REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Barrick Gold Corporation
(c) Name of the party to the offer with which exempt principal trader is connected:
Barrick Gold Corporation
(d) Date dealing undertaken:
13 DECEMBER 2018
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes - Randgold Resources Limited
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
common
PURCHASES
15,256
18.8500 CAD
18.8500 CAD
common
PURCHASES
60,660
14.1500 USD
13.9500 USD
common
SALES
78,596
14.1600 USD
13.9575 USD
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
common
CFD
LONG
600
18.7000 CAD
common
CFD
LONG
6,700
18.7000 CAD
common
CFD
LONG
2,200
18.7454 CAD
common
CFD
LONG
1,100
18.7454 CAD
common
CFD
LONG
1,962
18.7539 CAD
common
CFD
LONG
4,200
18.7821 CAD
common
CFD
LONG
800
18.8500 CAD
common
CFD
LONG
100
18.8700 CAD
common
CFD
SHORT
21,400
18.7305 CAD
common
CFD
SHORT
3,997
18.7757 CAD
common
CFD
SHORT
5,800
18.8164 CAD
common
CFD
SHORT
15,256
18.8500 CAD
common
CFD
SHORT
100
18.8600 CAD
common
CFD
LONG
1,969
13.9954 USD
common
CFD
LONG
600
14.0667 USD
common
CFD
LONG
2,300
14.0756 USD
common
CFD
LONG
35,210
14.1168 USD
common
CFD
LONG
2,600
14.1197 USD
common
CFD
LONG
27,200
14.1295 USD
common
CFD
LONG
541
14.1331 USD
common
CFD
SHORT
2,169
14.0000 USD
common
CFD
SHORT
1,900
14.0000 USD
common
CFD
SHORT
1,900
14.0000 USD
common
CFD
SHORT
2,169
14.0000 USD
common
CFD
SHORT
13,082
14.0199 USD
common
CFD
SHORT
700
14.0372 USD
common
CFD
SHORT
52,491
14.0393 USD
common
CFD
SHORT
22,600
14.0404 USD
common
CFD
SHORT
2,040
14.0426 USD
common
CFD
SHORT
14,460
14.0524 USD
common
CFD
SHORT
9
14.1300 USD
common
CFD
SHORT
300
14.1367 USD
common
CFD
SHORT
2,000
14.1400 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
14 DECEMBER 2018
Contact name:
Craig Horsley
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDFERFKQDBKBDDABD
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