REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

11/12/2018 11:05

RNS Number : 1149K
Morgan Stanley Capital Services LLC
11 December 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley Capital Services LLC




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


10 DECEMBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 26,210


 18.5500 CAD


 18.5500 CAD




 common


 PURCHASES


 53,896


 14.1650 USD


 13.7000 USD




 common


 SALES


 58,561


 14.1700 USD


 13.7000 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




 common


 CFD


 LONG


 300


 18.5200 CAD




 common


 CFD


 LONG


 1,100


 18.5200 CAD




 common


 CFD


 LONG


 1,300


 18.5443 CAD




 common


 CFD


 LONG


 1,000


 18.5443 CAD




 common


 CFD


 LONG


 1,400


 18.5714 CAD




 common


 CFD


 LONG


 707


 18.6599 CAD




 common


 CFD


 LONG


 23,000


 18.6961 CAD




 common


 CFD


 LONG


 700


 18.8185 CAD




 common


 CFD


 SHORT


 100


 18.2600 CAD




 common


 CFD


 SHORT


 6,900


 18.4895 CAD




 common


 CFD


 SHORT


 300


 18.4895 CAD




 common


 CFD


 SHORT


 20,700


 18.5486 CAD




 common


 CFD


 SHORT


 26,210


 18.5500 CAD




 common


 CFD


 SHORT


 8,400


 18.6084 CAD




 common


 CFD


 LONG


 700


 13.7000 USD




 common


 CFD


 LONG


 700


 13.7000 USD




 common


 CFD


 LONG


 771


 13.8276 USD




 common


 CFD


 LONG


 17,400


 13.8278 USD




 common


 CFD


 LONG


 600


 13.8400 USD




 common


 CFD


 LONG


 2,000


 13.8476 USD




 common


 CFD


 LONG


 51,561


 13.9243 USD




 common


 CFD


 LONG


 28,690


 13.9847 USD




 common


 CFD


 LONG


 2,100


 14.0304 USD




 common


 CFD


 SHORT


 1,000


 13.7000 USD




 common


 CFD


 SHORT


 3,822


 13.7500 USD




 common


 CFD


 SHORT


 476


 13.8400 USD




 common


 CFD


 SHORT


 159


 13.8400 USD




 common


 CFD


 SHORT


 476


 13.8400 USD




 common


 CFD


 SHORT


 159


 13.8400 USD




 common


 CFD


 SHORT


 300


 13.8500 USD




 common


 CFD


 SHORT


 110


 13.8663 USD




 common


 CFD


 SHORT


 30,500


 13.9112 USD




 common


 CFD


 SHORT


 700


 13.9138 USD




 common


 CFD


 SHORT


 3,160


 13.9154 USD




 common


 CFD


 SHORT


 48,492


 13.9170 USD




 common


 CFD


 SHORT


 10,200


 13.9984 USD




 common


 CFD


 SHORT


 1,751


 18.6428 CAD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


11 DECEMBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
FERFKDDPKBDDFBD