

          17.7539 CAD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          3,400
        
        

           
        
        

           
        
        

           
        
        

          13.3517 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          3,700
        
        

           
        
        

           
        
        

           
        
        

          17.8738 CAD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          4,600
        
        

           
        
        

           
        
        

           
        
        

          13.3657 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          6,000
        
        

           
        
        

           
        
        

           
        
        

          18.0488 CAD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          7,100
        
        

           
        
        

           
        
        

           
        
        

          13.3776 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          8,087
        
        

           
        
        

           
        
        

           
        
        

          13.3809 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          8,268
        
        

           
        
        

           
        
        

           
        
        

          13.3762 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          11,600
        
        

           
        
        

           
        
        

           
        
        

          13.3440 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          11,879
        
        

           
        
        

           
        
        

           
        
        

          13.3749 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          13,200
        
        

           
        
        

           
        
        

           
        
        

          13.3814 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          14,369
        
        

           
        
        

           
        
        

           
        
        

          13.3700 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          16,500
        
        

           
        
        

           
        
        

           
        
        

          13.3152 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          17,569
        
        

           
        
        

           
        
        

           
        
        

          13.3227 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          17,697
        
        

           
        
        

           
        
        

           
        
        

          13.3805 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          18,530
        
        

           
        
        

           
        
        

           
        
        

          13.3434 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          20,000
        
        

           
        
        

           
        
        

           
        
        

          13.1605 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          20,000
        
        

           
        
        

           
        
        

           
        
        

          13.2038 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          20,607
        
        

           
        
        

           
        
        

           
        
        

          13.3473 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          20,737
        
        

           
        
        

           
        
        

           
        
        

          13.3536 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          22,587
        
        

           
        
        

           
        
        

           
        
        

          13.3329 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          28,638
        
        

           
        
        

           
        
        

           
        
        

          13.3408 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          40,400
        
        

           
        
        

           
        
        

           
        
        

          13.3525 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          48,335
        
        

           
        
        

           
        
        

           
        
        

          13.3689 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          60,746
        
        

           
        
        

           
        
        

           
        
        

          13.3453 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          62,718
        
        

           
        
        

           
        
        

           
        
        

          13.2791 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          64,339
        
        

           
        
        

           
        
        

           
        
        

          13.3304 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          92,000
        
        

           
        
        

           
        
        

           
        
        

          13.3320 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          119,000
        
        

           
        
        

           
        
        

           
        
        

          13.3309 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          6,000
        
        

           
        
        

           
        
        

           
        
        

          18.0488 CAD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          383
        
        

           
        
        

           
        
        

           
        
        

          17.79 CAD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Purchase
        
        

           
        
        

           
        
        

           
        
        

          500
        
        

           
        
        

           
        
        

           
        
        

          17.804 CAD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          10,384
        
        

           
        
        

           
        
        

           
        
        

          17.8713 CAD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          6,000
        
        

           
        
        

           
        
        

           
        
        

          18.0488 CAD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          6,000
        
        

           
        
        

           
        
        

           
        
        

          18.0488 CAD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          2,800
        
        

           
        
        

           
        
        

           
        
        

          17.7539 CAD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          100
        
        

           
        
        

           
        
        

           
        
        

          13.1900 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          100
        
        

           
        
        

           
        
        

           
        
        

          17.8806 CAD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          200
        
        

           
        
        

           
        
        

           
        
        

          13.2600 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          200
        
        

           
        
        

           
        
        

           
        
        

          13.3800 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          400
        
        

           
        
        

           
        
        

           
        
        

          13.3550 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          400
        
        

           
        
        

           
        
        

           
        
        

          13.3600 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          400
        
        

           
        
        

           
        
        

           
        
        

          13.2000 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          500
        
        

           
        
        

           
        
        

           
        
        

          17.8040 CAD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          600
        
        

           
        
        

           
        
        

           
        
        

