REG - Citadel Group Barrick Gold Corp - Form 8.3 - Barrick Gold Corporation

Barrick MiningAnnouncement

07/12/2018 15:00

RNS Number : 8490J
Citadel Group
07 December 2018
 






















































































 
 
FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION

































































































(a) Full name of discloser:


Citadel Group




(b) Owner or controller of interests and short positions        
     disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is
     insufficient.  For a trust, the trustee(s), settlor and
     beneficiaries must be named.








(c) Name of offeror/offeree in relation to whose relevant
     securities this form relates:
     Use a separate form for each offeror/offeree


BARRICK GOLD CORPORATION




(d) If an exempt fund manager connected with an
     offeror/offeree, state this and specify identity of
     offeror/offeree:








(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest
practicable date prior to the disclosure


06 December, 2018




(f)  In addition to the company in 1(c) above, is the
     discloser making disclosures in respect of any other
     party to the offer?
If it is a cash offer or possible cash offer, state "N/A"


RANDGOLD RESOURCES LTD

































































































2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

























































































Class of relevant security:


Common Stock  ISIN  CA0679011084








Interests


Short Positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


9,430,510


0.81


3,707,192


0.32




(2) Cash-settled derivatives:


0


0.00


0


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


0


0.00


115,800


0.01




    TOTAL:


9,430,510


0.81


3,822,992


0.33


























































































































All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)





























































































Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:

































































































