REG - Citadel Group Barrick Gold Corp - Form 8.3 - Barrick Gold Corporation
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Citadel Group
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates:
Use a separate form for each offeror/offeree
BARRICK GOLD CORPORATION
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest
practicable date prior to the disclosure
16 November, 2018
(f) In addition to the company in 1(c) above, is the
discloser making disclosures in respect of any other
party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
RANDGOLD RESOURCES LTD
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Common Stock ISIN CA0679011084
Interests
Short Positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
11,297,240
0.97
3,327,621
0.28
(2) Cash-settled derivatives:
0
0.00
0
0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00
112,200
0.01
TOTAL:
11,297,240
0.97
3,439,821
0.29
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
ISIN CA0679011084
Purchase/sale
Number of securities
Price per unit
Common Stock
Purchase
100
13.03 USD
Common Stock
Purchase
100
13.045 USD
Common Stock
Purchase
190,495
13.048009 USD
Common Stock
Purchase
2,697
13.05 USD
Common Stock
Purchase
200
13.0525 USD
Common Stock
Purchase
3,800
13.058289 USD
Common Stock
Purchase
100
13.06 USD
Common Stock
Purchase
2,300
13.061957 USD
Common Stock
Purchase
7,100
13.067535 USD
Common Stock
Purchase
100
13.07 USD
Common Stock
Purchase
2,400
13.073333 USD
Common Stock
Purchase
3,700
13.073649 USD
Common Stock
Purchase
4,800
13.074896 USD
Common Stock
Purchase
4,708
13.077661 USD
Common Stock
Purchase
15,100
13.086424 USD
Common Stock
Purchase
6,907
13.089859 USD
Common Stock
Purchase
22,890
13.093079 USD
Common Stock
Purchase
1,200
13.104167 USD
Common Stock
Purchase
3,950
13.109177 USD
Common Stock
Purchase
105,753
13.110839 USD
Common Stock
Purchase
100
13.13 USD
Common Stock
Purchase
4,939
13.130933 USD
Common Stock
Purchase
400
13.14375 USD
Common Stock
Purchase
200
13.15 USD
Common Stock
Purchase
300
13.155 USD
Common Stock
Purchase
1,300
17.2 CAD
Common Stock
Purchase
7,800
17.2194871795 CAD
Common Stock
Purchase
16,400
17.25125 CAD
Common Stock
Sale
-19
11.52 EUR
Common Stock
Sale
-20
13.04 USD
Common Stock
Sale
-180
13.041111 USD
Common Stock
Sale
-600
13.043 USD
Common Stock
Sale
-100
13.05 USD
Common Stock
Sale
-300
13.06 USD
Common Stock
Sale
-5
13.065 USD
Common Stock
Sale
-4,245
13.104923 USD
Common Stock
Sale
-100
13.115 USD
Common Stock
Sale
-8,594
13.124255 USD
Common Stock
Sale
-2,185
13.125256 USD
Common Stock
Sale
-100
13.135 USD
Common Stock
Sale
-1,235
13.14 USD
Common Stock
Sale
-820
13.141707 USD
Common Stock
Sale
-1,711
13.143402 USD
Common Stock
Sale
-100
13.15 USD
Common Stock
Sale
-1,129
13.152294 USD
Common Stock
Sale
-4,364
13.152596 USD
Common Stock
Sale
-399
13.156955 USD
Common Stock
Sale
-101
13.157178 USD
Common Stock
Sale
-33,519
13.158282 USD
Common Stock
Sale
-135,481
13.158387 USD
Common Stock
Sale
-11,758
13.164215 USD
Common Stock
Sale
-47,619
13.164262 USD
Common Stock
Sale
-3,129
13.173589 USD
Common Stock
Sale
-771
13.173593 USD
Common Stock
Sale
-6,260
13.174035 USD
Common Stock
Sale
-1,190
13.189529 USD
Common Stock
Sale
-1,968
13.189572 USD
Common Stock
Sale
-200
13.1915 USD
Common Stock
Sale
-7,632
13.191814 USD
Common Stock
Sale
-17,361
13.200171 USD
Common Stock
Sale
-1,362
13.203297 USD
Common Stock
Sale
-5,538
13.203433 USD
Common Stock
Sale
-4,119
13.205257 USD
Common Stock
Sale
-1,846
13.208694 USD
Common Stock
Sale
-454
13.2087 USD
Common Stock
Sale
-4,177
13.214504 USD
Common Stock
Sale
-1,023
13.214582 USD
Common Stock
Sale
-100
13.215 USD
Common Stock
Sale
-1,083
13.236805 USD
Common Stock
Sale
-4,417
13.236935 USD
Common Stock
Sale
-2,200
13.24 USD
Common Stock
Sale
-100
13.255 USD
Common Stock
Sale
-800
17.19 CAD
Common Stock
Sale
-300
17.21 CAD
Common Stock
Sale
-1,300
17.2323076923 CAD
(b) Cash-settled derivative transactions
Class of relevant security
ISIN
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
19 November, 2018
Contact name:
Jamison Van Doesburg
Telephone number*:
020 7645 9700
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure:
Citadel Group
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
BARRICK GOLD CORPORATION
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security
ISIN
CA0679011084
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Common
Call Option
Written
-24900
13 USD
American
21/12/2018
Common
Put Option
Written
6000
12 USD
American
21/12/2018
Common
Put Option
Written
5000
12 USD
American
18/04/2019
Common
Put Option
Written
5000
13 USD
American
18/04/2019
Common
Put Option
Written
11000
12 USD
American
18/01/2019
Common
Put Option
Written
22000
14 USD
American
18/01/2019
Common
Put Option
Written
12000
11 USD
American
18/01/2019
Common
Put Option
Purchased
-163300
15 USD
American
18/01/2019
Common
Put Option
Written
6000
13 USD
American
18/01/2019
Common
Put Option
Written
9000
10 USD
American
18/01/2019
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDRETGGGGGGUPRGRB
Recent news on Barrick Mining
See all newsREG - Stock Exch Notice - Admission to ISM - 06/02/2024
AnnouncementRCS - Draslovka a.s. - Draslovka forms Advisory Board
AnnouncementRCS - Draslovka a.s. - Draslovka and Barrick Gold agreement
AnnouncementREG - Scot.Inv.Trust PLC - Half-year Report
AnnouncementREG - Investment Co PLC - Net Asset Value(s)
Announcement