REG - CIBC London Barrick Gold Corp Randgold Resources - Form 8.5 (EPT/NON-RI) - Barrick Gold Corp

Barrick MiningAnnouncement

22/11/2018 08:55

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RNS Number : 1888I
CIBC London
22 November 2018
 
FORM 8.5 (EPT/NON-RI)
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 
 (a) Name of exempt principal trader:                                             CIBC WORLD MARKETS INC.
 (b) Name of offeror/offeree in relation to whose relevant securities this form   BARRICK GOLD CORPORATION
 relates:
      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is         RANDGOLD RESOURCES LTD
 connected:
 (d) Date position held/dealing undertaken:                                       20 NOVEMBER 2018
      For an opening position disclosure, state the latest practicable date
 prior to the disclosure
 (e) In addition to the company in 1(b) above, is the exempt principal trader     NO
 making disclosures in respect of any other party to the offer?
      If it is a cash offer or possible cash offer, state "N/A"
 
2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
 
(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
 
 Class of relevant security:                                          Ordinary NPV
                                                                      Interests         Short positions
                                                                      Number     %      Number    %
 (1) Relevant securities owned and/or controlled:                     9,587,553  0.82   118,223   0.01
 (2) Cash-settled derivatives:                                        0          0      0         0
 (3) Stock-settled derivatives (including options) and agreements to  0          0      0         0
 purchase/sell:
                                                                      9,587,553  0.82   118,223   0.01
      TOTAL:
 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors'
and other employee options)
 
 Class of relevant security in relation to which subscription right exists:   N/a
 Details, including nature of the rights concerned and relevant percentages:  N/a
 
 
3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 
 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
    Ordinary NPV             Purchases         9,996                       17.4000 CAD                           13.0700 USD
 
 
(b)        Cash-settled derivative transactions
 
 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit
                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 N/a
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 
 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit
                                                                                                                                                                                      e.g. American, European etc.
 N/a
 
(ii)        Exercise
 
 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit
                             e.g. call option
 N/a
 
(d)        Other dealings (including subscribing for new securities)
 
 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)
                             e.g. subscription, conversion
 N/a
 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 
 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:
 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 N/a
 
(b)        Agreements, arrangements or understandings relating to
options or derivatives
 
 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 N/a
 
(c)        Attachments
 
 Is a Supplemental Form 8 (Open Positions) attached?  NO
 
 
 Date of disclosure:  21(st) November 2018
 Contact name:        CIBC London UK Compliance
                      Mailbox.UKComplianceDepartment@cibc.com
 Telephone number:    020 7234 6360
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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