REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

27/11/2018 10:30

RNS Number : 6184I
Morgan Stanley Capital Services LLC
27 November 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley Capital Services LLC




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


26 NOVEMBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 48,147


 17.4000 CAD


 17.2700 CAD




 common


 PURCHASES


 66,172


 13.3666 USD


 12.9800 USD




 common


 SALES


 21,208


 13.2550 USD


 12.9800 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




 common


 CFD


 LONG


 100


 17.2300 CAD




 common


 CFD


 LONG


 50


 17.2400 CAD




 common


 CFD


 LONG


 5,700


 17.2587 CAD




 common


 CFD


 LONG


 500


 17.2700 CAD




 common


 CFD


 LONG


 1,100


 17.2700 CAD




 common


 CFD


 LONG


 700


 17.2700 CAD




 common


 CFD


 LONG


 2,703


 17.2991 CAD




 common


 CFD


 LONG


 150


 17.3200 CAD




 common


 CFD


 LONG


 400


 17.3900 CAD




 common


 CFD


 LONG


 800


 17.4250 CAD




 common


 CFD


 SHORT


 23,197


 17.2700 CAD




 common


 CFD


 SHORT


 24,700


 17.2953 CAD




 common


 CFD


 SHORT


 200


 17.4000 CAD




 common


 CFD


 SHORT


 24,950


 17.4000 CAD




 common


 CFD


 SHORT


 10,500


 17.4400 CAD




 common


 CFD


 LONG


 1,339


 13.0151 USD




 common


 CFD


 LONG


 30


 13.0200 USD




 common


 CFD


 LONG


 197


 13.0300 USD




 common


 CFD


 LONG


 197


 13.0300 USD




 common


 CFD


 LONG


 20,750


 13.0864 USD




 common


 CFD


 LONG


 15,200


 13.0912 USD




 common


 CFD


 LONG


 4,100


 13.0917 USD




 common


 CFD


 LONG


 1


 13.1100 USD




 common


 CFD


 LONG


 80


 13.1200 USD




 common


 CFD


 SHORT


 1,265


 13.0264 USD




 common


 CFD


 SHORT


 899


 13.0264 USD




 common


 CFD


 SHORT


 300


 13.0400 USD




 common


 CFD


 SHORT


 5,600


 13.0469 USD




 common


 CFD


 SHORT


 4,500


 13.0482 USD




 common


 CFD


 SHORT


 8,200


 13.0989 USD




 common


 CFD


 SHORT


 900


 13.1198 USD




 common


 CFD


 SHORT


 20,635


 13.1264 USD




 common


 CFD


 SHORT


 65,532


 13.1364 USD




 common


 CFD


 SHORT


 23,233


 13.2093 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type    e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


27 NOVEMBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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