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REG-Millennium Partners, L.P. Form 8.3 - Barrick Gold Corporation

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Form 8.3 - Barrick Gold Corporation

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

  Barrick Gold Corporation
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

  28th December 2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

Yes, Randgold Resources Limited

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   Ordinary (CA0679011084)

 

  Interests   Short positions
  Number   %   Number   %
(1) Relevant securities owned and/or controlled:   3,294,949   0.282%   10,034,339   0.859%
(2) Cash-settled derivatives:   77,346   0.007%   12,064,316   1.033%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:                

TOTAL:

  3,372,295   0.289%   22,098,655   1.893%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit (USD)
CA0679011084   Sale   100   13.08
CA0679011084   Sale   400   13.09
CA0679011084   Sale   200   13.10
CA0679011084   Sale   100   13.11
CA0679011084   Sale   2,974   13.12
CA0679011084   Sale   3,200   13.14
CA0679011084   Sale   3,600   13.15
CA0679011084   Sale   7,000   13.16
CA0679011084   Sale   4,500   13.17
CA0679011084   Sale   5,100   13.18
CA0679011084   Sale   800   13.19
CA0679011084   Sale   5,800   13.20
CA0679011084   Sale   1,403   13.21
CA0679011084   Sale   2,197   13.22
CA0679011084   Sale   7,300   13.23
CA0679011084   Sale   7,763   13.24
CA0679011084   Sale   1,800   13.25
CA0679011084   Sale   1,800   13.26
CA0679011084   Sale   100   13.27
CA0679011084   Sale   2,552   13.28
CA0679011084   Sale   3,500   13.29
CA0679011084   Sale   3,100   13.30
CA0679011084   Sale   700   13.31
CA0679011084   Sale   100   13.32
CA0679011084   Sale   1,100   13.33
CA0679011084   Sale   100   13.34
CA0679011084   Sale   600   13.35
CA0679011084   Sale   403   13.37
CA0679011084   Sale   400   13.38
CA0679011084   Sale   302   13.42
CA0679011084   Sale   2,400   13.43
CA0679011084   Sale   5,500   13.44
CA0679011084   Sale   2,106   13.45
CA0679011084   Sale   6,200   13.46
CA0679011084   Sale   1,000   13.47
CA0679011084   Sale   800   13.48
CA0679011084   Sale   200   13.49
CA0679011084   Sale   100   13.50
CA0679011084   Sale   5,800   13.51
CA0679011084   Sale   500   13.52
CA0679011084   Purchase   100   13.09
CA0679011084   Purchase   240   13.11
CA0679011084   Purchase   2,605   13.12
CA0679011084   Purchase   7,003   13.13
CA0679011084   Purchase   4,631   13.14
CA0679011084   Purchase   19,589   13.15
CA0679011084   Purchase   26,265   13.16
CA0679011084   Purchase   5,461   13.17
CA0679011084   Purchase   27,891   13.18
CA0679011084   Purchase   5,545   13.19
CA0679011084   Purchase   1,100   13.20
CA0679011084   Purchase   2,278   13.21
CA0679011084   Purchase   12,375   13.22
CA0679011084   Purchase   30,153   13.23
CA0679011084   Purchase   9,501   13.24
CA0679011084   Purchase   18,492   13.25
CA0679011084   Purchase   3,104   13.26
CA0679011084   Purchase   2,656   13.28
CA0679011084   Purchase   3,399   13.29
CA0679011084   Purchase   300   13.30
CA0679011084   Purchase   100   13.31
CA0679011084   Purchase   920   13.33
CA0679011084   Purchase   186   13.36
CA0679011084   Purchase   58   13.40
CA0679011084   Purchase   199   13.42
CA0679011084   Purchase   325   13.43
CA0679011084   Purchase   1,729   13.44