          13.1566 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          600
        
        

           
        
        

           
        
        

           
        
        

          13.2783 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          800
        
        

           
        
        

           
        
        

           
        
        

          13.3812 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          800
        
        

           
        
        

           
        
        

           
        
        

          13.4600 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          1,007
        
        

           
        
        

           
        
        

           
        
        

          13.3680 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          1,100
        
        

           
        
        

           
        
        

           
        
        

          13.1981 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          1,200
        
        

           
        
        

           
        
        

           
        
        

          13.1700 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          1,200
        
        

           
        
        

           
        
        

           
        
        

          13.3708 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          1,400
        
        

           
        
        

           
        
        

           
        
        

          13.1950 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          1,500
        
        

           
        
        

           
        
        

           
        
        

          13.3340 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          1,800
        
        

           
        
        

           
        
        

           
        
        

          13.2800 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          1,800
        
        

           
        
        

           
        
        

           
        
        

          13.2061 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          1,800
        
        

           
        
        

           
        
        

           
        
        

          13.3622 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          2,200
        
        

           
        
        

           
        
        

           
        
        

          13.2822 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          2,200
        
        

           
        
        

           
        
        

           
        
        

          13.3272 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          3,200
        
        

           
        
        

           
        
        

           
        
        

          13.1606 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          4,802
        
        

           
        
        

           
        
        

           
        
        

          13.3661 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          5,300
        
        

           
        
        

           
        
        

           
        
        

          13.3071 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          5,300
        
        

           
        
        

           
        
        

           
        
        

          13.3592 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          5,600
        
        

           
        
        

           
        
        

           
        
        

          13.1600 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          5,800
        
        

           
        
        

           
        
        

           
        
        

          13.2743 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          5,900
        
        

           
        
        

           
        
        

           
        
        

          13.3264 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          6,200
        
        

           
        
        

           
        
        

           
        
        

          13.2041 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          6,600
        
        

           
        
        

           
        
        

           
        
        

          13.3412 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          7,700
        
        

           
        
        

           
        
        

           
        
        

          13.3481 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          8,835
        
        

           
        
        

           
        
        

           
        
        

          13.2400 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          9,000
        
        

           
        
        

           
        
        

           
        
        

          13.2054 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          9,367
        
        

           
        
        

           
        
        

           
        
        

          13.2950 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          11,095
        
        

           
        
        

           
        
        

           
        
        

          13.1919 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          11,600
        
        

           
        
        

           
        
        

           
        
        

          13.3440 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          12,200
        
        

           
        
        

           
        
        

           
        
        

          13.3500 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          12,900
        
        

           
        
        

           
        
        

           
        
        

          13.3424 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          13,605
        
        

           
        
        

           
        
        

           
        
        

          13.3700 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          15,900
        
        

           
        
        

           
        
        

           
        
        

          13.3332 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          16,500
        
        

           
        
        

           
        
        

           
        
        

          13.3152 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          23,800
        
        

           
        
        

           
        
        

           
        
        

          13.3059 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          38,404
        
        

           
        
        

           
        
        

           
        
        

          13.3597 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          48,700
        
        

           
        
        

           
        
        

           
        
        

          13.3377 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          58,100
        
        

           
        
        

           
        
        

           
        
        

          13.3382 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          61,200
        
        

           
        
        

           
        
        

           
        
        

          13.3258 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          73,000
        
        

           
        
        

           
        
        

           
        
        

          13.3476 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          103,137
        
        

           
        
        

           
        
        

           
        
        

          13.3474 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          107,051
        
        

           
        
        

           
        
        

           
        
        

          13.3742 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Sale
        
        

           
        
        

           
        
        

           
        
        

          144,375
        
        

           
        
        

           
        
        

           
        
        

          13.3136 USD
        
        

        
        

        
        

        
      
    

      (ii)      Principal trader where the sole reason for the connection is 
      that the principal trader is in the same group as a connected adviser
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          Class of relevant security
        
