REG - Citadel Group Barrick Gold Corp - Form 8.3 - Barrick Gold Corporation

Barrick MiningAnnouncement

02/11/2018 15:00

RNS Number : 2048G
Citadel Group
02 November 2018
 






















































































 
 
FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION

































































































(a) Full name of discloser:


Citadel Group




(b) Owner or controller of interests and short positions        
     disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is
     insufficient.  For a trust, the trustee(s), settlor and
     beneficiaries must be named.








(c) Name of offeror/offeree in relation to whose relevant
     securities this form relates:
     Use a separate form for each offeror/offeree


BARRICK GOLD CORPORATION




(d) If an exempt fund manager connected with an
     offeror/offeree, state this and specify identity of
     offeror/offeree:








(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest
practicable date prior to the disclosure


01 November, 2018




(f)  In addition to the company in 1(c) above, is the
     discloser making disclosures in respect of any other
     party to the offer?
If it is a cash offer or possible cash offer, state "N/A"


RANDGOLD RESOURCES LTD

































































































2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

























































































Class of relevant security:


Common Stock  ISIN  CA0679011084








Interests


Short Positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


11,221,126


0.96


2,782,008


0.24




(2) Cash-settled derivatives:


0


0.00


0


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


0


0.00


47,100


0.00




    TOTAL:


11,221,126


0.96


2,829,108


0.24


























































































































All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)





























































































Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:

































































































