REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

16/11/2018 10:35

RNS Number : 6213H
Morgan Stanley Capital Services LLC
16 November 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley Capital Services LLC




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


15 NOVEMBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 20,251


 17.1000 CAD


 17.1000 CAD




 common


 PURCHASES


 13,552


 13.0350 USD


 12.7500 USD




 common


 SALES


 33,154


 13.0641 USD


 12.7068 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




 common


 CFD


 LONG


 300


 17.0433 CAD




 common


 CFD


 LONG


 1,100


 17.0672 CAD




 common


 CFD


 LONG


 10,000


 17.0880 CAD




 common


 CFD


 LONG


 1,000


 17.1440 CAD




 common


 CFD


 SHORT


 5,600


 16.8641 CAD




 common


 CFD


 SHORT


 700


 16.9328 CAD




 common


 CFD


 SHORT


 11,100


 16.9738 CAD




 common


 CFD


 SHORT


 500


 16.9800 CAD




 common


 CFD


 SHORT


 7,100


 17.0106 CAD




 common


 CFD


 SHORT


 1,700


 17.0352 CAD




 common


 CFD


 SHORT


 5,700


 17.0536 CAD




 common


 CFD


 SHORT


 251


 17.0622 CAD




 common


 CFD


 SHORT


 20,251


 17.1000 CAD




 common


 CFD


 LONG


 28


 12.8050 USD




 common


 CFD


 LONG


 3,300


 12.8614 USD




 common


 CFD


 LONG


 26,442


 12.8968 USD




 common


 CFD


 LONG


 32,457


 12.9011 USD




 common


 CFD


 LONG


 400


 12.9100 USD




 common


 CFD


 LONG


 187


 12.9673 USD




 common


 CFD


 LONG


 217


 12.9900 USD




 common


 CFD


 LONG


 217


 12.9900 USD




 common


 CFD


 LONG


 440


 13.0000 USD




 common


 CFD


 LONG


 2,100


 13.0120 USD




 common


 CFD


 SHORT


 440


 12.8000 USD




 common


 CFD


 SHORT


 1,628


 12.8500 USD




 common


 CFD


 SHORT


 1,628


 12.8500 USD




 common


 CFD


 SHORT


 1,130


 12.8767 USD




 common


 CFD


 SHORT


 3,484


 12.9174 USD




 common


 CFD


 SHORT


 100


 12.9200 USD




 common


 CFD


 SHORT


 1,600


 12.9312 USD




 common


 CFD


 SHORT


 60


 12.9400 USD




 common


 CFD


 SHORT


 594


 12.9547 USD




 common


 CFD


 SHORT


 8,000


 12.9824 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


16 NOVEMBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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