        

           
        
        

           
        
        

           
        
        

          Purchases/ sales
        
        

           
        
        

           
        
        

           
        
        

          Total number of securities
        
        

           
        
        

           
        
        

           
        
        

          Highest price per unit paid/received
        
        

           
        
        

           
        
        

           
        
        

          Lowest price per unit paid/received
        
        

        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

        
      
    

      (b)       Cash-settled derivative transactions
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          Class of relevant security
        
        

           
        
        

           
        
        

           
        
        

          Product description

          

            e.g. CFD
          
        
        

           
        
        

           
        
        

           
        
        

          

            Nature of dealing
          
          

            e.g. opening/closing a
long/short position,
increasing/reducing 
            a
long/short position
          
        
        

           
        
        

           
        
        

           
        
        

          Number of reference securities
        
        

           
        
        

           
        
        

           
        
        

          Price per unit
        
        

        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

        
      
    

      (c)       Stock-settled derivative transactions (including options)
    

      (i)       Writing, selling, purchasing or varying
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          Class
        
        

           
        
        

           
        
        

           
        
        

          Product
        
        

           
        
        

           
        
        

           
        
        

          Writing,
        
        

           
        
        

           
        
        

           
        
        

          Number
        
        

           
        
        

           
        
        

           
        
        

          Exercise
        
        

           
        
        

           
        
        

           
        
        

          Type
        
        

           
        
        

           
        
        

           
        
        

          Expiry
        
        

           
        
        

           
        
        

           
        
        

          Option
        
        

        
        

        
        

        
      
      

        

          of
        
        

        
        

        
        

        
        

          description
        
        

        
        

        
        

        
        

          purchasing,
        
        

        
        

        
        

        
        

          of
        
        

        
        

        
        

        
        

          price
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

          date
        
        

        
        

        
        

        
        

          money
        
        

        
        

        
        

        
      
      

        

          relevant
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

          selling,
        
        

        
        

        
        

        
        

          securities
        
        

        
        

        
        

        
        

          per unit
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

          paid/
        
        

        
        

        
        

        
      
      

        

          security
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

          varying etc
        
        

        
        

        
        

        
        

          to which
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

          received
        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

          option
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

          per unit
        
        

        
        

        
        

        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

          relates
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchasing
        
        

           
        
        

           
        
        

           
        
        

          2,200
        
        

           
        
        

           
        
        

           
        
        

          13 USD
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          7 Dec 2018
        
        

           
        
        

           
        
        

           
        
        

          0.3900 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchasing
        
        

           
        
        

           
        
        

           
        
        

          300
        
        

           
        
        

           
        
        

           
        
        

          15 USD
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

           
        
        

           
        
        

           
        
        

          1.3500 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchasing
        
        

           
        
        

           
        
        

           
        
        

          100
        
        

           
        
        

           
        
        

           
        
        

          15 USD
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          15 Jan 2021
        
        

           
        
        

           
        
        

           
        
        

          2.1400 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchasing
        
        

           
        
        

           
        
        

           
        
        

          2,300
        
        

           
        
        

           
        
        

           
        
        

          16 USD
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

           
        
        

           
        
        

           
        
        

          0.0800 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Selling
        
        

           
        
        

           
        
        

           
        
        

          500
        
        

           
        
        

           
        
        

           
        
        

          10 USD
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

           
        
        

           
        
        

           
        
        

          3.4700 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Selling
        
        

           
        
        

           
        
        

           
        
        

          300
        
        

           
        
        

           
        
        

           
        
        

          13 USD
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          19 Jul 2019
        
        

           
        
        

           
        
        

           
        
        

          1.6200 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Selling
        
        

           
        
        

           
        
        

           
        
        

          1,800
        
        

           
        
        

           
        
        

           
        
        

          15 USD
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

           
        
        

           
        
        

           
        
        

