REG - Citadel Group Barrick Gold Corp - Form 8.3 - Barrick Gold Corporation
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Citadel Group
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates:
Use a separate form for each offeror/offeree
BARRICK GOLD CORPORATION
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest
practicable date prior to the disclosure
29 October, 2018
(f) In addition to the company in 1(c) above, is the
discloser making disclosures in respect of any other
party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
RANDGOLD RESOURCES LTD
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Common Stock ISIN CA0679011084
Interests
Short Positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
10,520,554
0.90
82,900
0.01
(2) Cash-settled derivatives:
0
0.00
0
0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00
47,100
0.00
TOTAL:
10,520,554
0.90
130,000
0.01
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
ISIN CA0679011084
Purchase/sale
Number of securities
Price per unit
Common Stock
Purchase
50
11.16 EUR
Common Stock
Purchase
850
11.2 EUR
Common Stock
Purchase
310
11.22 EUR
Common Stock
Purchase
129
11.3 EUR
Common Stock
Purchase
500
12.788 USD
Common Stock
Purchase
2,003
12.827239 USD
Common Stock
Purchase
61
12.835246 USD
Common Stock
Purchase
3,900
12.844872 USD
Common Stock
Purchase
19,397
12.851629 USD
Common Stock
Purchase
21,400
12.862266 USD
Common Stock
Purchase
300
12.871667 USD
Common Stock
Purchase
232,378
12.883244 USD
Common Stock
Purchase
1,100
12.886364 USD
Common Stock
Purchase
395
12.897861 USD
Common Stock
Purchase
20
12.902 USD
Common Stock
Purchase
4,012
12.903344 USD
Common Stock
Purchase
102
12.908235 USD
Common Stock
Purchase
1,700
12.909412 USD
Common Stock
Purchase
200
12.925 USD
Common Stock
Purchase
1,100
12.934545 USD
Common Stock
Purchase
10,300
16.854368932 CAD
Common Stock
Purchase
3,400
16.8911764706 CAD
Common Stock
Sale
-200
11.16 EUR
Common Stock
Sale
-600
11.22 EUR
Common Stock
Sale
-30
11.24 EUR
Common Stock
Sale
-275
11.26 EUR
Common Stock
Sale
-130
11.32 EUR
Common Stock
Sale
-38
11.35 EUR
Common Stock
Sale
-100
12.64 USD
Common Stock
Sale
-1
12.685 USD
Common Stock
Sale
-200
12.73 USD
Common Stock
Sale
-40,616
12.739689 USD
Common Stock
Sale
-6,884
12.759936 USD
Common Stock
Sale
-6,800
12.760515 USD
Common Stock
Sale
-12,000
12.765542 USD
Common Stock
Sale
-2,900
12.804138 USD
Common Stock
Sale
-1,223
12.816733 USD
Common Stock
Sale
-1,437
12.842206 USD
Common Stock
Sale
-14,044
12.849016 USD
Common Stock
Sale
-199
12.855 USD
Common Stock
Sale
-97
12.860206 USD
Common Stock
Sale
-1,200
12.86625 USD
Common Stock
Sale
-3,100
12.879677 USD
Common Stock
Sale
-100
12.88 USD
Common Stock
Sale
-172
12.895436 USD
Common Stock
Sale
-728
12.895584 USD
Common Stock
Sale
-313
12.896837 USD
Common Stock
Sale
-1,287
12.896884 USD
Common Stock
Sale
-3,374
12.89928 USD
Common Stock
Sale
-826
12.89931 USD
Common Stock
Sale
-563
12.904281 USD
Common Stock
Sale
-137
12.904307 USD
Common Stock
Sale
-5,533
12.905826 USD
Common Stock
Sale
-1,337
12.905845 USD
Common Stock
Sale
-1,300
12.91 USD
Common Stock
Sale
-292
12.91262 USD
Common Stock
Sale
-1,209
12.912672 USD
Common Stock
Sale
-98
12.91398 USD
Common Stock
Sale
-402
12.914005 USD
Common Stock
Sale
-730
12.915 USD
Common Stock
Sale
-100
16.8 CAD
Common Stock
Sale
-21,400
16.8336915888 CAD
Common Stock
Sale
-6,000
16.8393333333 CAD
(b) Cash-settled derivative transactions
Class of relevant security
ISIN
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
30 October, 2018
Contact name:
Jamison Van Doesburg
Telephone number*:
020 7645 9700
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure:
Citadel Group
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
BARRICK GOLD CORPORATION
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security
ISIN
CA0679011084
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Common
Put Option
Written
5000
14 USD
American
16/11/2018
Common
Put Option
Written
36200
13 USD
American
16/11/2018
Common
Put Option
Written
5000
12 USD
American
16/11/2018
Common
Put Option
Written
5000
12 USD
American
18/04/2019
Common
Put Option
Written
5000
13 USD
American
18/04/2019
Common
Put Option
Written
11000
12 USD
American
18/01/2019
Common
Put Option
Written
22000
14 USD
American
18/01/2019
Common
Put Option
Written
12000
11 USD
American
18/01/2019
Common
Put Option
Purchased
-163300
15 USD
American
18/01/2019
Common
Put Option
Written
6000
13 USD
American
18/01/2019
Common
Put Option
Written
9000
10 USD
American
18/01/2019
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDRETWGGBCUUPRGUU
Recent news on Barrick Mining
See all newsREG - Stock Exch Notice - Admission to ISM - 06/02/2024
AnnouncementRCS - Draslovka a.s. - Draslovka forms Advisory Board
AnnouncementRCS - Draslovka a.s. - Draslovka and Barrick Gold agreement
AnnouncementREG - Scot.Inv.Trust PLC - Half-year Report
AnnouncementREG - Investment Co PLC - Net Asset Value(s)
Announcement