CA0679011084   Purchase   5,830   13.45
CA0679011084   Purchase   5,375   13.46
CA0679011084   Purchase   1,710   13.47
CA0679011084   Purchase   200   13.48
CA0679011084   Purchase   100   13.49
CA0679011084   Purchase   100   13.50
CA0679011084   Purchase   300   13.51
CA0679011084   Purchase   2,933   13.52
CA0679011084   Purchase   200   13.53
CA0679011084   Purchase   3,085   13.54
CA0679011084   Purchase   1,136   13.55
CA0679011084   Purchase   870   13.56
CA0679011084   Purchase   306   13.58
CA0679011084   Purchase   100   13.59
CA0679011084   Purchase   1,300   13.08
CA0679011084   Purchase   1,000   13.09
CA0679011084   Purchase   500   13.10
CA0679011084   Purchase   400   13.11
CA0679011084   Purchase   10,649   13.12
CA0679011084   Purchase   400   13.13
CA0679011084   Purchase   1,700   13.14
CA0679011084   Purchase   700   13.15
CA0679011084   Purchase   2,400   13.16
CA0679011084   Purchase   3,200   13.17
CA0679011084   Purchase   3,400   13.18
CA0679011084   Purchase   1,300   13.19
CA0679011084   Purchase   1,600   13.20
CA0679011084   Purchase   1,300   13.21
CA0679011084   Purchase   4,500   13.22
CA0679011084   Purchase   2,600   13.23
CA0679011084   Purchase   4,800   13.24
CA0679011084   Purchase   6,800   13.25
CA0679011084   Purchase   4,200   13.26
CA0679011084   Purchase   4,400   13.27
CA0679011084   Purchase   4,800   13.28
CA0679011084   Purchase   1,800   13.29
CA0679011084   Purchase   1,900   13.30
CA0679011084   Purchase   400   13.31
CA0679011084   Purchase   600   13.32
CA0679011084   Purchase   1,800   13.33
CA0679011084   Purchase   1,700   13.34
CA0679011084   Purchase   400   13.35
CA0679011084   Purchase   1,943   13.36
CA0679011084   Purchase   400   13.37
CA0679011084   Purchase   800   13.38
CA0679011084   Purchase   1,257   13.39
CA0679011084   Purchase   300   13.40
CA0679011084   Purchase   1,700   13.41
CA0679011084   Purchase   2,000   13.42
CA0679011084   Purchase   1,400   13.43
CA0679011084   Purchase   2,753   13.44
CA0679011084   Purchase   2,824   13.45
CA0679011084   Purchase   8,023   13.46
CA0679011084   Purchase   4,400   13.47
CA0679011084   Purchase   2,100   13.48
CA0679011084   Purchase   5,900   13.49
CA0679011084   Purchase   2,200   13.50
CA0679011084   Purchase   2,500   13.51
CA0679011084   Purchase   2,500   13.52
CA0679011084   Purchase   4,000   13.53
CA0679011084   Purchase   4,500   13.54
CA0679011084   Purchase   8,111   13.55
CA0679011084   Purchase   4,000   13.56
CA0679011084   Purchase   900   13.57
CA0679011084   Purchase   1,493   13.58
CA0679011084   Purchase   1,171   13.59
CA0679011084   Purchase   36   13.61
CA0679011084   Sale   300   13.09
CA0679011084   Sale   3   13.10
CA0679011084   Sale   109   13.11
CA0679011084   Sale   36   13.12
CA0679011084   Sale   300   13.14
CA0679011084   Sale   400   13.15
CA0679011084   Sale   577   13.16
CA0679011084   Sale   1,200   13.17
CA0679011084   Sale   1,412   13.18
CA0679011084   Sale   1,200   13.19
CA0679011084   Sale   906   13.20
CA0679011084   Sale   672   13.21
CA0679011084   Sale   330   13.22
CA0679011084   Sale   410   13.23
CA0679011084   Sale   417   13.24
CA0679011084   Sale   500   13.25
CA0679011084   Sale   302   13.26
CA0679011084   Sale   621   13.27
CA0679011084   Sale   262   13.28
CA0679011084   Sale   109   13.29
CA0679011084   Sale   395   13.30
CA0679011084   Sale   2,407   13.31
CA0679011084   Sale   824   13.32