          0.1000 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchasing
        
        

           
        
        

           
        
        

           
        
        

          100
        
        

           
        
        

           
        
        

           
        
        

          12 USD
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

           
        
        

           
        
        

           
        
        

          0.0400 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchasing
        
        

           
        
        

           
        
        

           
        
        

          100
        
        

           
        
        

           
        
        

           
        
        

          13 USD
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

           
        
        

           
        
        

           
        
        

          0.4000 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Selling
        
        

           
        
        

           
        
        

           
        
        

          100
        
        

           
        
        

           
        
        

           
        
        

          13 USD
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

           
        
        

           
        
        

           
        
        

          0.2600 USD
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Selling
        
        

           
        
        

           
        
        

           
        
        

          100
        
        

           
        
        

           
        
        

           
        
        

          17 USD
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

           
        
        

           
        
        

           
        
        

          3.8900 USD
        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

           
        
      
    

      (ii)      Exercise
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          Class of relevant security
        
        

           
        
        

           
        
        

           
        
        

          

            Product description
e.g. call option
          
          

             
          
        
        

           
        
        

           
        
        

           
        
        

          Exercising/ exercised against
        
        

           
        
        

           
        
        

           
        
        

          Number of securities
        
        

           
        
        

           
        
        

           
        
        

          Exercise price per unit
        
        

        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

        
      
    

      (d)       Other dealings (including subscribing for new securities)
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          Class of relevant security
        
        

           
        
        

           
        
        

           
        
        

          

            Nature of dealing
e.g. subscription, conversion
          
          

             
          
        
        

           
        
        

           
        
        

           
        
        

          Details
        
        

           
        
        

           
        
        

           
        
        

          Price per unit (if applicable)
        
        

        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

           
        
        

           
        
        

        
        

        
      
    

      4.        OTHER INFORMATION
    

      (a)       Indemnity and other dealing arrangements
    

      

        

           
        
      
      

        

          Details of any indemnity or option arrangement, or any agreement or 
          understanding, formal or informal, relating to relevant securities 
          which may be an inducement to deal or refrain from dealing entered 
          into by the party to the offer or person acting in concert making 
          the disclosure and any other person:

          

            Irrevocable commitments and letters of intent should not be 
            included. If there are no such agreements, arrangements or 
            understandings, state “none”
          
        
      
      

        

          

            None
          
        
      
    

      (b)       Agreements, arrangements or understandings relating to options 
      or derivatives
    

      

        

           
        
      
      

        

          

            Details of any agreement, arrangement or understanding, formal or 
            informal, between the party to the offer or person acting in 
            concert making the disclosure and any other person relating to:
          
          

            (i) the voting rights of any relevant securities under any option; 
            or
          
          

            (ii) the voting rights or future acquisition or disposal of any 
            relevant securities to which any derivative is referenced:
          
          

            If there are no such agreements, arrangements or 
            understandings, state “none”
          
        
      
      

        

          

            None
          
        
      
    

      (c)       Attachments
    

      Are any Supplemental Forms attached?
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          Supplemental Form 8 (Open Positions)
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

          YES
        
        

        
      
      

        

          Supplemental Form 8 (SBL)
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

          NO
        
        

        
      
      

        

          Date of disclosure:
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

          7 Dec 2018
        
        

        
      
      

        

          Contact name:
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

          Large Holdings Regulatory Operations
        
        

        
      
      

        

          Telephone number:
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

          020 3134 7213
        
        

        
      
      

        

        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
        

        
      
    

      SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED 
      DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL 
      ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
    

    

      1.        KEY INFORMATION
    

      

        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          Identity of the person whose positions/dealings
        
        

           
        
        

           
        
        

          Barclays PLC.
        
