REG - Citadel Group Barrick Gold Corp - Form 8.3 - Barrick Gold Corporation
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Citadel Group
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates:
Use a separate form for each offeror/offeree
BARRICK GOLD CORPORATION
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest
practicable date prior to the disclosure
08 November, 2018
(f) In addition to the company in 1(c) above, is the
discloser making disclosures in respect of any other
party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
RANDGOLD RESOURCES LTD
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Common Stock ISIN CA0679011084
Interests
Short Positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
11,012,337
0.94
2,667,199
0.23
(2) Cash-settled derivatives:
0
0.00
0
0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00
46,900
0.00
TOTAL:
11,012,337
0.94
2,714,099
0.23
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
ISIN CA0679011084
Purchase/sale
Number of securities
Price per unit
Common Stock
Purchase
420
11.36 EUR
Common Stock
Purchase
232
11.46 EUR
Common Stock
Purchase
983
11.48 EUR
Common Stock
Purchase
400
13.07 USD
Common Stock
Purchase
300
13.071667 USD
Common Stock
Purchase
321
13.077477 USD
Common Stock
Purchase
79
13.077595 USD
Common Stock
Purchase
1,200
13.08 USD
Common Stock
Purchase
414
13.080447 USD
Common Stock
Purchase
1,686
13.080483 USD
Common Stock
Purchase
453
13.082086 USD
Common Stock
Purchase
1,847
13.082195 USD
Common Stock
Purchase
1,043
13.086136 USD
Common Stock
Purchase
257
13.086226 USD
Common Stock
Purchase
275
13.091345 USD
Common Stock
Purchase
1,125
13.091449 USD
Common Stock
Purchase
200
13.105 USD
Common Stock
Purchase
1,364
13.105576 USD
Common Stock
Purchase
336
13.10564 USD
Common Stock
Purchase
2,271
13.110914 USD
Common Stock
Purchase
1,790
13.115307 USD
Common Stock
Purchase
2,610
13.116513 USD
Common Stock
Purchase
300
13.123333 USD
Common Stock
Purchase
100
13.125 USD
Common Stock
Purchase
100
13.14 USD
Common Stock
Purchase
571
13.144799 USD
Common Stock
Purchase
2,329
13.144835 USD
Common Stock
Purchase
100
13.16 USD
Common Stock
Purchase
100
13.17 USD
Common Stock
Purchase
100
17.21 CAD
Common Stock
Purchase
100
17.22 CAD
Common Stock
Purchase
23,100
17.226017316 CAD
Common Stock
Purchase
18,600
17.2275268817 CAD
Common Stock
Purchase
2,200
17.2277272727 CAD
Common Stock
Purchase
900
17.24 CAD
Common Stock
Sale
-1,523
11.34 EUR
Common Stock
Sale
-452
11.36 EUR
Common Stock
Sale
-850
11.38 EUR
Common Stock
Sale
-218
11.42 EUR
Common Stock
Sale
-280
11.44 EUR
Common Stock
Sale
-400
13.01 USD
Common Stock
Sale
-21,600
13.024444 USD
Common Stock
Sale
-200
13.025 USD
Common Stock
Sale
-200
13.035 USD
Common Stock
Sale
-300
13.05 USD
Common Stock
Sale
-1,140
13.073798 USD
Common Stock
Sale
-2,770
13.093468 USD
Common Stock
Sale
-700
13.094286 USD
Common Stock
Sale
-5,061
13.095043 USD
Common Stock
Sale
-200
13.1 USD
Common Stock
Sale
-11,100
13.112883 USD
Common Stock
Sale
-4,100
13.120549 USD
Common Stock
Sale
-1,000
13.121 USD
Common Stock
Sale
-14,793
13.12272 USD
Common Stock
Sale
-29,201
13.12273 USD
Common Stock
Sale
-60,207
13.122736 USD
Common Stock
Sale
-7,174
13.122749 USD
Common Stock
Sale
-71
13.123662 USD
Common Stock
Sale
-11,700
13.123675 USD
Common Stock
Sale
-200
13.125 USD
Common Stock
Sale
-9,218
13.126467 USD
Common Stock
Sale
-5,400
13.126481 USD
Common Stock
Sale
-17
13.127059 USD
Common Stock
Sale
-17,782
13.127713 USD
Common Stock
Sale
-1,900
13.130263 USD
Common Stock
Sale
-291,857
13.135757 USD
Common Stock
Sale
-3,239
13.138538 USD
Common Stock
Sale
-3,636
13.141375 USD
Common Stock
Sale
-11,836
13.151854 USD
Common Stock
Sale
-20
13.16 USD
Common Stock
Sale
-32
13.17375 USD
Common Stock
Sale
-120
13.175417 USD
Common Stock
Sale
-1,025
13.184024 USD
Common Stock
Sale
-100
13.19 USD
Common Stock
Sale
-6,164
13.194208 USD
Common Stock
Sale
-90
13.194444 USD
Common Stock
Sale
-100
13.23 USD
Common Stock
Sale
-616
13.244643 USD
Common Stock
Sale
-561
13.275 USD
Common Stock
Sale
-1,100
17.0954545455 CAD
Common Stock
Sale
-3,200
17.1246875 CAD
Common Stock
Sale
-53,200
17.1265413534 CAD
Common Stock
Sale
-100
17.25 CAD
(b) Cash-settled derivative transactions
Class of relevant security
ISIN
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
09 November, 2018
Contact name:
Jamison Van Doesburg
Telephone number*:
020 7645 9700
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure:
Citadel Group
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
BARRICK GOLD CORPORATION
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security
ISIN
CA0679011084
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Common
Put Option
Written
5000
14 USD
American
16/11/2018
Common
Put Option
Written
36400
13 USD
American
16/11/2018
Common
Put Option
Written
5000
12 USD
American
16/11/2018
Common
Put Option
Written
5000
12 USD
American
18/04/2019
Common
Put Option
Written
5000
13 USD
American
18/04/2019
Common
Put Option
Written
11000
12 USD
American
18/01/2019
Common
Put Option
Written
22000
14 USD
American
18/01/2019
Common
Put Option
Written
12000
11 USD
American
18/01/2019
Common
Put Option
Purchased
-163300
15 USD
American
18/01/2019
Common
Put Option
Written
6000
13 USD
American
18/01/2019
Common
Put Option
Written
9000
10 USD
American
18/01/2019
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDRETEAFFNELFPFFF
Recent news on Barrick Mining
See all newsREG - Stock Exch Notice - Admission to ISM - 06/02/2024
AnnouncementRCS - Draslovka a.s. - Draslovka forms Advisory Board
AnnouncementRCS - Draslovka a.s. - Draslovka and Barrick Gold agreement
AnnouncementREG - Scot.Inv.Trust PLC - Half-year Report
AnnouncementREG - Investment Co PLC - Net Asset Value(s)
Announcement