CA0679011084   Sale   30   13.33
CA0679011084   Sale   143   13.34
CA0679011084   Sale   300   13.35
CA0679011084   Sale   5   13.36
CA0679011084   Sale   5   13.37
CA0679011084   Sale   4   13.38
CA0679011084   Sale   32   13.40
CA0679011084   Sale   100   13.48
CA0679011084   Sale   100   13.49
CA0679011084   Sale   100   13.50
CA0679011084   Purchase   1,555   13.12
CA0679011084   Purchase   300   13.13
CA0679011084   Purchase   8,522   13.15
CA0679011084   Purchase   3,118   13.17
CA0679011084   Purchase   1,203   13.18
CA0679011084   Purchase   1,700   13.19
CA0679011084   Purchase   1,500   13.20
CA0679011084   Purchase   67,183   13.21
CA0679011084   Purchase   9,812   13.22
CA0679011084   Purchase   2,307   13.23
CA0679011084   Purchase   3,714   13.24
CA0679011084   Purchase   798   13.25
CA0679011084   Purchase   2,410   13.26
CA0679011084   Purchase   109   13.27
CA0679011084   Purchase   200   13.28
CA0679011084   Purchase   105   13.31
CA0679011084   Purchase   182   13.32
CA0679011084   Purchase   186   13.37
CA0679011084   Purchase   194   13.47
CA0679011084   Purchase   188   13.48
CA0679011084   Purchase   280   13.50
CA0679011084   Purchase   23   13.55
CA0679011084   Purchase   104   13.57
CA0679011084   Purchase   1,798   13.71
CA0679011084   Sale   200   13.08
CA0679011084   Sale   200   13.09
CA0679011084   Sale   100   13.10
CA0679011084   Sale   100   13.11
CA0679011084   Sale   454   13.12
CA0679011084   Sale   200   13.13
CA0679011084   Sale   400   13.14
CA0679011084   Sale   720   13.15
CA0679011084   Sale   300   13.16
CA0679011084   Sale   500   13.17
CA0679011084   Sale   600   13.18
CA0679011084   Sale   500   13.19
CA0679011084   Sale   500   13.20
CA0679011084   Sale   28,788   13.21
CA0679011084   Sale   500   13.22
CA0679011084   Sale   597   13.23
CA0679011084   Sale   325   13.24
CA0679011084   Sale   700   13.25
CA0679011084   Sale   600   13.26
CA0679011084   Sale   430   13.27
CA0679011084   Sale   100   13.28
CA0679011084   Sale   100   13.30
CA0679011084   Sale   200   13.31
CA0679011084   Sale   100   13.32
CA0679011084   Sale   100   13.34
CA0679011084   Sale   200   13.38
CA0679011084   Sale   875   13.55
CA0679011084   Sale   1,798   13.71
CA0679011084   Sale   700   17.87
CA0679011084   Sale   700   17.89
CA0679011084   Sale   21,900   17.90
CA0679011084   Sale   466   17.92
CA0679011084   Sale   2,000   17.93
CA0679011084   Sale   14,400   17.94
CA0679011084   Sale   19,300   17.95
CA0679011084   Sale   17,400   17.96
CA0679011084   Sale   12,400   17.97
CA0679011084   Sale   9,000   17.98
CA0679011084   Sale   7,900   17.99
CA0679011084   Sale   2,600   18.00
CA0679011084   Sale   35,030   18.01
CA0679011084   Sale   3,100   18.02
CA0679011084   Sale   2,508   18.03
CA0679011084   Sale   14,600   18.04
CA0679011084   Sale   47,000   18.05
CA0679011084   Sale   7,200   18.06
CA0679011084   Sale   19,624   18.07
CA0679011084   Sale   3,478   18.08
CA0679011084   Sale   7,600   18.09
CA0679011084   Sale   7,300   18.10
CA0679011084   Sale   33,900   18.11
CA0679011084   Sale   21,294   18.12
CA0679011084   Sale   300   18.13
CA0679011084   Sale   800   18.14
CA0679011084   Sale   100   18.16
CA0679011084   Sale   1,800   18.17
CA0679011084   Sale   1,700   18.18
CA0679011084   Sale   100   18.21
CA0679011084   Sale   400   18.22
CA0679011084   Sale   500   18.24
CA0679011084   Sale   600   18.25
