REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

24/10/2018 11:05

RNS Number : 0447F
Morgan Stanley Capital Services LLC
24 October 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley Capital Services LLC




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


23 OCTOBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 SALES


 2,729


 17.4400 CAD


 17.4400 CAD




 common


 PURCHASES


 102,420


 13.6900 USD


 13.2500 USD




 common


 SALES


 13,170


 13.6900 USD


 13.2500 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




 common


 CFD


 LONG


 1,700


 17.4400 CAD




 common


 CFD


 LONG


 2,729


 17.4400 CAD




 common


 CFD


 LONG


 195


 17.4869 CAD




 common


 CFD


 LONG


 900


 17.5300 CAD




 common


 CFD


 LONG


 4,900


 17.6834 CAD




 common


 CFD


 LONG


 3,800


 17.6876 CAD




 common


 CFD


 SHORT


 5,500


 17.4323 CAD




 common


 CFD


 SHORT


 1,200


 17.4433 CAD




 common


 CFD


 SHORT


 7,400


 17.5902 CAD




 common


 CFD


 SHORT


 700


 17.5914 CAD




 common


 CFD


 SHORT


 1,100


 17.6372 CAD




 common


 CFD


 SHORT


 4,900


 17.7557 CAD




 common


 CFD


 SHORT


 6,400


 17.8000 CAD




 common


 CFD


 SHORT


 900


 17.8000 CAD




 common


 CFD


 LONG


 3,300


 13.2834 USD




 common


 CFD


 LONG


 1


 13.3100 USD




 common


 CFD


 LONG


 1,799


 13.3400 USD




 common


 CFD


 LONG


 1,799


 13.3400 USD




 common


 CFD


 LONG


 2,570


 13.3585 USD




 common


 CFD


 LONG


 9,971


 13.4165 USD




 common


 CFD


 LONG


 4,100


 13.5601 USD




 common


 CFD


 LONG


 1,400


 13.6900 USD




 common


 CFD


 LONG


 1,400


 13.6900 USD




 common


 CFD


 LONG


 16,254


 17.4918 CAD




 common


 CFD


 SHORT


 1,800


 13.3205 USD




 common


 CFD


 SHORT


 300


 13.3266 USD




 common


 CFD


 SHORT


 2,090


 13.3296 USD




 common


 CFD


 SHORT


 4,380


 13.3400 USD




 common


 CFD


 SHORT


 4,800


 13.3589 USD




 common


 CFD


 SHORT


 13,950


 13.3994 USD




 common


 CFD


 SHORT


 36,900


 13.3997 USD




 common


 CFD


 SHORT


 23,600


 13.4226 USD




 common


 CFD


 SHORT


 23,600


 13.4226 USD




 common


 CFD


 SHORT


 78,820


 13.4287 USD




 common


 CFD


 SHORT


 5,112


 13.4599 USD




 common


 CFD


 SHORT


 8,688


 13.6900 USD




 common


 CFD


 SHORT


 800


 13.6900 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


24 OCTOBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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