REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

29/10/2018 10:35

RNS Number : 5326F
Morgan Stanley Capital Services LLC
29 October 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley Capital Services LLC




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


26 OCTOBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 5,426


 16.8400 CAD


 16.8400 CAD




 common


 PURCHASES


 71,482


 13.2400 USD


 12.6900 USD




 common


 SALES


 9,201


 13.2350 USD


 12.8300 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




 common


 CFD


 LONG


 500


 16.6000 CAD




 common


 CFD


 LONG


 200


 16.7950 CAD




 common


 CFD


 LONG


 9,700


 16.8222 CAD




 common


 CFD


 LONG


 9,900


 17.0925 CAD




 common


 CFD


 LONG


 2,100


 17.0971 CAD




 common


 CFD


 SHORT


 300


 16.7066 CAD




 common


 CFD


 SHORT


 1,500


 16.8253 CAD




 common


 CFD


 SHORT


 21,000


 16.8400 CAD




 common


 CFD


 SHORT


 5,426


 16.8400 CAD




 common


 CFD


 SHORT


 5,700


 16.8531 CAD




 common


 CFD


 SHORT


 400


 16.8700 CAD




 common


 CFD


 SHORT


 1,000


 16.9700 CAD




 common


 CFD


 SHORT


 1,236


 16.9712 CAD




 common


 CFD


 SHORT


 9,900


 17.0818 CAD




 common


 CFD


 SHORT


 1,200


 17.1208 CAD




 common


 CFD


 LONG


 476


 12.8500 USD




 common


 CFD


 LONG


 476


 12.8500 USD




 common


 CFD


 LONG


 200


 12.8600 USD




 common


 CFD


 LONG


 3,900


 12.8860 USD




 common


 CFD


 LONG


 3,700


 12.8875 USD




 common


 CFD


 SHORT


 4,635


 12.7200 USD




 common


 CFD


 SHORT


 1,200


 12.7200 USD




 common


 CFD


 SHORT


 300


 12.7200 USD




 common


 CFD


 SHORT


 300


 12.7200 USD




 common


 CFD


 SHORT


 115


 12.8500 USD




 common


 CFD


 SHORT


 115


 12.8500 USD




 common


 CFD


 SHORT


 11,629


 12.8586 USD




 common


 CFD


 SHORT


 49,299


 12.8959 USD




 common


 CFD


 SHORT


 65


 12.9000 USD




 common


 CFD


 SHORT


 22,600


 12.9169 USD




 common


 CFD


 SHORT


 2,200


 12.9521 USD




 common


 CFD


 SHORT


 4,910


 12.9710 USD




 common


 CFD


 SHORT


 9,943


 12.9738 USD




 common


 CFD


 SHORT


 7,000


 13.0506 USD




 common


 CFD


 SHORT


 2,060


 13.1346 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


29 OCTOBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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