3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales





































































































Class of relevant security
ISIN  CA0679011084


Purchase/sale


Number of securities


Price per unit




Common Stock


Purchase


760


11.3  EUR




Common Stock


Purchase


1,500


12.835  USD




Common Stock


Purchase


800


12.8425  USD




Common Stock


Purchase


200


12.845  USD




Common Stock


Purchase


1,800


12.857222  USD




Common Stock


Purchase


4,800


12.860729  USD




Common Stock


Purchase


258


13.181492  USD




Common Stock


Purchase


74


13.189662  USD




Common Stock


Purchase


332


13.385  USD




Common Stock


Purchase


1,000


13.397  USD




Common Stock


Purchase


700


13.407857  USD




Common Stock


Purchase


100


16.96  CAD




Common Stock


Purchase


4,600


17.0106521739  CAD




Common Stock


Purchase


12,000


17.0575833333  CAD




Common Stock


Sale


-830


11.2  EUR




Common Stock


Sale


-200


12.86  USD




Common Stock


Sale


-300


12.86825  USD




Common Stock


Sale


-596


12.870432  USD




Common Stock


Sale


-2,504


12.870995  USD




Common Stock


Sale


-450


12.875  USD




Common Stock


Sale


-1,400


12.890375  USD




Common Stock


Sale


-830


12.931554  USD




Common Stock


Sale


-3,470


12.93251  USD




Common Stock


Sale


-98


12.972347  USD




Common Stock


Sale


-300


12.98  USD




Common Stock


Sale


-502


12.98747  USD




Common Stock


Sale


-1,620


12.989719  USD




Common Stock


Sale


-200


12.99  USD




Common Stock


Sale


-6,980


12.993432  USD




Common Stock


Sale


-215


12.995163  USD




Common Stock


Sale


-985


13.001056  USD




Common Stock


Sale


-3,800


13.035789  USD




Common Stock


Sale


-28,965


13.044184  USD




Common Stock


Sale


-121,862


13.048102  USD




Common Stock


Sale


-8,840


13.067579  USD




Common Stock


Sale


-2,300


13.085217  USD




Common Stock


Sale


-16,306


13.086315  USD




Common Stock


Sale


-7,184


13.093962  USD




Common Stock


Sale


-7,039


13.094018  USD




Common Stock


Sale


-1,516


13.096953  USD




Common Stock


Sale


-1,161


13.097511  USD




Common Stock


Sale


-300


13.103333  USD




Common Stock


Sale


-24,162


13.123581  USD




Common Stock


Sale


-57,329


13.126122  USD




Common Stock


Sale


-6,941


13.128134  USD




Common Stock


Sale


-5,801


13.131632  USD




Common Stock


Sale


-2,773


13.134538  USD




Common Stock


Sale


-3,100


13.139677  USD




Common Stock


Sale


-1,298


13.161791  USD




Common Stock


Sale


-2,160


13.166389  USD




Common Stock


Sale


-60,653


13.168335  USD




Common Stock


Sale


-119,787


13.170276  USD




Common Stock


Sale


-246,967


13.170814  USD




Common Stock


Sale


-5,494


13.171103  USD




Common Stock


Sale


-2,900


13.171552  USD




Common Stock


Sale


-1


13.175  USD




Common Stock


Sale


-10,144


13.189043  USD




Common Stock


Sale


-6,087


13.193954  USD




Common Stock


Sale


-43,658


13.19868  USD




Common Stock


Sale


-29,461


13.199391  USD




Common Stock


Sale


-2,133


13.238057  USD




Common Stock


Sale


-200


13.245  USD




Common Stock


Sale


-3,556


13.252067  USD




Common Stock


Sale


-100


13.255  USD




Common Stock


Sale


-100


13.33  USD




Common Stock


Sale


-15,811


13.347182  USD




Common Stock


Sale


-3,600


13.35  USD




Common Stock


Sale


-338


13.355828  USD




Common Stock


Sale


-600


13.356667  USD




Common Stock


Sale


-333


13.357391  USD




Common Stock


Sale


-81


13.358827  USD




Common Stock


Sale


-362


13.359751  USD




Common Stock


Sale


-4,086


13.360279  USD




Common Stock


Sale


-5,700


13.360351  USD




Common Stock


Sale


-31,185


13.362078  USD




Common Stock


Sale


-1,000


13.363  USD




Common Stock


Sale


-3,500


13.366571  USD




Common Stock


Sale


-900


13.37  USD




Common Stock


Sale


-101


13.375  USD




Common Stock


Sale


-22


13.38  USD




Common Stock


Sale


-28,672


13.382828  USD




Common Stock


Sale


-24,335


13.383338  USD




Common Stock


Sale


-1,300


13.385769  USD




Common Stock


Sale


-5,704


13.386255  USD




Common Stock


Sale


-12,506


13.388336  USD




Common Stock


Sale


-3,678


13.392915  USD




Common Stock


Sale


-4,723


13.398404  USD




Common Stock


Sale


-2,200


13.403182  USD




Common Stock


Sale


-1,300


13.414231  USD




Common Stock


Sale


-1,400


13.414643  USD




Common Stock


Sale


-900


13.433889  USD




Common Stock


Sale


-22,900


17.20569869  CAD




Common Stock


Sale


-2,100


17.219286  CAD




Common Stock


Sale


-600


17.3  CAD




Common Stock


Sale


-7,500


17.3012  CAD











































































































(b)        Cash-settled derivative transactions

























































































Class of relevant security
 
ISIN 


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit



























































































































(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying





































































































Class of relevant security
 


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit











































































































(ii)        Exercise





























































































Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit















































































































(d)        Other dealings (including subscribing for new securities)

























































































Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)











































































































4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements





















































































Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None





















































































(b)        Agreements, arrangements or understandings relating to options or derivatives





















































































Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None

















































































(c)        Attachments

















































































Is a Supplemental Form 8 (Open Positions) attached?


YES





















































































 Date of disclosure:


02 November, 2018




 Contact name:


Jamison Van Doesburg




 Telephone number*:


020 7645 9700





















































































Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.












































































 






























































SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")

























































1.         KEY INFORMATION









































































Full name of person making disclosure:


Citadel Group




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


BARRICK GOLD CORPORATION





































































2.       STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

































































Class of relevant security
ISIN

CA0679011084





Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date




Common


Put Option


Written


5000


14 USD


American


16/11/2018




Common


Put Option


Written


36200


13 USD


American


16/11/2018




Common


Put Option


Written


5000


12 USD


American


16/11/2018




Common


Put Option


Written


5000


12 USD


American


18/04/2019




Common


Put Option


Written


5000


13 USD


American


18/04/2019




Common


Put Option


Written


11000


12 USD


American


18/01/2019




Common


Put Option


Written


22000


14 USD


American


18/01/2019




Common


Put Option


Written


12000


11 USD


American


18/01/2019




Common


Put Option


Purchased


-163300


15 USD


American


18/01/2019




Common


Put Option


Written


6000


13 USD


American


18/01/2019




Common


Put Option


Written


9000


10 USD


American


18/01/2019





































































3.         AGREEMENTS TO PURCHASE OR SELL ETC.









































































Full details should be given so that the nature of the interest or position can be fully understood:











































































It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 








































 




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