REG - Citadel Group Barrick Gold Corp - Form 8.3 - Barrick Gold Corporation

Barrick MiningAnnouncement

01/11/2018 15:00

RNS Number : 0305G
Citadel Group
01 November 2018
 






















































































 
 
FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION

































































































(a) Full name of discloser:


Citadel Group




(b) Owner or controller of interests and short positions        
     disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is
     insufficient.  For a trust, the trustee(s), settlor and
     beneficiaries must be named.








(c) Name of offeror/offeree in relation to whose relevant
     securities this form relates:
     Use a separate form for each offeror/offeree


BARRICK GOLD CORPORATION




(d) If an exempt fund manager connected with an
     offeror/offeree, state this and specify identity of
     offeror/offeree:








(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest
practicable date prior to the disclosure


31 October, 2018




(f)  In addition to the company in 1(c) above, is the
     discloser making disclosures in respect of any other
     party to the offer?
If it is a cash offer or possible cash offer, state "N/A"


RANDGOLD RESOURCES LTD

































































































2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

























































































Class of relevant security:


Common Stock  ISIN  CA0679011084








Interests


Short Positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


11,489,623


0.98


2,036,434


0.17




(2) Cash-settled derivatives:


0


0.00


0


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


0


0.00


47,100


0.00




    TOTAL:


11,489,623


0.98


2,083,534


0.18


























































































































All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)





























































































Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:

































































































