REG - Citadel Group Barrick Gold Corp Randgold Resources - Form 8.3 - Randgold Resources Ltd
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Citadel Group
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates:
Use a separate form for each offeror/offeree
RANDGOLD RESOURCES LTD
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest
practicable date prior to the disclosure
12 December, 2018
(f) In addition to the company in 1(c) above, is the
discloser making disclosures in respect of any other
party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
BARRICK GOLD CORPORATION
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Common Stock ISIN GB00B01C3S32
Interests
Short Positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
183
0.00
2,187
0.00
(2) Cash-settled derivatives:
7,677
0.01
18,612
0.02
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
29,000
0.03
10,000
0.01
TOTAL:
36,860
0.04
30,799
0.03
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
ISIN GB00B01C3S32
Purchase/sale
Number of securities
Price per unit
Common Stock
Purchase
155
67.8 GBP
Common Stock
Purchase
1
67.84 GBP
Common Stock
Purchase
202
67.86 GBP
Common Stock
Purchase
491
67.88 GBP
Common Stock
Purchase
481
67.9 GBP
Common Stock
Purchase
430
67.92 GBP
Common Stock
Purchase
582
67.94 GBP
Common Stock
Purchase
205
67.96 GBP
Common Stock
Purchase
497
67.98 GBP
Common Stock
Purchase
113
68 GBP
Common Stock
Purchase
391
68.02 GBP
Common Stock
Purchase
533
68.04 GBP
Common Stock
Purchase
199
68.08 GBP
Common Stock
Purchase
140
68.1 GBP
Common Stock
Purchase
124
68.12 GBP
Common Stock
Purchase
63
68.14 GBP
Common Stock
Purchase
100
68.16 GBP
Common Stock
Purchase
260
68.18 GBP
Common Stock
Purchase
409
68.2 GBP
Common Stock
Purchase
35
68.22 GBP
Common Stock
Purchase
457
68.24 GBP
Common Stock
Purchase
424
68.26 GBP
Common Stock
Purchase
164
68.28 GBP
Common Stock
Purchase
360
68.288 GBP
Common Stock
Purchase
39
68.3 GBP
Common Stock
Purchase
117
68.32 GBP
Common Stock
Purchase
670
68.34 GBP
Common Stock
Purchase
181
68.344 GBP
Common Stock
Purchase
176
68.36 GBP
Common Stock
Purchase
841
68.38 GBP
Common Stock
Purchase
396
68.4 GBP
Common Stock
Purchase
192
68.42 GBP
Common Stock
Purchase
655
68.44 GBP
Common Stock
Purchase
177
68.448 GBP
Common Stock
Purchase
267
68.46 GBP
Common Stock
Purchase
664
68.48 GBP
Common Stock
Purchase
138
68.5 GBP
Common Stock
Purchase
177
68.508 GBP
Common Stock
Purchase
204
68.52 GBP
Common Stock
Purchase
165
68.54 GBP
Common Stock
Purchase
338
68.56 GBP
Common Stock
Purchase
286
68.58 GBP
Common Stock
Purchase
570
68.6 GBP
Common Stock
Purchase
412
68.62 GBP
Common Stock
Purchase
254
68.64 GBP
Common Stock
Purchase
227
68.66 GBP
Common Stock
Purchase
584
68.68 GBP
Common Stock
Purchase
509
68.7 GBP
Common Stock
Purchase
242
68.72 GBP
Common Stock
Purchase
673
68.74 GBP
Common Stock
Purchase
46
68.76 GBP
Common Stock
Purchase
102
68.78 GBP
Common Stock
Purchase
316
68.8 GBP
Common Stock
Purchase
620
68.82 GBP
Common Stock
Purchase
431
68.84 GBP
Common Stock
Purchase
461
68.88 GBP
Common Stock
Purchase
5,553
68.9 GBP
Common Stock
Purchase
516
68.92 GBP
Common Stock
Purchase
946
68.94 GBP
Common Stock
Purchase
793
68.96 GBP
Common Stock
Purchase
186
68.964 GBP
Common Stock
Purchase
860
68.98 GBP
Common Stock
Purchase
1,123
69 GBP
Common Stock
Purchase
1,091
69.02 GBP
Common Stock
Purchase
377
69.04 GBP
Common Stock
Purchase
646
69.06 GBP
Common Stock
Purchase
362
69.08 GBP
Common Stock
Purchase
200
69.1 GBP
Common Stock
Purchase
427
69.12 GBP
