REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

10/12/2018 10:30

RNS Number : 9568J
Morgan Stanley Capital Services LLC
10 December 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley Capital Services LLC




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


07 DECEMBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 SALES


 39,062


 18.2200 CAD


 18.2200 CAD




 common


 PURCHASES


 21,956


 13.7900 USD


 13.4900 USD




 common


 SALES


 46,804


 13.7900 USD


 13.4900 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




 common


 CFD


 LONG


 3,300


 18.0700 CAD




 common


 CFD


 LONG


 3,400


 18.1071 CAD




 common


 CFD


 LONG


 100


 18.1071 CAD




 common


 CFD


 LONG


 826


 18.1379 CAD




 common


 CFD


 LONG


 17,100


 18.1616 CAD




 common


 CFD


 LONG


 3,500


 18.2200 CAD




 common


 CFD


 LONG


 39,062


 18.2200 CAD




 common


 CFD


 LONG


 6,700


 18.2540 CAD




 common


 CFD


 SHORT


 700


 18.0714 CAD




 common


 CFD


 SHORT


 1,000


 18.0840 CAD




 common


 CFD


 SHORT


 5,100


 18.2285 CAD




 common


 CFD


 LONG


 17,500


 13.5927 USD




 common


 CFD


 LONG


 1,834


 13.6000 USD




 common


 CFD


 LONG


 1,834


 13.6000 USD




 common


 CFD


 LONG


 4,460


 13.6132 USD




 common


 CFD


 LONG


 500


 13.6343 USD




 common


 CFD


 LONG


 200


 13.6700 USD




 common


 CFD


 LONG


 257


 13.6800 USD




 common


 CFD


 LONG


 257


 13.6800 USD




 common


 CFD


 LONG


 700


 13.6871 USD




 common


 CFD


 LONG


 25,947


 13.6942 USD




 common


 CFD


 LONG


 2,375


 13.7022 USD




 common


 CFD


 LONG


 18,000


 13.7135 USD




 common


 CFD


 LONG


 200


 13.7135 USD




 common


 CFD


 LONG


 12


 13.7700 USD




 common


 CFD


 LONG


 4,363


 18.1561 CAD




 common


 CFD


 LONG


 6,473


 18.1573 CAD




 common


 CFD


 SHORT


 600


 13.6000 USD




 common


 CFD


 SHORT


 600


 13.6000 USD




 common


 CFD


 SHORT


 1,000


 13.6540 USD




 common


 CFD


 SHORT


 1,834


 13.6682 USD




 common


 CFD


 SHORT


 4,610


 13.6723 USD




 common


 CFD


 SHORT


 100


 13.6800 USD




 common


 CFD


 SHORT


 44


 13.6800 USD




 common


 CFD


 SHORT


 44


 13.6800 USD




 common


 CFD


 SHORT


 9,800


 13.6887 USD




 common


 CFD


 SHORT


 20,546


 13.6900 USD




 common


 CFD


 SHORT


 3,202


 13.7437 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


10 DECEMBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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