REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

26/10/2018 10:30

RNS Number : 3296F
Morgan Stanley Capital Services LLC
26 October 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley Capital Services LLC




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


25 OCTOBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 175,068


 12.9850 USD


 12.5100 USD




 common


 SALES


 40,240


 12.8900 USD


 12.5300 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




 common


 CFD


 LONG


 29,700


 16.4836 CAD




 common


 CFD


 LONG


 30,800


 16.5078 CAD




 common


 CFD


 LONG


 1,800


 16.5100 CAD




 common


 CFD


 LONG


 100


 16.5300 CAD




 common


 CFD


 LONG


 4,000


 16.5575 CAD




 common


 CFD


 LONG


 2,200


 16.5745 CAD




 common


 CFD


 LONG


 6,500


 16.5918 CAD




 common


 CFD


 LONG


 7,000


 16.6967 CAD




 common


 CFD


 LONG


 2,200


 16.6967 CAD




 common


 CFD


 LONG


 4,200


 16.8500 CAD




 common


 CFD


 LONG


 2,700


 16.8500 CAD




 common


 CFD


 SHORT


 24,200


 16.4300 CAD




 common


 CFD


 SHORT


 2,700


 16.4300 CAD




 common


 CFD


 SHORT


 8,400


 16.4990 CAD




 common


 CFD


 SHORT


 5,500


 16.5120 CAD




 common


 CFD


 SHORT


 3,590


 16.5357 CAD




 common


 CFD


 SHORT


 7,200


 16.5994 CAD




 common


 CFD


 SHORT


 4,200


 16.5994 CAD




 common


 CFD


 SHORT


 6,100


 16.6272 CAD




 common


 CFD


 SHORT


 2,500


 16.6424 CAD




 common


 CFD


 LONG


 17,556


 12.5544 USD




 common


 CFD


 LONG


 40,240


 12.5883 USD




 common


 CFD


 LONG


 12,800


 12.6015 USD




 common


 CFD


 LONG


 500


 12.6080 USD




 common


 CFD


 LONG


 6,500


 12.6167 USD




 common


 CFD


 LONG


 4


 12.6300 USD




 common


 CFD


 LONG


 2,880


 12.6689 USD




 common


 CFD


 SHORT


 632


 12.5700 USD




 common


 CFD


 SHORT


 244


 12.5700 USD




 common


 CFD


 SHORT


 244


 12.5700 USD




 common


 CFD


 SHORT


 21,121


 12.5942 USD




 common


 CFD


 SHORT


 820


 12.5968 USD




 common


 CFD


 SHORT


 18,000


 12.6344 USD




 common


 CFD


 SHORT


 78,683


 12.6560 USD




 common


 CFD


 SHORT


 27,116


 12.6577 USD




 common


 CFD


 SHORT


 3,110


 12.6638 USD




 common


 CFD


 SHORT


 2,300


 12.6702 USD




 common


 CFD


 SHORT


 8,561


 12.6829 USD




 common


 CFD


 SHORT


 19,222


 12.6829 USD




 common


 CFD


 SHORT


 15,057


 12.6829 USD




 common


 CFD


 SHORT


 17,824


 12.6829 USD




 common


 CFD


 SHORT


 4,103


 12.6830 USD




 common


 CFD


 SHORT


 4,400


 12.9600 USD




 common


 CFD


 SHORT


 495


 12.9600 USD




 common


 CFD


 SHORT


 840


 12.9600 USD




 common


 CFD


 SHORT


 12,152


 12.9600 USD




 common


 CFD


 SHORT


 840


 12.9600 USD




 common


 CFD


 SHORT


 2,500


 12.9600 USD




 common


 CFD


 SHORT


 4,400


 12.9600 USD




 common


 CFD


 SHORT


 3,084


 12.9600 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


26 OCTOBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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