3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales





































































































Class of relevant security
ISIN  CA0679011084


Purchase/sale


Number of securities


Price per unit




Common Stock


Purchase


449


10.96  EUR




Common Stock


Purchase


850


10.98  EUR




Common Stock


Purchase


2,640


11.05  EUR




Common Stock


Purchase


1,900


12.417632  USD




Common Stock


Purchase


600


12.421667  USD




Common Stock


Purchase


1,700


12.427941  USD




Common Stock


Purchase


1,400


12.452857  USD




Common Stock


Purchase


191,924


12.454162  USD




Common Stock


Purchase


721


12.47249  USD




Common Stock


Purchase


101


12.475  USD




Common Stock


Purchase


6


12.480417  USD




Common Stock


Purchase


7


12.481429  USD




Common Stock


Purchase


47,181


12.490432  USD




Common Stock


Purchase


35,476


12.490837  USD




Common Stock


Purchase


200


12.5  USD




Common Stock


Purchase


13,293


12.510628  USD




Common Stock


Purchase


14,502


12.510745  USD




Common Stock


Purchase


25,900


12.511583  USD




Common Stock


Purchase


3


12.515  USD




Common Stock


Purchase


294,242


12.518607  USD




Common Stock


Purchase


200


12.52  USD




Common Stock


Purchase


13,219


12.520027  USD




Common Stock


Purchase


497


12.527354  USD




Common Stock


Purchase


183


12.53  USD




Common Stock


Purchase


2,800


12.530893  USD




Common Stock


Purchase


400


12.53125  USD




Common Stock


Purchase


226


12.535066  USD




Common Stock


Purchase


108,172


12.537717  USD




Common Stock


Purchase


161


12.538385  USD




Common Stock


Purchase


1


12.54  USD




Common Stock


Purchase


2,100


12.546667  USD




Common Stock


Purchase


9,600


16.3920833333  CAD




Common Stock


Purchase


29,300


16.4021843003  CAD




Common Stock


Purchase


1,300


16.4169230769  CAD




Common Stock


Purchase


400


16.445  CAD




Common Stock


Purchase


100


16.5  CAD




Common Stock


Sale


-1,385


11  EUR




Common Stock


Sale


-608


11.04  EUR




Common Stock


Sale


-1,018


11.06  EUR




Common Stock


Sale


-850


11.14  EUR




Common Stock


Sale


-351


12.434373  USD




Common Stock


Sale


-1,449


12.434462  USD




Common Stock


Sale


-300


12.45  USD




Common Stock


Sale


-100


12.465  USD




Common Stock


Sale


-547


12.47819  USD




Common Stock


Sale


-2,253


12.478664  USD




Common Stock


Sale


-3,014


12.481005  USD




Common Stock


Sale


-12,497


12.481037  USD




Common Stock


Sale


-8,450


12.482758  USD




Common Stock


Sale


-2,050


12.483022  USD




Common Stock


Sale


-6,837


12.488829  USD




Common Stock


Sale


-1,663


12.489101  USD




Common Stock


Sale


-102,511


12.490376  USD




Common Stock


Sale


-24,989


12.490458  USD




Common Stock


Sale


-1,400


12.495714  USD




Common Stock


Sale


-275


12.496709  USD




Common Stock


Sale


-1,125


12.496804  USD




Common Stock


Sale


-2,915


12.497864  USD




Common Stock


Sale


-11,985


12.497891  USD




Common Stock


Sale


-2,761


12.500118  USD




Common Stock


Sale


-11,339


12.500192  USD




Common Stock


Sale


-89,792


12.504068  USD




Common Stock


Sale


-367,665


12.504069  USD




Common Stock


Sale


-3,900


12.507141  USD




Common Stock


Sale


-960


12.507344  USD




Common Stock


Sale


-3,100


12.509194  USD




Common Stock


Sale


-16,702


12.509742  USD




Common Stock


Sale


-4,098


12.510076  USD




Common Stock


Sale


-500


12.512  USD




Common Stock


Sale


-721


12.514438  USD




Common Stock


Sale


-179


12.514469  USD




Common Stock


Sale


-2,070


12.515  USD




Common Stock


Sale


-300


12.518333  USD




Common Stock


Sale


-626


12.519081  USD




Common Stock


Sale


-2,574


12.519252  USD




Common Stock


Sale


-200


12.52  USD




Common Stock


Sale


-9,575


12.521783  USD




Common Stock


Sale


-2,325


12.52212  USD




Common Stock


Sale


-4,590


12.524032  USD




Common Stock


Sale


-2,400


12.524167  USD




Common Stock


Sale


-10,290


12.526914  USD




Common Stock


Sale


-57,406


12.527481  USD




Common Stock


Sale


-14,176


12.527536  USD




Common Stock


Sale


-2,581


12.527619  USD




Common Stock


Sale


-2,100


12.530476  USD




Common Stock


Sale


-300


12.535  USD




Common Stock


Sale


-7,400


16.463209  CAD




Common Stock


Sale


-3,300


16.4696969697  CAD




Common Stock


Sale


-34,500


16.4766666667  CAD




Common Stock


Sale


-800


16.4775  CAD




Common Stock


Sale


-700


16.48  CAD




Common Stock


Sale


-400


16.5  CAD











































































































(b)        Cash-settled derivative transactions

























































































Class of relevant security
 
ISIN 


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit



























































































































(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying





































































































Class of relevant security
 


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit











































































































(ii)        Exercise





























































































Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit















































































































(d)        Other dealings (including subscribing for new securities)

























































































Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)











































































































4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements





















































































Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None





















































































(b)        Agreements, arrangements or understandings relating to options or derivatives





















































































Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None

















































































(c)        Attachments

















































































Is a Supplemental Form 8 (Open Positions) attached?


YES





















































































 Date of disclosure:


01 November, 2018




 Contact name:


Jamison Van Doesburg




 Telephone number*:


020 7645 9700





















































































Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.












































































 






























































SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")

























































1.         KEY INFORMATION









































































Full name of person making disclosure:


Citadel Group




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


BARRICK GOLD CORPORATION





































































2.       STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

































































Class of relevant security
ISIN

CA0679011084





Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date




Common


Put Option


Written


5000


14 USD


American


16/11/2018




Common


Put Option


Written


36200


13 USD


American


16/11/2018




Common


Put Option


Written


5000


12 USD


American


16/11/2018




Common


Put Option


Written


5000


12 USD


American


18/04/2019




Common


Put Option


Written


5000


13 USD


American


18/04/2019




Common


Put Option


Written


11000


12 USD


American


18/01/2019




Common


Put Option


Written


22000


14 USD


American


18/01/2019




Common


Put Option


Written


12000


11 USD


American


18/01/2019




Common


Put Option


Purchased


-163300


15 USD


American


18/01/2019




Common


Put Option


Written


6000


13 USD


American


18/01/2019




Common


Put Option


Written


9000


10 USD


American


18/01/2019





































































3.         AGREEMENTS TO PURCHASE OR SELL ETC.









































































Full details should be given so that the nature of the interest or position can be fully understood:











































































It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 








































 




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