REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Barrick Gold Corporation
(c) Name of the party to the offer with which exempt principal trader is connected:
Barrick Gold Corporation
(d) Date dealing undertaken:
30 OCTOBER 2018
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes - Randgold Resources Limited
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
common
PURCHASES
66,214
12.7600 USD
12.4200 USD
common
SALES
44,320
12.7500 USD
12.4526 USD
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
common
CFD
LONG
500
16.4260 CAD
common
CFD
LONG
300
16.4466 CAD
common
CFD
LONG
5,000
16.4720 CAD
common
CFD
LONG
2,000
16.4950 CAD
common
CFD
LONG
500
16.5100 CAD
common
CFD
LONG
839
16.5219 CAD
common
CFD
LONG
1,500
16.6220 CAD
common
CFD
LONG
12,100
16.6644 CAD
common
CFD
SHORT
5,200
16.3980 CAD
common
CFD
SHORT
2,000
16.4000 CAD
common
CFD
SHORT
10,200
16.5067 CAD
common
CFD
SHORT
10,200
16.5110 CAD
common
CFD
SHORT
2,200
16.6172 CAD
common
CFD
SHORT
7,100
16.6985 CAD
common
CFD
SHORT
6,000
16.7045 CAD
common
CFD
SHORT
6,200
16.7075 CAD
common
CFD
SHORT
13,600
16.7422 CAD
common
CFD
LONG
7,093
12.5800 USD
common
CFD
LONG
6,660
12.6026 USD
common
CFD
LONG
44,250
12.6724 USD
common
CFD
LONG
3,600
12.6879 USD
common
CFD
LONG
26,897
12.7120 USD
common
CFD
SHORT
100
12.4900 USD
common
CFD
SHORT
3,060
12.6000 USD
common
CFD
SHORT
200
12.6000 USD
common
CFD
SHORT
200
12.6000 USD
common
CFD
SHORT
65,843
12.6060 USD
common
CFD
SHORT
62,600
12.6064 USD
common
CFD
SHORT
83
12.7000 USD
common
CFD
SHORT
171
12.7100 USD
common
CFD
SHORT
171
12.7100 USD
common
CFD
SHORT
1,300
16.5477 CAD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
31 OCTOBER 2018
Contact name:
Craig Horsley
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDFERFKDDNCBDKPKN
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