3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales





































































































Class of relevant security
ISIN  CA0679011084


Purchase/sale


Number of securities


Price per unit




Common Stock


Purchase


1,038


11.48  EUR




Common Stock


Purchase


1,842


11.5  EUR




Common Stock


Purchase


1,300


11.52  EUR




Common Stock


Purchase


1,850


11.54  EUR




Common Stock


Purchase


390


11.78  EUR




Common Stock


Purchase


1,500


13.212  USD




Common Stock


Purchase


19


13.235526  USD




Common Stock


Purchase


2,300


13.256522  USD




Common Stock


Purchase


7


13.265  USD




Common Stock


Purchase


1,244


13.27045  USD




Common Stock


Purchase


1,213


13.278244  USD




Common Stock


Purchase


4,930


13.278262  USD




Common Stock


Purchase


700


13.281429  USD




Common Stock


Purchase


967


13.286722  USD




Common Stock


Purchase


3,933


13.286865  USD




Common Stock


Purchase


1,285


13.287482  USD




Common Stock


Purchase


315


13.287571  USD




Common Stock


Purchase


500


13.288  USD




Common Stock


Purchase


1,025


13.294049  USD




Common Stock


Purchase


4,175


13.294275  USD




Common Stock


Purchase


321


13.299907  USD




Common Stock


Purchase


79


13.30038  USD




Common Stock


Purchase


3,773


13.300419  USD




Common Stock


Purchase


927


13.300453  USD




Common Stock


Purchase


41,020


13.30127  USD




Common Stock


Purchase


166,952


13.301271  USD




Common Stock


Purchase


4,023


13.303664  USD




Common Stock


Purchase


16,377


13.303863  USD




Common Stock


Purchase


82,917


13.305308  USD




Common Stock


Purchase


20,375


13.305317  USD




Common Stock


Purchase


2,000


13.31  USD




Common Stock


Purchase


17,064


13.315506  USD




Common Stock


Purchase


100


13.32  USD




Common Stock


Purchase


10,434


13.323407  USD




Common Stock


Purchase


2,566


13.32349  USD




Common Stock


Purchase


355


13.324915  USD




Common Stock


Purchase


1,445


13.325021  USD




Common Stock


Purchase


491


13.328523  USD




Common Stock


Purchase


2,009


13.328619  USD




Common Stock


Purchase


28,770


13.336749  USD




Common Stock


Purchase


7,065


13.336824  USD




Common Stock


Purchase


4,538


13.338499  USD




Common Stock


Purchase


18,462


13.338554  USD




Common Stock


Purchase


1,441


13.34  USD




Common Stock


Purchase


12,629


13.341976  USD




Common Stock


Purchase


3,097


13.342041  USD




Common Stock


Purchase


300


13.345  USD




Common Stock


Purchase


375,827


13.345097  USD




Common Stock


Purchase


481


13.36158  USD




Common Stock


Purchase


119


13.362017  USD




Common Stock


Purchase


1,604


13.387481  USD




Common Stock


Purchase


396


13.387576  USD




Common Stock


Purchase


4,892


13.394415  USD




Common Stock


Purchase


700


13.395  USD




Common Stock


Purchase


1,285


13.395549  USD




Common Stock


Purchase


315


13.395937  USD




Common Stock


Purchase


59,371


13.418838  USD




Common Stock


Purchase


14,589


13.418839  USD




Common Stock


Purchase


300


13.42  USD




Common Stock


Purchase


100


13.43  USD




Common Stock


Purchase


1,100


13.449091  USD




Common Stock


Purchase


2,400


17.6975  CAD




Common Stock


Purchase


35,100


17.820997151  CAD




Common Stock


Purchase


2,900


17.8310344828  CAD




Common Stock


Purchase


25,700


17.8555447471  CAD




Common Stock


Purchase


2,200


17.913759  CAD




Common Stock


Sale


-527


11.52  EUR




Common Stock


Sale


-398


11.53  EUR




Common Stock


Sale


-2,151


11.54  EUR




Common Stock


Sale


-1,050


11.56  EUR




Common Stock


Sale


-22


11.66  EUR




Common Stock


Sale


-94


11.68  EUR




Common Stock


Sale


-1,100


13.193636  USD




Common Stock


Sale


-217


13.226843  USD




Common Stock


Sale


-923


13.288489  USD




Common Stock


Sale


-16,685


13.291028  USD




Common Stock


Sale


-1,523


13.291339  USD




Common Stock


Sale


-1,800


13.293333  USD




Common Stock


Sale


-667


13.324625  USD




Common Stock


Sale


-100


13.355  USD




Common Stock


Sale


-1,600


17.73375  CAD




Common Stock


Sale


-10,400


17.7752884615  CAD




Common Stock


Sale


-100


17.79  CAD




Common Stock


Sale


-2,000


17.8365  CAD




Common Stock


Sale


-9,600


17.8380208333  CAD




Common Stock


Sale


-200


17.87  CAD




Common Stock


Sale


-14,500


17.8913793103  CAD




Common Stock


Sale


-1,500


17.91  CAD











































































































(b)        Cash-settled derivative transactions

























































































Class of relevant security
 
ISIN 


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit



























































































































(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying





































































































Class of relevant security
 


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit











































































































(ii)        Exercise





























































































Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit















































































































(d)        Other dealings (including subscribing for new securities)

























































































Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)











































































































4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements





















































































Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None





















































































(b)        Agreements, arrangements or understandings relating to options or derivatives





















































































Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None

















































































(c)        Attachments

















































































Is a Supplemental Form 8 (Open Positions) attached?


YES





















































































 Date of disclosure:


07 December, 2018




 Contact name:


Jamison Van Doesburg




 Telephone number*:


020 7645 9700





















































































Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.












































































 






























































SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")

























































1.         KEY INFORMATION









































































Full name of person making disclosure:


Citadel Group




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


BARRICK GOLD CORPORATION





































































2.       STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

































































Class of relevant security
ISIN

CA0679011084





Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date




Common


Call Option


Written


-28500


13 USD


American


21/12/2018




Common


Put Option


Written


6000


12 USD


American


21/12/2018




Common


Put Option


Written


5000


12 USD


American


18/04/2019




Common


Put Option


Written


5000


13 USD


American


18/04/2019




Common


Put Option


Written


11000


12 USD


American


18/01/2019




Common


Put Option


Written


22000


14 USD


American


18/01/2019




Common


Put Option


Written


12000


11 USD


American


18/01/2019




Common


Put Option


Purchased


-163300


15 USD


American


18/01/2019




Common


Put Option


Written


6000


13 USD


American


18/01/2019




Common


Put Option


Written


9000


10 USD


American


18/01/2019





































































3.         AGREEMENTS TO PURCHASE OR SELL ETC.









































































Full details should be given so that the nature of the interest or position can be fully understood:











































































It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 








































 




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