REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

04/12/2018 10:45

RNS Number : 3847J
Morgan Stanley Capital Services LLC
04 December 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley Capital Services LLC




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


03 DECEMBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 19,921


 17.2000 CAD


 17.2000 CAD




 common


 PURCHASES


 47,040


 13.0300 USD


 12.7100 USD




 common


 SALES


 5,913


 12.9900 USD


 12.8100 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




 common


 CFD


 LONG


 100


 17.1000 CAD




 common


 CFD


 SHORT


 1,400


 16.9042 CAD




 common


 CFD


 SHORT


 800


 16.9325 CAD




 common


 CFD


 SHORT


 9,700


 16.9372 CAD




 common


 CFD


 SHORT


 2,700


 16.9700 CAD




 common


 CFD


 SHORT


 3,174


 17.0423 CAD




 common


 CFD


 SHORT


 2,700


 17.0900 CAD




 common


 CFD


 SHORT


 1,400


 17.0900 CAD




 common


 CFD


 SHORT


 6,700


 17.1734 CAD




 common


 CFD


 SHORT


 2,200


 17.1777 CAD




 common


 CFD


 SHORT


 400


 17.1777 CAD




 common


 CFD


 SHORT


 200


 17.2000 CAD




 common


 CFD


 SHORT


 4,300


 17.2000 CAD




 common


 CFD


 SHORT


 19,921


 17.2000 CAD




 common


 CFD


 LONG


 200


 12.8800 USD




 common


 CFD


 LONG


 1,100


 12.9486 USD




 common


 CFD


 LONG


 4,978


 12.9764 USD




 common


 CFD


 LONG


 177


 12.9900 USD




 common


 CFD


 LONG


 758


 12.9900 USD




 common


 CFD


 LONG


 3,678


 12.9900 USD




 common


 CFD


 LONG


 177


 12.9900 USD




 common


 CFD


 LONG


 758


 12.9900 USD




 common


 CFD


 LONG


 11,290


 17.0001 CAD




 common


 CFD


 LONG


 4,363


 17.0148 CAD




 common


 CFD


 SHORT


 8,500


 12.7507 USD




 common


 CFD


 SHORT


 3,460


 12.8983 USD




 common


 CFD


 SHORT


 16,200


 12.9069 USD




 common


 CFD


 SHORT


 30,990


 12.9314 USD




 common


 CFD


 SHORT


 4,000


 12.9630 USD




 common


 CFD


 SHORT


 4,836


 12.9800 USD




 common


 CFD


 SHORT


 1,394


 12.9897 USD




 common


 CFD


 SHORT


 350


 12.9900 USD




 common


 CFD


 SHORT


 350


 12.9900 USD




 common


 CFD


 SHORT


 7,200


 12.9900 USD




 common


 CFD


 SHORT


 1,100


 12.9953 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type    e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


04 DECEMBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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