REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

30/10/2018 09:50

RNS Number : 7044F
Morgan Stanley Capital Services LLC
30 October 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley Capital Services LLC




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


29 OCTOBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 66,531


 16.6800 CAD


 16.6800 CAD




 common


 PURCHASES


 74,601


 12.9500 USD


 12.6800 USD




 common


 SALES


 8,130


 12.9433 USD


 12.6800 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




 common


 CFD


 LONG


 300


 16.6733 CAD




 common


 CFD


 LONG


 10,500


 16.6800 CAD




 common


 CFD


 LONG


 1,100


 16.7100 CAD




 common


 CFD


 LONG


 2,000


 16.7850 CAD




 common


 CFD


 LONG


 4,000


 16.8472 CAD




 common


 CFD


 LONG


 5,469


 16.8516 CAD




 common


 CFD


 SHORT


 66,531


 16.6800 CAD




 common


 CFD


 SHORT


 28,700


 16.7281 CAD




 common


 CFD


 SHORT


 2,900


 16.7400 CAD




 common


 CFD


 SHORT


 4,700


 16.7457 CAD




 common


 CFD


 SHORT


 300


 16.7766 CAD




 common


 CFD


 SHORT


 14,800


 16.7883 CAD




 common


 CFD


 SHORT


 11,800


 16.8311 CAD




 common


 CFD


 SHORT


 3,600


 16.8730 CAD




 common


 CFD


 SHORT


 4,700


 16.8769 CAD




 common


 CFD


 SHORT


 18,200


 16.8794 CAD




 common


 CFD


 SHORT


 200


 16.9450 CAD




 common


 CFD


 LONG


 200


 12.8050 USD




 common


 CFD


 LONG


 2,250


 12.8266 USD




 common


 CFD


 LONG


 2,050


 12.8288 USD




 common


 CFD


 SHORT


 308


 12.6800 USD




 common


 CFD


 SHORT


 308


 12.6800 USD




 common


 CFD


 SHORT


 17,347


 12.6874 USD




 common


 CFD


 SHORT


 52,328


 12.7588 USD




 common


 CFD


 SHORT


 96


 12.7600 USD




 common


 CFD


 SHORT


 6,164


 12.7671 USD




 common


 CFD


 SHORT


 6,650


 12.7700 USD




 common


 CFD


 SHORT


 1,500


 12.7700 USD




 common


 CFD


 SHORT


 500


 12.7700 USD




 common


 CFD


 SHORT


 500


 12.7700 USD




 common


 CFD


 SHORT


 1,600


 12.7816 USD




 common


 CFD


 SHORT


 1


 12.8000 USD




 common


 CFD


 SHORT


 17,800


 12.8116 USD




 common


 CFD


 SHORT


 1,170


 12.8627 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


30 OCTOBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
FERFKKDQCBDKFKN