REG - Citadel Group Randgold Resources Barrick Gold Corp - Form 8.3 - Barrick Gold Corporation
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Citadel Group
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates:
Use a separate form for each offeror/offeree
BARRICK GOLD CORPORATION
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest
practicable date prior to the disclosure
31 December, 2018
(f) In addition to the company in 1(c) above, is the
discloser making disclosures in respect of any other
party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
RANDGOLD RESOURCES LTD
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Common Stock ISIN CA0679011084
Interests
Short Positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
11,625,448
1.00
26,961
0.00
(2) Cash-settled derivatives:
68,735
0.01
0
0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
103,800
0.01
178,900
0.02
TOTAL:
11,797,983
1.02
205,861
0.02
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
ISIN CA0679011084
Purchase/sale
Number of securities
Price per unit
Common Stock
Purchase
8,110
12.770018 USD
Common Stock
Purchase
1
12.79 USD
Common Stock
Purchase
100
12.795 USD
Common Stock
Purchase
22,676
12.802128 USD
Common Stock
Purchase
145
12.815 USD
Common Stock
Purchase
1,600
12.82375 USD
Common Stock
Purchase
1,300
12.838462 USD
Common Stock
Purchase
5,100
12.838627 USD
Common Stock
Purchase
3,400
12.843235 USD
Common Stock
Purchase
5,600
12.848571 USD
Common Stock
Purchase
103,110
12.849965 USD
Common Stock
Purchase
5,300
12.85566 USD
Common Stock
Purchase
277
12.856426 USD
Common Stock
Purchase
1,128
12.856445 USD
Common Stock
Purchase
2,326
12.856518 USD
Common Stock
Purchase
571
12.856708 USD
Common Stock
Purchase
6,800
12.859853 USD
Common Stock
Purchase
3
12.863333 USD
Common Stock
Purchase
6,900
12.864565 USD
Common Stock
Purchase
300
12.865 USD
Common Stock
Purchase
16,050
12.872757 USD
Common Stock
Purchase
7,200
12.874792 USD
Common Stock
Purchase
13
12.882308 USD
Common Stock
Purchase
1,126
12.885697 USD
Common Stock
Purchase
9,451
12.885773 USD
Common Stock
Purchase
4,584
12.885784 USD
Common Stock
Purchase
2,323
12.885786 USD
Common Stock
Purchase
990
12.89 USD
Common Stock
Purchase
3
12.893333 USD
Common Stock
Purchase
400
13.15 USD
Common Stock
Purchase
49
13.1971 USD
Common Stock
Purchase
275,214
13.1981 USD
Common Stock
Purchase
203
13.1985 USD
Common Stock
Purchase
648
13.220023 USD
Common Stock
Purchase
626
13.312971 USD
Common Stock
Purchase
2,400
13.3175 USD
Common Stock
Purchase
4,923
13.344819 USD
Common Stock
Purchase
19
13.376579 USD
Common Stock
Purchase
448
13.411456 USD
Common Stock
Purchase
1,433
13.451779 USD
Common Stock
Purchase
1,700
17.552629 CAD
Common Stock
Purchase
15,700
17.5939490446 CAD
Common Stock
Purchase
1,100
17.6072727273 CAD
Common Stock
Purchase
4,900
17.6820408163 CAD
Common Stock
Purchase
9,900
17.835556 CAD
Common Stock
Sale
-1,600
12.788438 USD
Common Stock
Sale
-100
12.975 USD
Common Stock
Sale
-3,604
12.993613 USD
Common Stock
Sale
-1,200
13.046667 USD
Common Stock
Sale
-1,000
13.0565 USD
Common Stock
Sale
-2,100
13.201905 USD
Common Stock
Sale
-900
13.316111 USD
Common Stock
Sale
-5,600
13.325714 USD
Common Stock
Sale
-23,297
13.326667 USD
Common Stock
Sale
-4,267
13.330016 USD
Common Stock
Sale
-100
13.38 USD
Common Stock
Sale
-1
13.385 USD
Common Stock
Sale
-100
13.4 USD
Common Stock
Sale
-2,078
13.425587 USD
Common Stock
Sale
-300
13.495 USD
Common Stock
Sale
-1,900
13.505526 USD
Common Stock
Sale
-6,384
13.511751 USD
Common Stock
Sale
-550
13.515909 USD
Common Stock
Sale
-9,400
17.649893617 CAD
Common Stock
Sale
-5,900
17.7233898305 CAD
Common Stock
Sale
-38,700
17.9290439276 CAD
Common Stock
Sale
-13,100
17.9495038168 CAD
Common Stock
Sale
-200
18.085 CAD
Common Stock
Sale
-5,000
18.14446 CAD
(b) Cash-settled derivative transactions
Class of relevant security
ISIN CA0679011084
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Common Stock
CFD
Reducing long position
-30,140
13.2589311062 USD
Common Stock
CFD
Reducing long position
-3,715
13.2589311062 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
02 January, 2019
Contact name:
Natasha Newbold
Telephone number*:
020 7645 9700
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure:
Citadel Group
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
BARRICK GOLD CORPORATION
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security
ISIN
CA0679011084
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Common
Put Option
Written
5000
12 USD
American
18/04/2019
Common
Put Option
Written
5000
13 USD
American
18/04/2019
Common
Put Option
Written
11000
12 USD
American
18/01/2019
Common
Put Option
Written
28000
14 USD
American
18/01/2019
Common
Call Option
Written
-15600
14 USD
American
18/01/2019
Common
Put Option
Written
12000
11 USD
American
18/01/2019
Common
Put Option
Purchased
-163300
15 USD
American
18/01/2019
Common
Put Option
Written
33800
13 USD
American
18/01/2019
Common
Put Option
Written
9000
10 USD
American
18/01/2019
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDRETUGURWGUPBGWP
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