REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

01/11/2018 09:55

RNS Number : 0140G
Morgan Stanley Capital Services LLC
01 November 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley Capital Services LLC




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


31 OCTOBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 44,890


 16.4900 CAD


 16.4900 CAD




 common


 PURCHASES


 49,377


 12.6200 USD


 12.3250 USD




 common


 SALES


 42,792


 12.5600 USD


 12.3500 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




 common


 CFD


 LONG


 571


 16.4124 CAD




 common


 CFD


 LONG


 600


 16.4133 CAD




 common


 CFD


 LONG


 6,900


 16.4685 CAD




 common


 CFD


 LONG


 2,622


 16.4752 CAD




 common


 CFD


 LONG


 1,000


 16.4781 CAD




 common


 CFD


 LONG


 1,200


 16.4781 CAD




 common


 CFD


 LONG


 5,100


 16.4900 CAD




 common


 CFD


 LONG


 200


 16.5000 CAD




 common


 CFD


 LONG


 800


 16.5000 CAD




 common


 CFD


 SHORT


 800


 16.3400 CAD




 common


 CFD


 SHORT


 1,200


 16.3400 CAD




 common


 CFD


 SHORT


 1,500


 16.3526 CAD




 common


 CFD


 SHORT


 1,600


 16.3643 CAD




 common


 CFD


 SHORT


 6,100


 16.3655 CAD




 common


 CFD


 SHORT


 24,600


 16.3847 CAD




 common


 CFD


 SHORT


 800


 16.4462 CAD




 common


 CFD


 SHORT


 5,600


 16.4607 CAD




 common


 CFD


 SHORT


 5,700


 16.4885 CAD




 common


 CFD


 SHORT


 3,300


 16.4889 CAD




 common


 CFD


 SHORT


 44,890


 16.4900 CAD




 common


 CFD


 SHORT


 200


 16.5700 CAD




 common


 CFD


 LONG


 2,940


 12.4909 USD




 common


 CFD


 LONG


 20,000


 12.4952 USD




 common


 CFD


 LONG


 42,792


 12.5142 USD




 common


 CFD


 LONG


 200


 12.5150 USD




 common


 CFD


 LONG


 2,152


 12.5271 USD




 common


 CFD


 LONG


 17,500


 12.5383 USD




 common


 CFD


 LONG


 28,778


 16.4462 USD




 common


 CFD


 SHORT


 9,800


 12.4649 USD




 common


 CFD


 SHORT


 3


 12.4700 USD




 common


 CFD


 SHORT


 652


 12.4733 USD




 common


 CFD


 SHORT


 49,056


 12.5287 USD




 common


 CFD


 SHORT


 33,704


 12.5365 USD




 common


 CFD


 SHORT


 221


 12.5500 USD




 common


 CFD


 SHORT


 221


 12.5500 USD




 common


 CFD


 SHORT


 100


 12.6100 USD




 common


 CFD


 SHORT


 4,897


 12.6100 USD




 common


 CFD


 SHORT


 100


 12.6100 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


01 NOVEMBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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