Common Stock
Purchase
162
69.14 GBP
Common Stock
Purchase
572
69.16 GBP
Common Stock
Purchase
56
69.18 GBP
Common Stock
Purchase
62
69.2 GBP
Common Stock
Purchase
586
69.22 GBP
Common Stock
Purchase
598
69.24 GBP
Common Stock
Purchase
573
69.26 GBP
Common Stock
Purchase
156
69.28 GBP
Common Stock
Purchase
41
69.3 GBP
Common Stock
Purchase
51
69.32 GBP
Common Stock
Purchase
79
69.42 GBP
Common Stock
Purchase
54
69.5 GBP
Common Stock
Purchase
300
69.52 GBP
Common Stock
Purchase
340
69.54 GBP
Common Stock
Purchase
84
69.58 GBP
Common Stock
Purchase
31
69.64 GBP
Common Stock
Purchase
361
69.66 GBP
Common Stock
Purchase
425
69.68 GBP
Common Stock
Purchase
433
69.7 GBP
Common Stock
Purchase
21
69.72 GBP
Common Stock
Purchase
268
69.74 GBP
Common Stock
Purchase
126
69.76 GBP
Common Stock
Purchase
13
69.8 GBP
Common Stock
Purchase
593
69.82 GBP
Common Stock
Sale
-334
67.8 GBP
Common Stock
Sale
-2
67.82 GBP
Common Stock
Sale
-95
67.84 GBP
Common Stock
Sale
-393
67.86 GBP
Common Stock
Sale
-804
67.88 GBP
Common Stock
Sale
-173
67.9 GBP
Common Stock
Sale
-1,555
67.92 GBP
Common Stock
Sale
-166
67.94 GBP
Common Stock
Sale
-209
67.96 GBP
Common Stock
Sale
-83
67.98 GBP
Common Stock
Sale
-286
68 GBP
Common Stock
Sale
-381
68.02 GBP
Common Stock
Sale
-64
68.03 GBP
Common Stock
Sale
-181
68.04 GBP
Common Stock
Sale
-398
68.06 GBP
Common Stock
Sale
-50
68.08 GBP
Common Stock
Sale
-13
68.1 GBP
Common Stock
Sale
-80
68.12 GBP
Common Stock
Sale
-291
68.14 GBP
Common Stock
Sale
-440
68.16 GBP
Common Stock
Sale
-197
68.18 GBP
Common Stock
Sale
-154
68.2 GBP
Common Stock
Sale
-187
68.22 GBP
Common Stock
Sale
-335
68.24 GBP
Common Stock
Sale
-752
68.26 GBP
Common Stock
Sale
-471
68.28 GBP
Common Stock
Sale
-613
68.3 GBP
Common Stock
Sale
-986
68.32 GBP
Common Stock
Sale
-621
68.34 GBP
Common Stock
Sale
-1,312
68.36 GBP
Common Stock
Sale
-679
68.38 GBP
Common Stock
Sale
-35
68.39 GBP
Common Stock
Sale
-341
68.4 GBP
Common Stock
Sale
-39
68.42 GBP
Common Stock
Sale
-626
68.44 GBP
Common Stock
Sale
-166
68.46 GBP
Common Stock
Sale
-385
68.48 GBP
Common Stock
Sale
-499
68.5 GBP
Common Stock
Sale
-460
68.52 GBP
Common Stock
Sale
-268
68.54 GBP
Common Stock
Sale
-89
68.56 GBP
Common Stock
Sale
-72
68.6 GBP
Common Stock
Sale
-427
68.62 GBP
Common Stock
Sale
-494
68.64 GBP
Common Stock
Sale
-713
68.66 GBP
Common Stock
Sale
-374
68.68 GBP
Common Stock
Sale
-280
68.7 GBP
Common Stock
Sale
-215
68.705 GBP
Common Stock
Sale
-525
68.72 GBP
Common Stock
Sale
-355
68.74 GBP
Common Stock
Sale
-719
68.76 GBP
Common Stock
Sale
-415
68.78 GBP
Common Stock
Sale
-575
68.8 GBP
Common Stock
Sale
-362
68.82 GBP
Common Stock
Sale
-201
68.84 GBP
Common Stock
Sale
-245
68.86 GBP
Common Stock
Sale
-688
68.88 GBP
Common Stock
Sale
-772
68.9 GBP
Common Stock
Sale
-358
68.92 GBP
Common Stock
Sale
-1,020
68.94 GBP
Common Stock
Sale
-637
68.96 GBP
Common Stock
Sale
-773
68.98 GBP
Common Stock
Sale
-191
69 GBP
Common Stock
Sale
-1,798
69.02 GBP
Common Stock
Sale
-1,119
69.04 GBP
Common Stock
Sale
-1,684
69.06 GBP
Common Stock
Sale
-325
69.08 GBP
Common Stock
Sale
-752
69.1 GBP
Common Stock
Sale
-138
69.12 GBP
Common Stock
Sale
-295
69.14 GBP
Common Stock
Sale
-214
69.16 GBP
Common Stock
Sale
-37
69.18 GBP
Common Stock
Sale
-46
69.2 GBP
Common Stock
Sale
-566
69.22 GBP
Common Stock
Sale
-208
69.24 GBP
Common Stock
Sale
-518
69.26 GBP
Common Stock
Sale
-175
69.28 GBP
Common Stock
Sale
-249
69.3 GBP
Common Stock
Sale
-70
69.32 GBP
Common Stock
Sale
-50
69.34 GBP
Common Stock
Sale
-416
69.42 GBP
Common Stock
Sale
-168
