REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

25/10/2018 10:45

RNS Number : 1895F
Morgan Stanley Capital Services LLC
25 October 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley Capital Services LLC




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


24 OCTOBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 33,717


 17.0300 CAD


 17.0300 CAD




 common


 PURCHASES


 89,455


 13.4300 USD


 13.0900 USD




 common


 SALES


 6,549


 13.2900 USD


 13.0900 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




 common


 CFD


 LONG


 5,400


 17.0300 CAD




 common


 CFD


 LONG


 2,500


 17.0300 CAD




 common


 CFD


 LONG


 4,700


 17.0300 CAD




 common


 CFD


 LONG


 7,200


 17.0300 CAD




 common


 CFD


 LONG


 800


 17.1187 CAD




 common


 CFD


 LONG


 5,400


 17.1333 CAD




 common


 CFD


 LONG


 800


 17.1713 CAD




 common


 CFD


 LONG


 2,000


 17.3225 CAD




 common


 CFD


 SHORT


 33,717


 17.0300 CAD




 common


 CFD


 SHORT


 21,000


 17.0818 CAD




 common


 CFD


 SHORT


 2,200


 17.0850 CAD




 common


 CFD


 SHORT


 700


 17.0914 CAD




 common


 CFD


 SHORT


 1,400


 17.0950 CAD




 common


 CFD


 SHORT


 3,700


 17.1156 CAD




 common


 CFD


 SHORT


 772


 17.2303 CAD




 common


 CFD


 SHORT


 24,100


 17.2974 CAD




 common


 CFD


 SHORT


 200


 17.4400 CAD




 common


 CFD


 SHORT


 2,500


 17.4400 CAD




 common


 CFD


 SHORT


 5,400


 17.4400 CAD




 common


 CFD


 LONG


 119


 13.1100 USD




 common


 CFD


 LONG


 119


 13.1100 USD




 common


 CFD


 LONG


 663


 13.1100 USD




 common


 CFD


 LONG


 3,677


 13.1105 USD




 common


 CFD


 LONG


 400


 13.1388 USD




 common


 CFD


 LONG


 2,753


 13.1701 USD




 common


 CFD


 LONG


 1,690


 13.2011 USD




 common


 CFD


 SHORT


 1,799


 13.1100 USD




 common


 CFD


 SHORT


 1,100


 13.1100 USD




 common


 CFD


 SHORT


 1,100


 13.1100 USD




 common


 CFD


 SHORT


 1,799


 13.1100 USD




 common


 CFD


 SHORT


 11,479


 13.1161 USD




 common


 CFD


 SHORT


 2,700


 13.1193 USD




 common


 CFD


 SHORT


 10,677


 13.1456 USD




 common


 CFD


 SHORT


 86,556


 13.1935 USD




 common


 CFD


 SHORT


 60,100


 13.2178 USD




 common


 CFD


 SHORT


 1,328


 13.2800 USD




 common


 CFD


 SHORT


 272


 13.2984 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


25 OCTOBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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