REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

14/11/2018 10:25

RNS Number : 3374H
Morgan Stanley Capital Services LLC
14 November 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley Capital Services LLC




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


13 NOVEMBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 51,792


 12.6400 USD


 12.3200 USD




 common


 SALES


 9,385


 12.6300 USD


 12.3600 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




 common


 CFD


 LONG


 2,300


 16.4400 CAD




 common


 CFD


 LONG


 200


 16.5150 CAD




 common


 CFD


 LONG


 100


 16.6300 CAD




 common


 CFD


 SHORT


 10,000


 16.4810 CAD




 common


 CFD


 SHORT


 5,100


 16.5183 CAD




 common


 CFD


 SHORT


 12,100


 16.5242 CAD




 common


 CFD


 SHORT


 1,700


 16.5288 CAD




 common


 CFD


 SHORT


 1,900


 16.5294 CAD




 common


 CFD


 SHORT


 18,900


 16.5607 CAD




 common


 CFD


 SHORT


 4,106


 16.5705 CAD




 common


 CFD


 SHORT


 2,000


 16.6500 CAD




 common


 CFD


 SHORT


 100


 16.6500 CAD




 common


 CFD


 LONG


 763


 12.4238 USD




 common


 CFD


 LONG


 3,562


 12.4370 USD




 common


 CFD


 LONG


 5,785


 12.4515 USD




 common


 CFD


 LONG


 100


 12.4600 USD




 common


 CFD


 LONG


 700


 12.4992 USD




 common


 CFD


 LONG


 660


 12.5106 USD




 common


 CFD


 LONG


 3,600


 12.5900 USD




 common


 CFD


 SHORT


 1,200


 12.4266 USD




 common


 CFD


 SHORT


 6,475


 12.4300 USD




 common


 CFD


 SHORT


 3,400


 12.4300 USD




 common


 CFD


 SHORT


 415


 12.4300 USD




 common


 CFD


 SHORT


 415


 12.4300 USD




 common


 CFD


 SHORT


 2,992


 12.4475 USD




 common


 CFD


 SHORT


 17


 12.4500 USD




 common


 CFD


 SHORT


 25,046


 12.4787 USD




 common


 CFD


 SHORT


 200


 12.4900 USD




 common


 CFD


 SHORT


 10,662


 12.5028 USD




 common


 CFD


 SHORT


 2,329


 12.5173 USD




 common


 CFD


 SHORT


 1,371


 12.5700 USD




 common


 CFD


 SHORT


 1,100


 12.5700 USD




 common


 CFD


 SHORT


 1,100


 12.5700 USD




 common


 CFD


 SHORT


 20,000


 12.6118 USD




 common


 CFD


 SHORT


 400


 16.5100 CAD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


14 NOVEMBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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