      
      

        

          are being disclosed:
        
        

           
        
        

           
        
        

           
        
      
      

        

          Name of offeror/offeree in relation to whose
        
        

        
        

        
        

          BARRICK GOLD CORPORATION
        
      
      

        

          relevant securities this from relates:
        
        

           
        
        

           
        
        

           
        
      
      

        

        
        

        
        

        
        

           
        
      
    

      2.        STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
    

      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          Class
        
        

           
        
        

           
        
        

           
        
        

          Product
        
        

           
        
        

           
        
        

           
        
        

          Writing,
        
        

           
        
        

           
        
        

           
        
        

          Number
        
        

           
        
        

           
        
        

           
        
        

          Exercise
        
        

           
        
        

           
        
        

           
        
        

          Type
        
        

           
        
        

           
        
        

           
        
        

          Expiry
        
        

        
        

        
        

        
      
      

        

          of
        
        

        
        

        
        

        
        

          description
        
        

        
        

        
        

        
        

          purchasing,
        
        

        
        

        
        

        
        

          of
        
        

        
        

        
        

        
        

          price
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

          date
        
        

        
        

        
        

        
      
      

        

          relevant
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

          selling,
        
        

        
        

        
        

        
        

          securities
        
        

        
        

        
        

        
        

          per unit
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          security
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

          varying etc
        
        

        
        

        
        

        
        

          to which
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

          option
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

          relates
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          100
        
        

           
        
        

           
        
        

           
        
        

          10.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          15 Feb 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          100
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          100
        
        

           
        
        

           
        
        

           
        
        

          11.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          200
        
        

           
        
        

           
        
        

           
        
        

          20.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          15 Jan 2021
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          200
        
        

           
        
        

           
        
        

           
        
        

          16.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          200
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          500
        
        

           
        
        

           
        
        

           
        
        

          15.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          15 Jan 2021
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          500
        
        

           
        
        

           
        
        

           
        
        

          14.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          19 Jul 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          1,000
        
        

           
        
        

           
        
        

           
        
        

          14.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          14 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          1,200
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          7 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          1,700
        
        

           
        
        

           
        
        

           
        
        

          25.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          1,900
        
        

           
        
        

           
        
        

           
        
        

          8.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          1,900
        
        

           
        
        

           
        
        

           
        
        

          11.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          3,700
        
        

           
        
        

           
        
        

           
        
        

          18.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          5,000
        
        

           
        
        

           
        
        

           
        
        

          15.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          14 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          7,600
        
        

           
        
        

           
        
        

           
        
        

          14.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          11,000
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          14 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          11,500
        
        

           
        
        

           
        
        

           
        
        

          35.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          15,300
        
        

           
        
        

           
        
        

           
        
        

          16.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          19,200
        
        

           
        
        

           
        
        

           
        
        

          17.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          32,100
        
        

           
        
        

           
        
        

           
        
        

          10.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          37,800
        
        

           
        
        

           
        
        

           
        
        

          10.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          45,000
        
        

           
        
        

           
        
        

           
        
        

          20.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          177,100
        
        

           
        
        

           
        
        

           
        
        

          22.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -283,100
        
        

           
        
        

           
        
        

           
        
        

          15.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -256,200
        
        

           
        
        

           
        
        

           
        
        

          20.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -162,500
        
        

           
        
        

           
        
        

           
        
        

          17.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -112,400
        
        

           
        
        

           
        
        

           
        
        

          16.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -95,700
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -94,000
        
        

           
        
        

           
        
        

           
        
        

          15.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -80,800
        
        

           
        
        

           
        
        

           
        
        

          30.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -65,400
        
        

           
        
        

           
        
        

           
        
        

          17.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -60,700
        
        

           
        
        

           
        
        

           
        
        

          22.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -54,500
        
        

           
        
        

           
        
        

           
        
        

          12.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -46,500
        
        

           
        
        

           
        
        

           
        
        

          11.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -44,100
        
        

           
        
        

           
        
        

           
        
        

          35.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -34,200
        
        

           
        
        

           
        
        

           
        
        