69.44 GBP
Common Stock
Sale
-100
69.5 GBP
Common Stock
Sale
-158
69.52 GBP
Common Stock
Sale
-578
69.58 GBP
Common Stock
Sale
-70
69.68 GBP
Common Stock
Sale
-50
69.72 GBP
Common Stock
Sale
-217
69.74 GBP
(b) Cash-settled derivative transactions
Class of relevant security
ISIN GB00B01C3S32
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Common Stock
CFD
Increasing short position
-225
68.809867 GBP
Common Stock
CFD
Reducing short position
1,292
68.61774 GBP
Common Stock
CFD
Reducing short position
461
68.9 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
13 December, 2018
Contact name:
Natasha Newbold
Telephone number*:
020 7645 9700
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure:
Citadel Group
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
RANDGOLD RESOURCES LTD
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security
ISIN
GB00B01C3S32
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Common
Call Option
Purchased
2000
50 USD
American
15/03/2019
Common
Call Option
Purchased
1000
54 USD
American
21/06/2019
Common
Put Option
Purchased
-1000
58 USD
American
21/06/2019
Common
Call Option
Purchased
7000
54 USD
American
15/03/2019
Common
Put Option
Purchased
-3000
54 USD
American
18/01/2019
Common
Put Option
Purchased
-1000
54 USD
American
15/03/2019
Common
Put Option
Written
6000
62 USD
American
15/03/2019
Common
Put Option
Written
1000
58 USD
American
15/03/2019
Common
Put Option
Written
3000
58 USD
American
15/02/2019
Common
Put Option
Written
9000
62 USD
American
15/02/2019
Common
Put Option
Written
1000
58 USD
American
21/12/2018
Common
Call Option
Purchased
3000
62 USD
American
21/12/2018
Common
Put Option
Purchased
-1000
66 USD
American
21/12/2018
Common
Call Option
Purchased
3000
70 USD
American
21/12/2018
Common
Put Option
Purchased
-4000
92 USD
American
21/06/2019
Common
Call Option
Purchased
9000
56 USD
American
15/02/2019
Common
Call Option
Written
-9000
56 USD
American
20/09/2019
Common
Put Option
Written
3000
60 USD
American
15/03/2019
Common
Put Option
Purchased
-10000
96 USD
American
21/06/2019
Common
Call Option
Purchased
12000
68 USD
American
21/12/2018
Common
Put Option
Purchased
-2000
96 USD
American
20/09/2019
Common
Put Option
Purchased
-1000
88 USD
American
21/06/2019
Common
Call Option
Purchased
1000
76 USD
American
21/06/2019
Common
Put Option
Written
2000
80 USD
American
15/03/2019
Common
Put Option
Purchased
-3000
60 USD
American
21/12/2018
Common
Put Option
Written
2000
68 USD
American
15/03/2019
Common
Put Option
Purchased
-3000
64 USD
American
21/12/2018
Common
Put Option
Purchased
-11000
60 USD
American
21/06/2019
Common
Put Option
Written
1000
56 USD
American
21/12/2018
Common
Put Option
Written
1000
56 USD
American
15/02/2019
Common
Put Option
Written
1000
48 USD
American
15/03/2019
Common
Put Option
Purchased
-6000
64 USD
American
15/03/2019
Common
Put Option
Purchased
-1000
76 USD
American
15/03/2019
Common
Put Option
Written
9000
76 USD
American
21/06/2019
Common
Put Option
Purchased
-1000
84 USD
American
21/06/2019
Common
Put Option
Purchased
-1000
72 USD
American
21/06/2019
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDRETBDBDDGUBBGIX
Recent news on Barrick Mining
See all newsREG - Stock Exch Notice - Admission to ISM - 06/02/2024
AnnouncementRCS - Draslovka a.s. - Draslovka forms Advisory Board
AnnouncementRCS - Draslovka a.s. - Draslovka and Barrick Gold agreement
AnnouncementREG - Scot.Inv.Trust PLC - Half-year Report
AnnouncementREG - Investment Co PLC - Net Asset Value(s)
Announcement