CA0679011084   Sale   100   18.32
CA0679011084   Sale   100   18.38
CA0679011084   Sale   100   18.39
CA0679011084   Sale   100   18.40
CA0679011084   Sale   100   18.41
CA0679011084   Sale   3,175,700   17.63
CA0679011084   Sale   2,900   17.88
CA0679011084   Sale   13,700   17.92
CA0679011084   Sale   10,919   17.93
CA0679011084   Sale   10,200   17.94
CA0679011084   Sale   152,200   17.95
CA0679011084   Sale   121,000   17.96
CA0679011084   Sale   8,200   17.97
CA0679011084   Sale   3,500   18.01
CA0679011084   Sale   8,200   18.02
CA0679011084   Sale   374,000   18.05
CA0679011084   Sale   200   18.07
CA0679011084   Sale   6,200   18.11
CA0679011084   Sale   9,800   18.12
CA0679011084   Sale   167,800   18.13
CA0679011084   Sale   4,000   18.16
CA0679011084   Sale   351   18.17
CA0679011084   Sale   100   18.33
CA0679011084   Sale   237,100   18.35
CA0679011084   Sale   8,300   18.37
CA0679011084   Sale   2,300   18.39
CA0679011084   Sale   800   18.40
CA0679011084   Sale   100   18.41
CA0679011084   Sale   5,400   18.42
CA0679011084   Sale   200   18.43
CA0679011084   Sale   400   18.44
CA0679011084   Sale   200   18.45
CA0679011084   Sale   203,300   18.46
CA0679011084   Sale   4,400   18.47
CA0679011084   Sale   10,500   18.48
CA0679011084   Sale   800   18.51
CA0679011084   Purchase   100   17.85
CA0679011084   Purchase   200   17.86
CA0679011084   Purchase   100   17.87
CA0679011084   Purchase   2,100   17.94
CA0679011084   Purchase   200   17.95
CA0679011084   Purchase   300   17.96
CA0679011084   Purchase   1,100   17.97
CA0679011084   Purchase   600   17.98
CA0679011084   Purchase   200   18.00
CA0679011084   Purchase   900   18.01
CA0679011084   Purchase   600   18.02
CA0679011084   Purchase   2,600   18.03
CA0679011084   Purchase   700   18.04
CA0679011084   Purchase   2,600   18.05
CA0679011084   Purchase   500   18.06
CA0679011084   Purchase   900   18.07
CA0679011084   Purchase   200   18.08
CA0679011084   Purchase   100   18.09
CA0679011084   Purchase   1,300   18.10
CA0679011084   Purchase   100   18.11
CA0679011084   Purchase   300   18.13
CA0679011084   Purchase   500   18.15
CA0679011084   Purchase   1,100   18.16
CA0679011084   Purchase   200   18.18
CA0679011084   Purchase   200   18.28
CA0679011084   Purchase   900   18.32
CA0679011084   Purchase   2,400   18.36
CA0679011084   Purchase   1,400   18.38
CA0679011084   Purchase   500   18.39
CA0679011084   Purchase   200   18.40
CA0679011084   Purchase   400   18.41
CA0679011084   Purchase   100   18.42
CA0679011084   Purchase   600   18.44
CA0679011084   Purchase   100   18.46
CA0679011084   Purchase   500   18.47
CA0679011084   Purchase   900   18.48
CA0679011084   Purchase   300   18.49
CA0679011084   Purchase   300   18.50

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit
CA0679011084   CFD   Increasing a long position   4,739   11.79 EUR
CA0679011084   CFD   Increasing a long position   310   11.78 EUR
CA0679011084   CFD   Increasing a short position   964   11.73 EUR
CA0679011084   CFD   Decreasing a short position   29   11.62 EUR
CA0679011084   CFD   Opening a short position   12,064,316   17.63 CAD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:   31st December 2018
Contact name:   Myriam Soper
Telephone number:   +44 203 650 8261

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

Millennium Partners, L.P.

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