          25.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -22,600
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -20,800
        
        

           
        
        

           
        
        

           
        
        

          25.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -19,300
        
        

           
        
        

           
        
        

           
        
        

          15.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -19,200
        
        

           
        
        

           
        
        

           
        
        

          14.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -16,700
        
        

           
        
        

           
        
        

           
        
        

          20.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -15,600
        
        

           
        
        

           
        
        

           
        
        

          37.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -14,300
        
        

           
        
        

           
        
        

           
        
        

          15.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -13,300
        
        

           
        
        

           
        
        

           
        
        

          27.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -12,600
        
        

           
        
        

           
        
        

           
        
        

          10.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -11,400
        
        

           
        
        

           
        
        

           
        
        

          25.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -11,200
        
        

           
        
        

           
        
        

           
        
        

          18.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -10,200
        
        

           
        
        

           
        
        

           
        
        

          14.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -9,400
        
        

           
        
        

           
        
        

           
        
        

          19.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -8,200
        
        

           
        
        

           
        
        

           
        
        

          26.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          19 Jul 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -7,800
        
        

           
        
        

           
        
        

           
        
        

          22.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -6,000
        
        

           
        
        

           
        
        

           
        
        

          14.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          14 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -5,900
        
        

           
        
        

           
        
        

           
        
        

          27.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -5,300
        
        

           
        
        

           
        
        

           
        
        

          12.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -5,300
        
        

           
        
        

           
        
        

           
        
        

          19.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -5,200
        
        

           
        
        

           
        
        

           
        
        

          19.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          19 Jul 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -4,800
        
        

           
        
        

           
        
        

           
        
        

          21.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -4,700
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          7 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -4,700
        
        

           
        
        

           
        
        

           
        
        

          24.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -3,800
        
        

           
        
        

           
        
        

           
        
        

          21.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -3,500
        
        

           
        
        

           
        
        

           
        
        

          22.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -3,100
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -2,100
        
        

           
        
        

           
        
        

           
        
        

          20.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -1,800
        
        

           
        
        

           
        
        

           
        
        

          17.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -1,300
        
        

           
        
        

           
        
        

           
        
        

          8.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -1,200
        
        

           
        
        

           
        
        

           
        
        

          12.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -1,000
        
        

           
        
        

           
        
        

           
        
        

          10.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          15 Jan 2021
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -700
        
        

           
        
        

           
        
        

           
        
        

          15.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          7 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -700
        
        

           
        
        

           
        
        

           
        
        

          14.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          7 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -700
        
        

           
        
        

           
        
        

           
        
        

          26.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -300
        
        

           
        
        

           
        
        

           
        
        

          10.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          14 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -300
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          19 Jul 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -100
        
        

           
        
        

           
        
        

           
        
        

          17.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          19 Jul 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -100
        
        

           
        
        

           
        
        

           
        
        

          9.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Call Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          -100
        
        

           
        
        

           
        
        

           
        
        

          12.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          15 Jan 2021
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -300,000
        
        

           
        
        

           
        
        

           
        
        

          15.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -155,100
        
        

           
        
        

           
        
        

           
        
        

          9.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -137,700
        
        

           
        
        

           
        
        

           
        
        

          10.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -72,700
        
        

           
        
        

           
        
        

           
        
        

          10.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -53,400
        
        

           
        
        

           
        
        

           
        
        

          9.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -32,500
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -13,600
        
        

           
        
        

           
        
        

           
        
        

          8.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -9,200
        
        

           
        
        

           
        
        

           
        
        

          11.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -5,800
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -4,800
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -2,800
        
        

           
        
        

           
        
        

           
        
        

          20.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -2,800
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          7 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -2,600
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          14 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -1,900
        
        

           
        
        

           
        
        

           
        
        

          8.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -700
        
        

           
        
        

           
        
        

           
        
        

          14.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          14 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -700
        
        

           
        
        

           
        
        

           
        
        

          12.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          15 Feb 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -500
        
        

           
        
        

           
        
        

           
        
        

          11.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          7 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -300
        
        

           
        
        

           
        
        

           
        
        

          8.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          15 Jan 2021
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Purchased
        
        

           
        
        

           
        
        

           
        
        

          -100
        
        

           
        
        

           
        
        

           
        
        

          14.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          100
        
        

           
        
        

           
        
        

           
        
        

          12.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          15 Jan 2021
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          100
        
        

           
        
        

           
        
        

           
        
        

          12.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          7 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          100
        
        

           
        
        

           
        
        

           
        
        

          17.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          200
        
        

           
        
        

           
        
        

           
        
        

          19.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          300
        
        

           
        
        

           
        
        

           
        
        

          14.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          28 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          400
        
        

           
        
        

           
        
        

           
        
        

          22.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          400
        
        

           
        
        

           
        
        

           
        
        

          17.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          600
        
        

           
        
        

           
        
        

           
        
        

          8.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          600
        
        

           
        
        

           
        
        

           
        
        

          7.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          600
        
        

           
        
        

           
        
        

           
        
        

          5.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          700
        
        

           
        
        

           
        
        

           
        
        

          16.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          700
        
        

           
        
        

           
        
        

           
        
        

          14.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          800
        
        

           
        
        

           
        
        

           
        
        

          14.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          800
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          1,000
        
        

           
        
        

           
        
        

           
        
        

          15.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          1,000
        
        

           
        
        

           
        
        

           
        
        

          10.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          1,100
        
        

           
        
        

           
        
        

           
        
        

          20.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          15 Jan 2021
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          1,300
        
        

           
        
        

           
        
        

           
        
        

          13.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          28 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          1,300
        
        

           
        
        

           
        
        

           
        
        

          15.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          28 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          1,400
        
        

           
        
        

           
        
        

           
        
        

          14.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          2,000
        
        

           
        
        

           
        
        

           
        
        

          14.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          7 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          2,600
        
        

           
        
        

           
        
        

           
        
        

          20.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          3,600
        
        

           
        
        

           
        
        

           
        
        

          11.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          4,300
        
        

           
        
        

           
        
        

           
        
        

          12.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          21 Dec 2018
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          4,900
        
        

           
        
        

           
        
        

           
        
        

          10.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          5,000
        
        

           
        
        

           
        
        

           
        
        

          15.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          15 Jan 2021
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          6,800
        
        

           
        
        

           
        
        

           
        
        

          12.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Apr 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          19,200
        
        

           
        
        

           
        
        

           
        
        

          15.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          22,600
        
        

           
        
        

           
        
        

           
        
        

          17.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          37,400
        
        

           
        
        

           
        
        

           
        
        

          15.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          17 Jan 2020
        
        

        
        

        
        

        
      
      

        

          Ordinary NPV
        
        

           
        
        

           
        
        

           
        
        

          Put Options
        
        

           
        
        

           
        
        

           
        
        

          Written
        
        

           
        
        

           
        
        

           
        
        

          87,000
        
        

           
        
        

           
        
        

           
        
        

          12.0000
        
        

           
        
        

           
        
        

           
        
        

          American
        
        

           
        
        

           
        
        

           
        
        

          18 Jan 2019
        
        

        
        

        
        

        
      
    

      3.        AGREEMENTS TO PURCHASE OR SELL ETC.
    

      

        

           
        
      
      

        

          Full details should be given so that the nature of the interest or 
          position can be fully understood:
        
      
      

        

           
        
      
    

      Public disclosures under Rule 8 of the Code must be made to a 
      Regulatory Information Service. 
    

      The Panel’s Market Surveillance Unit is available for consultation in 
      relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 
      0129.
    

      The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
    
View source version on businesswire.com: https://www.businesswire.com/news/home/20181207005173/en/

      BARCLAYS PLC